Seal Cove Capital provides portfolio management for individuals and small businesses.
Seal Cove Capital reports 3 clients. They include 2 high-net-worth individuals and 1 individual client. Of its assets, 100.0% ($135M across 26 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | <1% |
| High-net-worth individuals | 67% | 99% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $854K | 0.6% | $854K |
| High-net-worth individuals | Fewer than 5 | $134M | 99.4% | $67M |
| Total | 3 | $135M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $854K
- AUM share
- 0.6%
- Avg. per client
- $854K
- Clients
- Fewer than 5
- Regulatory AUM
- $134M
- AUM share
- 99.4%
- Avg. per client
- $67M
Total
- Clients
- 3
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Seal Cove Capital charges 1.00% a year for its Investment management fees. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
Kevin Lee owns 75% or more of Seal Cove Capital. It has 1 employee.
Leadership
- Kevin LeeManaging Partner / CCO
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Seal Cove Capital LLC
Kevin Lee
Control person · since May 2024
Seal Cove Capital’s regulatory assets grew Infinity× from $0 (June 2024) to $135M (March 2026); employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $135M | 3 | 1 | 1 |
| March 2025 | $120M | 3 | 1 | 1 |
| June 2024 | $0 | 0 | 1 | 1 |
Besides its headquarters, Seal Cove Capital has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Seal Cove Capital LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 415-306-2583
- SEC file
- 801-130794
- Structure
- California LLC
- Fiscal year end
- December
Seal Cove Capital uses Fidelity ($134M) as custodian for its separately managed accounts. Seal Cove Capital does not have custody of client assets.
- FidelityNational Financial Services LLC · Chicago, IL · $134M100%
At year end, Seal Cove Capital’s separately managed accounts were mostly in stocks (79%) and funds (21%).
What the accounts hold
- Stocks79%
- Funds21%
How many clients does Seal Cove Capital have?
Seal Cove Capital has 3 clients and manages $135 million for them, as of March 2026. They include 2 high-net-worth individuals and 1 individual client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Seal Cove Capital offer?
Seal Cove Capital provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Seal Cove Capital charge?
Seal Cove Capital charges 1.00% a year for its Investment management fees. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Which custodians does Seal Cove Capital use?
Seal Cove Capital’s separately managed account assets are held at National Financial Services LLC (Chicago, IL), with $134M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Seal Cove Capital have?
Seal Cove Capital has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Seal Cove Capital invest in?
At the end of its last fiscal year, Seal Cove Capital’s separately managed accounts held 79% exchange-traded equities and 21% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Seal Cove Capital have a minimum investment?
Yes, Seal Cove Capital’s minimum account size for its Investment management fees is $1M.
Who owns Seal Cove Capital?
Seal Cove Capital’s direct owner is Kevin Lee (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Seal Cove Capital get paid?
Seal Cove Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Seal Cove Capital?
Its phone number is 415-306-2583.