Robbins Farley provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Robbins Farley reports 263 clients. They include 172 individual clients and 91 high-net-worth individuals. Of its assets, 99.9% ($253M across 742 accounts) are managed with discretion; $131K across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 65% | 19% |
| High-net-worth individuals | 35% | 79% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 172 | $47.7M | 18.9% | $278K |
| High-net-worth individuals | 91 | $201M | 79.3% | $2.2M |
| Pension and profit-sharing plans | Fewer than 5 | $4.53M | 1.8% | — |
| Total | 263 | $253M | 100% | — |
- Clients
- 172
- Regulatory AUM
- $47.7M
- AUM share
- 18.9%
- Avg. per client
- $278K
- Clients
- 91
- Regulatory AUM
- $201M
- AUM share
- 79.3%
- Avg. per client
- $2.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.53M
- AUM share
- 1.8%
- Avg. per client
- —
Total
- Clients
- 263
- Regulatory AUM
- $253M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Robbins Farley is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is billed at an hourly rate of $200 to $500, or as a fixed fee of $2,000 to $10,000 per plan; these are guidelines.
Colleen E Farley Revocable Trust owns 50% to 75% of Robbins Farley. The leadership team of Robbins Farley includes Chief Compliance Officer Colleen Farley. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Robbins Farley LLC
Colleen E Farley Revocable Trust
Control person · since November 2021
Colleen Farley
Trustee · Control person · since July 2021
Robbins Farley’s regulatory assets grew 1.8× from $141M (March 2021) to $253M (March 2026); clients rose from 195 to 263 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $253M | 263 | 5 | 1 |
| Jul 2025July 2025 | $225M | 246 | 5 | 1 |
| May 2024May 2024 | $186M | 236 | 6 | 1 |
| Mar 2023March 2023 | $137M | 311 | 5 | 1 |
| Jul 2022July 2022 | $196M | 208 | 5 | 1 |
| Mar 2021March 2021 | $141M | 195 | 6 | 1 |
Besides its headquarters, Robbins Farley has 0 offices, with 1 listed address in 1 state.
New Hampshire · 1 listed address
- 6 Bedford Farms Drive, Suite 112, BedfordHQ
Contact and registration details
- Legal name
- Robbins Farley LLC
- Headquarters
- 6 Bedford Farms Drive, Suite 112, Bedford, NH 03110
- Website
- robbinsfarley.com
- Phone
- 603-703-0255
- @11110203
- SEC file
- 801-118427
- Founded
- 2012
- Structure
- New Hampshire LLC
- Fiscal year end
- December
Robbins Farley’s named custodian for separately managed accounts is Charles Schwab ($251M). Robbins Farley has custody of $1.66M for 17 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $251M100%
At year end, Robbins Farley’s separately managed accounts were mostly in stocks (75%) and funds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $260M across 157 positions; the largest are Nvidia Corporation (4.2%), Schwab Strategic TR (4.2%) and Caterpillar Inc. (2.9%).
What the accounts hold
- Stocks75%
- Funds13%
- Bonds1%
- Cash11%
How many clients does Robbins Farley have?
Robbins Farley has 263 clients and manages $253 million for them, as of March 2026. They include 172 individual clients and 91 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 March 2026
What services does Robbins Farley offer?
Robbins Farley provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Robbins Farley use?
Robbins Farley’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $251M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 March 2026
How many financial advisors does Robbins Farley have?
Robbins Farley has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Robbins Farley invest in?
At the end of its last fiscal year, Robbins Farley’s separately managed accounts held 75% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Robbins Farley?
Robbins Farley’s direct owner is Colleen E Farley Revocable Trust (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 22 March 2026
How does Robbins Farley get paid?
Robbins Farley is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Robbins Farley?
Robbins Farley’s main office is at 6 Bedford Farms Drive, Suite 112, Bedford, NH 03110. Its phone number is 603-703-0255. Its website is robbinsfarley.com.