Rose Grove Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions. The firm advises 4 private funds.
Rose Grove Capital Management reports 9 clients. They include 8 pooled investment vehicles and 1 charitable organization. Of its assets, 100.0% ($1.94B across 9 accounts) are managed with discretion. Of its clients, 67% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 89% | 94% |
| Charitable organizations | 11% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 8 | $1.81B | 93.6% | $227M |
| Charitable organizations | 1 | $124M | 6.4% | $124M |
| Total | 9 | $1.94B | 100% | $215M |
- Clients
- 8
- Regulatory AUM
- $1.81B
- AUM share
- 93.6%
- Avg. per client
- $227M
- Clients
- 1
- Regulatory AUM
- $124M
- AUM share
- 6.4%
- Avg. per client
- $124M
Total
- Clients
- 9
- Regulatory AUM
- $1.94B
- AUM share
- 100%
- Avg. per client
- $215M
- Clients outside the U.S.
- 67%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Rose Grove Capital Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Rose Grove Capital Holdings, LP owns 75% or more of Rose Grove Capital Management and is in turn owned by Hope Pascucci (75% or more) and Michael Pascucci (25–50%). The leadership team of Rose Grove Capital Management includes President Hope Pascucci and Chief Financial Officer Susan Petrovic. It has 15 employees, 7 of them in advisory roles.
Leadership
- Hope PascucciPrincipal/President
- Susan PetrovicChief Compliance Officer/Chief Financial Officer
- Michael PascucciPrincipal/Portfolio Manager
Staff
- 15 employees
- 7 in advisory functions
- 2 soliciting firms
- Owns 75% or more of Rose Grove Capital Management, LLC
Rose Grove Capital Holdings, LP
Control person · since December 2014
- Owns 75% or more of Rose Grove Capital Holdings, LP
Hope Pascucci
Control person · since June 2007
- Owns 25% to 50% of Rose Grove Capital Holdings, LP
Michael Pascucci
Control person · since August 2006
RGGP Inc.
General partner · Control person · since December 2014
Rose Grove Capital Management’s regulatory assets fell from $2.14B (March 2021) to $1.94B (March 2026); clients rose from 7 to 9 and employees from 14 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.94B | 9 | 15 | 1 |
| March 2025 | $1.92B | 10 | 15 | 1 |
| March 2024 | $1.73B | 9 | 15 | 1 |
| March 2023 | $1.92B | 9 | 16 | 2 |
| March 2022 | $2.39B | 9 | 16 | 2 |
| March 2021 | $2.14B | 7 | 14 | 2 |
Besides its headquarters, Rose Grove Capital Management has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 40 Grove Street, Suite 170, WellesleyHQ
Contact and registration details
- Legal name
- Rose Grove Capital Management, LLC
- Headquarters
- 40 Grove Street, Suite 170, Wellesley, MA 02482
- Website
- rosegrovecapital.com
- Phone
- 781-304-1600
- SEC file
- 801-73698
- Structure
- Delaware LLC
- Fiscal year end
- December
Rose Grove Capital Management uses Bofa Securities ($51.4M, 41%), Goldman Sachs & Co. ($49.9M, 40%) and J.P. Morgan ($22.7M, 18%) as custodians for its separately managed accounts. Rose Grove Capital Management has custody of $1.47B in client assets for 5 clients.
- Bofa SecuritiesBofa Securities, Inc. · New York, NY · $51.4M41%
- Goldman Sachs & Co.Goldman Sachs & Co. LLC · New York, NY · $49.9M40%
- J.P. MorganJ.P. Morgan Clearing Corp. · Brooklyn, NY · $22.7M18%
At year end, Rose Grove Capital Management’s separately managed accounts were mostly in bonds (71%) and stocks (29%).
What the accounts hold
- Stocks29%
- Bonds71%
- Investment grade corporate bonds43%
- High-yield corporate bonds16%
- U.S. government and agency bonds12%
How many clients does Rose Grove Capital Management have?
Rose Grove Capital Management has 9 clients and manages $1.94 billion for them, as of March 2026. They include 8 pooled investment vehicles and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Rose Grove Capital Management offer?
Rose Grove Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Rose Grove Capital Management use?
Rose Grove Capital Management’s separately managed account assets are held at Bofa Securities, Inc. (New York, NY), with $51.4M, Goldman Sachs & Co. LLC (New York, NY), with $49.9M and J.P. Morgan Clearing Corp. (Brooklyn, NY), with $22.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Rose Grove Capital Management have?
Rose Grove Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 15 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rose Grove Capital Management invest in?
At the end of its last fiscal year, Rose Grove Capital Management’s separately managed accounts held 43% investment grade corporate bonds, 29% exchange-traded equities, 16% high-yield corporate bonds and 12% U.S. government and agency bonds. It advises 4 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rose Grove Capital Management?
Rose Grove Capital Management is owned through a holding company by Michael and Hope Pascucci. Its direct owner is Rose Grove Capital Holdings, LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Rose Grove Capital Management get paid?
Rose Grove Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rose Grove Capital Management?
Rose Grove Capital Management’s main office is at 40 Grove Street, Suite 170, Wellesley, MA 02482. Its phone number is 781-304-1600. Its website is rosegrovecapital.com.