Sag Harbor Capital Management provides portfolio management for pooled vehicles. The firm advises 2 private funds.
Sag Harbor Capital Management reports 2 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($427M across 2 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 2 | $427M | 100.0% | $214M |
| Total | 2 | $427M | 100% | $214M |
- Clients
- 2
- Regulatory AUM
- $427M
- AUM share
- 100.0%
- Avg. per client
- $214M
Total
- Clients
- 2
- Regulatory AUM
- $427M
- AUM share
- 100%
- Avg. per client
- $214M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
Sag Harbor Capital Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Gregg Winter owns 25% to 50% of Sag Harbor Capital Management. The leadership team of Sag Harbor Capital Management includes Chief Financial Officer Adam Windwer. It has 13 employees, 9 of them in advisory roles.
Leadership
- Adam WindwerMember/Chief Financial Officer/Chief Compliance Officer
- David HeidenManager/Member
- Jarret SchochetMember
- Gregg WinterManager/Member
Staff
- 13 employees
- 9 in advisory functions
- Owns 25% to 50% of Sag Harbor Capital Management, LLC
Gregg Winter
Control person · since April 2007
- Owns 25% to 50% of Sag Harbor Capital Management, LLC
David Heiden
Control person · since April 2007
- Owns 5% to 10% of Sag Harbor Capital Management, LLC
Adam Windwer
Control person · since January 2014
- Owns 5% to 10% of Sag Harbor Capital Management, LLC
Jarret Schochet
since August 2017
Sag Harbor Capital Management’s regulatory assets grew from $387M (March 2021) to $427M (March 2026); clients fell from 3 to 2 and employees rose from 11 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $427M | 2 | 13 | 1 |
| March 2025 | $455M | 2 | 13 | 1 |
| March 2024 | $448M | 2 | 13 | 1 |
| March 2023 | $375M | 2 | 13 | 1 |
| March 2022 | $364M | 3 | 11 | 1 |
| March 2021 | $387M | 3 | 11 | 1 |
Besides its headquarters, Sag Harbor Capital Management has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 60 Cutter Mill Road, Suite 601, Great NeckHQ
Contact and registration details
- Legal name
- Sag Harbor Capital Management, LLC
- Headquarters
- 60 Cutter Mill Road, Suite 601, Great Neck, NY 11021
- Website
- Not reported
- Phone
- 212-684-2283
- SEC file
- 801-100439
- Structure
- New York LLC
- Fiscal year end
- December
Sag Harbor Capital Management has custody of $427M in client assets for 2 clients.
How many clients does Sag Harbor Capital Management have?
Sag Harbor Capital Management has 2 clients and manages $427 million for them, as of March 2026. They include 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Sag Harbor Capital Management offer?
Sag Harbor Capital Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Sag Harbor Capital Management have?
Sag Harbor Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Sag Harbor Capital Management?
Sag Harbor Capital Management’s direct owners are Gregg Winter, David Heiden, Adam Windwer and Jarret Schochet, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Sag Harbor Capital Management get paid?
Sag Harbor Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sag Harbor Capital Management?
Sag Harbor Capital Management’s main office is at 60 Cutter Mill Road, Suite 601, Great Neck, NY 11021. Its phone number is 212-684-2283.