Roppel Capital Management provides portfolio management for pooled vehicles. The firm advises 3 private funds.
Roppel Capital Management reports 3 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($231M across 3 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 3 | $231M | 100.0% | $77.2M |
| Total | 3 | $231M | 100% | $77.2M |
- Clients
- 3
- Regulatory AUM
- $231M
- AUM share
- 100.0%
- Avg. per client
- $77.2M
Total
- Clients
- 3
- Regulatory AUM
- $231M
- AUM share
- 100%
- Avg. per client
- $77.2M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 3
- Financial planning clients last fiscal year
- 0
Roppel Capital Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
James Roppel owns 75% or more of Roppel Capital Management. The leadership team of Roppel Capital Management includes Chief Compliance Officer Suzette Roppel. It has 3 employees, 2 of them in advisory roles.
Leadership
- Suzette RoppelOperations Manager/Chief Compliance Officer
- James RoppelManager
Staff
- 3 employees
- 2 in advisory functions
- Owns 75% or more of Roppel Capital Management LLC
James Roppel
Control person · since January 2004
Besides its headquarters, Roppel Capital Management has 1 office (1 private residence, listed without an address), with 1 listed address in Illinois.
Illinois · 1 listed address
- 444 N. Northwest Highway, Suite 201, Park RidgeHQ
Contact and registration details
- Legal name
- Roppel Capital Management LLC
- Headquarters
- 444 N. Northwest Highway, Suite 201, Park Ridge, IL 60068
- Website
- Not reported
- Phone
- 847-318-9001
- SEC file
- 801-135964
- Structure
- Delaware LLC
- Fiscal year end
- December
Roppel Capital Management has custody of client assets.
How many clients does Roppel Capital Management have?
Roppel Capital Management has 3 clients and manages $231 million for them, as of May 2026. They include 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 May 2026
What services does Roppel Capital Management offer?
Roppel Capital Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Roppel Capital Management have?
Roppel Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Roppel Capital Management?
Roppel Capital Management’s direct owner is James Roppel (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 May 2026
How does Roppel Capital Management get paid?
Roppel Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Roppel Capital Management?
Roppel Capital Management’s main office is at 444 N. Northwest Highway, Suite 201, Park Ridge, IL 60068. Its phone number is 847-318-9001.