Riverchase Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation. Financial planning was provided to 101–250 clients last fiscal year.
Riverchase Wealth Management reports 170 clients. They include 91 high-net-worth individuals, 78 individual clients and 1 corporate or other business client. Of its assets, 100.0% ($251M across 572 accounts) are managed with discretion. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 16% |
| High-net-worth individuals | 54% | 84% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 78 | $39.6M | 15.7% | $507K |
| High-net-worth individuals | 91 | $212M | 84.2% | $2.33M |
| Corporations and other businesses | Fewer than 5 | $114K | 0.0% | $114K |
| Total | 170 | $251M | 100% | — |
- Clients
- 78
- Regulatory AUM
- $39.6M
- AUM share
- 15.7%
- Avg. per client
- $507K
- Clients
- 91
- Regulatory AUM
- $212M
- AUM share
- 84.2%
- Avg. per client
- $2.33M
- Clients
- Fewer than 5
- Regulatory AUM
- $114K
- AUM share
- 0.0%
- Avg. per client
- $114K
Total
- Clients
- 170
- Regulatory AUM
- $251M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Riverchase Wealth Management charges 0.65%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $250,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.85% |
| $3M–$5M | 0.75% |
| $5M and above | 0.65% |
Fee details and sources
Other fees
- Financial Planning
- Financial plans are priced between $500 and $15,000 depending on complexity and the client's needs; fees are negotiable.
- Retirement Plan Advisory and Consulting
- Fees depend on the services selected and are based on a percentage of plan assets, a flat fee or a project fee; no rate is stated.
Sean Kelleher owns 50% to 75% of Riverchase Wealth Management. The leadership team of Riverchase Wealth Management includes Chief Compliance Officer Sean Kelleher. It has 5 employees, 3 of them in advisory roles.
Leadership
- Sean KelleherManager/Chief Compliance Officer
- Albert DeanManager
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Albert Everett Dean III
- Jaco Jordaan
- Sean Paul Kelleher
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Riverchase Wealth Management, LLC
Sean Kelleher
Control person · since March 2011
- Owns 50% to 75% of Riverchase Wealth Management, LLC
Albert Dean
Control person · since March 2011
Riverchase Wealth Management’s regulatory assets grew 2.1× from $117M (July 2024) to $251M (April 2026); clients rose from 126 to 170 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $251M | 170 | 5 | 2 |
| March 2025 | $212M | 126 | 5 | 2 |
| July 2024 | $117M | 126 | 6 | 2 |
Besides its headquarters, Riverchase Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in Texas.
Texas · 1 listed address
- 3419 Cross Timbers Road, Suite 105, Flower MoundHQ
Contact and registration details
- Legal name
- Riverchase Wealth Management, LLC
- Headquarters
- 3419 Cross Timbers Road, Suite 105, Flower Mound, TX 75028
- Website
- riverchasewealth.com
- Phone
- 972-471-9013
- @25041560
- SEC file
- 801-128962
- Founded
- 2011
- Structure
- Texas LLC
- Fiscal year end
- December
Riverchase Wealth Management uses Charles Schwab ($247M) as custodian for its separately managed accounts. Riverchase Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $247M100%
At year end, Riverchase Wealth Management’s separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $215M across 79 positions; the largest are Dimensional ETF Trust (12.6%), J P Morgan Exchange Traded F (8.8%) and Pimco ETF TR (8.5%).
What the accounts hold
- Stocks4%
- Funds91%
- Registered funds87%
- Pooled vehicles4%
- Cash5%
Reported 13F holdings
- $215M
- Reported 13F value
- 79
- Positions
- 68.2%
- In the 10 largest
- +11.8%
- Value vs. prior quarter
- Dimensional ETF Trust · US Cor Equ 1 ETF12.6%
- J P Morgan Exchange Traded F · Core Plus BD ETF8.8%
- Pimco ETF TR · Multisector BD8.5%
- Dimensional ETF Trust · Core Fixe IN ETF8.0%
- Dimensional ETF Trust · Intl Core Equity8.0%
- Dimensional ETF Trust · US Cor Equ 2 ETF7.9%
- Dimensional ETF Trust · US High Prof ETF7.2%
- Dimensional ETF Trust · Emerging Mkts CO2.4%
- American Centy ETF TR · US EQT ETF2.4%
- Vanguard Index Fds · S&P 500 ETF Shs2.3%
Together, the ten largest are 68.2% of reported value.
How many clients does Riverchase Wealth Management have?
Riverchase Wealth Management has 170 clients and manages $251 million for them, as of April 2026. They include 91 high-net-worth individuals, 78 individual clients and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026
What services does Riverchase Wealth Management offer?
Riverchase Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Riverchase Wealth Management charge?
Riverchase Wealth Management charges 0.65%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Source: ADV FORM 2A, filed 30 March 2026
Which custodians does Riverchase Wealth Management use?
Riverchase Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $247M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026
How many financial advisors does Riverchase Wealth Management have?
Riverchase Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Riverchase Wealth Management invest in?
At the end of its last fiscal year, Riverchase Wealth Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 4% exchange-traded equities and 4% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Riverchase Wealth Management have a minimum investment?
Yes, Riverchase Wealth Management’s minimum account size for its Investment Management Services is $250K.
Source: ADV FORM 2A, filed 30 March 2026
Who owns Riverchase Wealth Management?
Riverchase Wealth Management’s direct owners are Sean Kelleher (50% to 75%) and Albert Dean (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 April 2026
How does Riverchase Wealth Management get paid?
Riverchase Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Riverchase Wealth Management registered with the SEC?
Yes, Riverchase Wealth Management has been registered with the SEC as an investment adviser since 25 October 2023. Its CRD number is 156950 and its SEC file number is 801-128962.
Source: Form ADV Part 1A, Item 1, filed 7 April 2026; IAPD firm record
How do I contact Riverchase Wealth Management?
Riverchase Wealth Management’s main office is at 3419 Cross Timbers Road, Suite 105, Flower Mound, TX 75028. Its phone number is 972-471-9013. Its website is riverchasewealth.com.