Schauer Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. The firm advises 1 private fund.
Schauer Investment Management reports 24 clients. They include 16 high-net-worth individuals and 8 individual clients. Of its assets, 100.0% ($120M across 37 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 4% |
| High-net-worth individuals | 67% | 96% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 8 | $4.26M | 3.6% | $533K |
| High-net-worth individuals | 16 | $115M | 96.4% | $7.22M |
| Total | 24 | $120M | 100% | $4.99M |
- Clients
- 8
- Regulatory AUM
- $4.26M
- AUM share
- 3.6%
- Avg. per client
- $533K
- Clients
- 16
- Regulatory AUM
- $115M
- AUM share
- 96.4%
- Avg. per client
- $7.22M
Total
- Clients
- 24
- Regulatory AUM
- $120M
- AUM share
- 100%
- Avg. per client
- $4.99M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Schauer Investment Management is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Craig Schauer owns 50% to 75% of Schauer Investment Management. The leadership team of Schauer Investment Management includes President Craig Schauer. It has 4 employees.
Leadership
- Craig SchauerPresident, CEO, CCO
- Kyle SchauerOwner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Schauer Investment Management, Inc.
Craig Schauer
Control person · since February 2016
- Owns 25% to 50% of Schauer Investment Management, Inc.
Kyle Schauer
Control person · since January 2022
Besides its headquarters, Schauer Investment Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 17024 Lassen St, NorthridgeHQ
Contact and registration details
- Legal name
- Schauer Investment Management, Inc.
- Headquarters
- 17024 Lassen St, Northridge, CA 91325
- Website
- Not reported
- Phone
- 818-727-9960
- SEC file
- 801-136765
- Structure
- California corporation
- Fiscal year end
- December
Schauer Investment Management uses Charles Schwab ($104M) as custodian for its separately managed accounts. Schauer Investment Management has custody of $53M in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $104M100%
At year end, Schauer Investment Management’s separately managed accounts were mostly in bonds (50%) and stocks (44%).
What the accounts hold
- Stocks44%
- Bonds50%
- Cash2%
- Other4%
- Trust deeds4%
How many clients does Schauer Investment Management have?
Schauer Investment Management has 24 clients and manages $120 million for them, as of August 2026. They include 16 high-net-worth individuals and 8 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026
What services does Schauer Investment Management offer?
Schauer Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Schauer Investment Management use?
Schauer Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $104M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026
How many financial advisors does Schauer Investment Management have?
Schauer Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Schauer Investment Management invest in?
At the end of its last fiscal year, Schauer Investment Management’s separately managed accounts held 50% U.S. government and agency bonds, 44% exchange-traded equities, 4% other and 2% cash and equivalents. The 4% other category is described as: Trust Deeds. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Schauer Investment Management?
Schauer Investment Management’s direct owners are Craig Schauer (50% to 75%) and Kyle Schauer (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 August 2026
How does Schauer Investment Management get paid?
Schauer Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Schauer Investment Management?
Schauer Investment Management’s main office is at 17024 Lassen St, Northridge, CA 91325. Its phone number is 818-727-9960.