Rockwall Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Rockwall Wealth Management reports 612 clients. They include 487 individual clients and 125 high-net-worth individuals. Of its assets, 100.0% ($305M across 1,273 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 71% |
| High-net-worth individuals | 20% | 29% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 487 | $216M | 70.8% | $444K |
| High-net-worth individuals | 125 | $89.3M | 29.2% | $714K |
| Total | 612 | $305M | 100% | $499K |
- Clients
- 487
- Regulatory AUM
- $216M
- AUM share
- 70.8%
- Avg. per client
- $444K
- Clients
- 125
- Regulatory AUM
- $89.3M
- AUM share
- 29.2%
- Avg. per client
- $714K
Total
- Clients
- 612
- Regulatory AUM
- $305M
- AUM share
- 100%
- Avg. per client
- $499K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Rockwall Wealth Management charges 1.00%–1.20% for its Non-ERISA 3(21) investment advisory services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting services
- Consulting services are charged hourly at $100 to $350 per hour, as a fixed fee typically from $350 to $15,000, or as 0.25% to 3.0% of assets under review.
- ERISA 3(21) fiduciary programs
- Retirement plan 3(21) fiduciary program fees are negotiable up to a maximum rate of 2.00% of assets under management.
- Financial planning
- Financial planning is charged hourly at $100 to $500 per hour, or as a fixed fee typically ranging from $350 to $15,000.
Richard Dirkse owns 75% or more of Rockwall Wealth Management. It has 4 employees.
Leadership
- Richard DirkseOwner, CEO, and CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Richard Paul Dirkse
- Jace Ray Hart
- Renee Elizabeth Dirkse Sneed
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Rockwall Wealth Management Inc
Richard Dirkse
Control person · since January 2026
Besides its headquarters, Rockwall Wealth Management has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 301 N Goliad, RockwallHQ
Contact and registration details
- Legal name
- Rockwall Wealth Management Inc
- Headquarters
- 301 N Goliad, Rockwall, TX 75087
- Website
- Not reported
- Phone
- 972-771-1472
- SEC file
- 801-135636
- Structure
- Texas corporation
- Fiscal year end
- December
Rockwall Wealth Management uses Charles Schwab ($305M) as custodian for its separately managed accounts. Rockwall Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $305M100%
At year end, Rockwall Wealth Management’s separately managed accounts were mostly in stocks (87%) and funds (11%).
What the accounts hold
- Stocks87%
- Funds11%
- Registered funds10%
- Pooled vehicles1%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
How many clients does Rockwall Wealth Management have?
Rockwall Wealth Management has 612 clients and manages $305 million for them, as of June 2026. They include 487 individual clients and 125 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 June 2026
What services does Rockwall Wealth Management offer?
Rockwall Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Rockwall Wealth Management charge?
Rockwall Wealth Management charges 1.00%–1.20% for its Non-ERISA 3(21) investment advisory services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable.
Source: ROCKWALL WEALTH MANAGEMENT ADV PART 2, filed 15 June 2026
Which custodians does Rockwall Wealth Management use?
Rockwall Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $305M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 June 2026
How many financial advisors does Rockwall Wealth Management have?
Rockwall Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rockwall Wealth Management invest in?
At the end of its last fiscal year, Rockwall Wealth Management’s separately managed accounts held 87% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rockwall Wealth Management?
Rockwall Wealth Management’s direct owner is Richard Dirkse (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 June 2026
How does Rockwall Wealth Management get paid?
Rockwall Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rockwall Wealth Management?
Rockwall Wealth Management’s main office is at 301 N Goliad, Rockwall, TX 75087. Its phone number is 972-771-1472.