Rubicon Technology Management provides portfolio management for pooled vehicles. The firm advises 15 private funds.
Rubicon Technology Management reports 15 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($4.84B across 15 accounts) are managed with discretion. Of its clients, 33% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 15 | $4.84B | 100.0% | $323M |
| Total | 15 | $4.84B | 100% | $323M |
- Clients
- 15
- Regulatory AUM
- $4.84B
- AUM share
- 100.0%
- Avg. per client
- $323M
Total
- Clients
- 15
- Regulatory AUM
- $4.84B
- AUM share
- 100%
- Avg. per client
- $323M
- Clients outside the U.S.
- 33%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 15
Rubicon Technology Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
John Hodge owns 25% to 50% of Rubicon Technology Management. The leadership team of Rubicon Technology Management includes Chief Financial Officer Jonathan Franke. It has 37 employees, 29 of them in advisory roles.
Staff
- 37 employees
- 29 in advisory functions
- Owns 25% to 50% of Rubicon Technology Management L.L.C.
John Hodge
Control person · since September 2012
- Owns 25% to 50% of Rubicon Technology Management L.L.C.
Steve Carpenter
Control person · since September 2012
- Owns 25% to 50% of Rubicon Technology Management L.L.C.
Jason Winsten
Control person · since March 2020
Rubicon Technology Management’s regulatory assets grew 2.2× from $2.19B (March 2021) to $4.84B (March 2026); clients rose from 5 to 15 and employees from 19 to 37.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $4.84B | 15 | 37 | 3 |
| Mar 2025March 2025 | $4.27B | 14 | 31 | 3 |
| Mar 2024March 2024 | $3.98B | 11 | 32 | 3 |
| Mar 2023March 2023 | $3.8B | 9 | 24 | 4 |
| Mar 2022March 2022 | $2.61B | 7 | 24 | 4 |
| Mar 2021March 2021 | $2.19B | 5 | 19 | 4 |
Besides its headquarters, Rubicon Technology Management has 2 offices, with 3 listed addresses across 3 states.
California · 1 listed address
- 400 S El Camino Real, San Mateo
Colorado · 1 listed address
- 1470 Walnut Street, Suite 400, BoulderHQ
Connecticut · 1 listed address
- 1020 Chapel Street, New Haven
Contact and registration details
- Legal name
- Rubicon Technology Management L.L.C.
- Headquarters
- 1470 Walnut Street, Suite 400, Boulder, CO 80302
- Website
- rubicontp.com
- Phone
- 303-872-6950
- @rubicon-technology-partners
- SEC file
- 801-97338
- Structure
- Delaware LLC
- Fiscal year end
- December
Rubicon Technology Management has custody of client assets.
How many clients does Rubicon Technology Management have?
Rubicon Technology Management has 15 clients and manages $4.84 billion for them, as of March 2026. They include 15 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Rubicon Technology Management offer?
Rubicon Technology Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Rubicon Technology Management have?
Rubicon Technology Management has 0 investment adviser representatives registered with state securities authorities, out of 37 employees, and 29 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Rubicon Technology Management?
Rubicon Technology Management’s direct owners are John Hodge, Steve Carpenter and Jason Winsten, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Rubicon Technology Management get paid?
Rubicon Technology Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rubicon Technology Management?
Rubicon Technology Management’s main office is at 1470 Walnut Street, Suite 400, Boulder, CO 80302. Its phone number is 303-872-6950. Its website is rubicontp.com.