Rothschild Capital Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year. The firm advises 2 private funds.
Rothschild Capital Partners reports 70 clients. They include 57 high-net-worth individuals, 7 individual clients and 3 pooled investment vehicles. Of its assets, 100.0% ($470M across 93 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 10% | <1% |
| High-net-worth individuals | 81% | 45% |
| Pooled investment vehicles | 4% | 54% |
| Charitable organizations | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 7 | $3.02M | 0.6% | $431K |
| High-net-worth individuals | 57 | $210M | 44.7% | $3.68M |
| Pooled investment vehicles | 3 | $256M | 54.4% | $85.2M |
| Charitable organizations | Fewer than 5 | $1.04M | 0.2% | $347K |
| Total | 70 | $470M | 100% | — |
- Clients
- 7
- Regulatory AUM
- $3.02M
- AUM share
- 0.6%
- Avg. per client
- $431K
- Clients
- 57
- Regulatory AUM
- $210M
- AUM share
- 44.7%
- Avg. per client
- $3.68M
- Clients
- 3
- Regulatory AUM
- $256M
- AUM share
- 54.4%
- Avg. per client
- $85.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.04M
- AUM share
- 0.2%
- Avg. per client
- $347K
Total
- Clients
- 70
- Regulatory AUM
- $470M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
- Financial planning clients last fiscal year
- 11–25
Rothschild Capital Partners is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
David Rothschild owns 75% or more of Rothschild Capital Partners. David Rothschild is CEO; the leadership team includes President Marguerite Cook, Chief Investment Officer Jason Wood and Chief Operating Officer Michael Levenson. It has 9 employees, 5 of them in advisory roles.
Staff
- 9 employees
- 5 in advisory functions
- 5 state-registered reps
- Owns 75% or more of Rothschild Capital Partners, LLC
David Rothschild
Control person · since March 2013
Rothschild Capital Partners’ regulatory assets grew from $340M (March 2021) to $470M (April 2026); clients were 70 in both filings and employees rose from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $470M | 70 | 9 | 1 |
| Jun 2025June 2025 | $468M | 60 | 8 | 1 |
| May 2024May 2024 | $351M | 66 | 7 | 1 |
| Jul 2023July 2023 | $318M | 68 | 6 | 1 |
| Mar 2022March 2022 | $380M | 69 | 6 | 1 |
| Mar 2021March 2021 | $340M | 68 | 6 | 1 |
Besides its headquarters, Rothschild Capital Partners has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 5 East 82nd Street, #3, New YorkHQ
Contact and registration details
- Legal name
- Rothschild Capital Partners, LLC
- Headquarters
- 5 East 82nd Street, #3, New York, NY 10028
- Website
- rothcap.com
- Phone
- 212-931-5303
- @rothschild-capital-partners
- SEC file
- 801-73843
- Structure
- Delaware LLC
- Fiscal year end
- December
Rothschild Capital Partners’ named custodians for separately managed accounts are Wilmington Trust ($174M, 81%) and Charles Schwab ($39.7M, 19%). Rothschild Capital Partners has custody of client assets.
- Wilmington TrustWilmington Trust Company · Baltimore, MD · $174M81%
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $39.7M19%
At year end, Rothschild Capital Partners’ separately managed accounts were mostly in stocks (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $467M across 90 positions; the largest are Apple Inc. (8.8%), Alphabet Inc. (8.4%) and Vaneck ETF Trust (7.4%).
What the accounts hold
- Stocks89%
- Cash9%
- Other2%
- Mutual funds & fixed income2%
How many clients does Rothschild Capital Partners have?
Rothschild Capital Partners has 70 clients and manages $470 million for them, as of April 2026. They include 57 high-net-worth individuals, 7 individual clients and 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 April 2026
What services does Rothschild Capital Partners offer?
Rothschild Capital Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Rothschild Capital Partners use?
Rothschild Capital Partners’ separately managed account assets are held at Wilmington Trust Company (Baltimore, MD), with $174M and Charles Schwab & Co., Inc. (El Paso, TX), with $39.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 April 2026
How many financial advisors does Rothschild Capital Partners have?
Rothschild Capital Partners has 5 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rothschild Capital Partners invest in?
At the end of its last fiscal year, Rothschild Capital Partners’ separately managed accounts held 89% exchange-traded equities, 9% cash and equivalents and 2% other. The 2% other category is described as: Mutual Funds & Fixed Income. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rothschild Capital Partners?
Rothschild Capital Partners’ direct owner is David Rothschild (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 April 2026
How does Rothschild Capital Partners get paid?
Rothschild Capital Partners is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rothschild Capital Partners?
Rothschild Capital Partners’ main office is at 5 East 82nd Street, #3, New York, NY 10028. Its phone number is 212-931-5303. Its website is rothcap.com.