River Associates Investments provides portfolio management for pooled vehicles. The firm advises 2 private funds.
River Associates Investments reports 2 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($815M across 2 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 2 | $815M | 100.0% | $408M |
| Total | 2 | $815M | 100% | $408M |
- Clients
- 2
- Regulatory AUM
- $815M
- AUM share
- 100.0%
- Avg. per client
- $408M
Total
- Clients
- 2
- Regulatory AUM
- $815M
- AUM share
- 100%
- Avg. per client
- $408M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
River Associates Investments is paid through performance-based fees and other compensation; its fees and minimums are set out in its brochures on the SEC website.
The leadership team of River Associates Investments includes President William Baker. It has 18 employees, 13 of them in advisory roles.
Leadership
- William BakerVice President / Secretary / Limited Partner
- John JonesVice President / Limited Partner
- Jonathan KentVice President / Limited Partner
- Blake LewisVice President / Limited Partner
- George PettwayVice President / Limited Partner
- Benjamin VyuleVice President / Limited Partner
- James BakerSenior Partner
- Michael BrookshireManaging Partner / Limited Partner
- Courtney CuddCCO/Treasurer
Staff
- 18 employees
- 13 in advisory functions
- Owns 10% to 25% of River Associates Investments, L.P.
George Pettway
Control person · since December 2016
- Owns 10% to 25% of River Associates Investments, L.P.
John Jones
Control person · since December 2016
- Owns 10% to 25% of River Associates Investments, L.P.
Michael Brookshire
Control person · since December 2016
- Owns 10% to 25% of River Associates Investments, L.P.
William Baker
Control person · since December 2016
Besides its headquarters, River Associates Investments has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 633 Chestnut Street, Suite 1640, ChattanoogaHQ
Contact and registration details
- Legal name
- River Associates Investments, L.P.
- Headquarters
- 633 Chestnut Street, Suite 1640, Chattanooga, TN 37450
- Website
- riverassociates.com
- Phone
- 423-755-0888
- @river-associates
- SEC file
- 801-134082
- Structure
- Delaware limited partnership
- Fiscal year end
- December
River Associates Investments has custody of $815M for 2 clients.
How many clients does River Associates Investments have?
River Associates Investments has 2 clients and manages $815 million for them, as of March 2026. They include 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does River Associates Investments offer?
River Associates Investments provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does River Associates Investments have?
River Associates Investments has 0 investment adviser representatives registered with state securities authorities, out of 18 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns River Associates Investments?
River Associates Investments’ direct owners are George Pettway, John Jones, Michael Brookshire and William Baker, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does River Associates Investments get paid?
River Associates Investments is paid through performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact River Associates Investments?
River Associates Investments’ main office is at 633 Chestnut Street, Suite 1640, Chattanooga, TN 37450. Its phone number is 423-755-0888. Its website is riverassociates.com.