SEC-registered investment advisers in Westerly
3 SEC-registered investment advisers are headquartered in Westerly, RI, with $1.9B in combined regulatory assets under management. 2 are financial advisor firms; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.
- 3
- Investment advisers
- $1.9B
- Combined regulatory AUM
- 2
- Financial advisor firms
All 3 advisers
By regulatory assets under management.
| Firm | Type | Regulatory AUM |
|---|---|---|
| New England Professional Planning Group | RIA | $1.32B |
| Fenway Partners | Private funds | $307M |
| First Financial Advisory Services | RIA | $278M |
Westerly at a glance
Advisers headquartered here, by type
3
advisers
- Financial advisor firms (RIAs)$1.59B regulatory AUM2 (67%)
- Private fund managers$307M regulatory AUM1 (33%)
Other cities in Rhode Island
- Providence17
- Warwick5
- East Greenwich2
- East Providence2
- Newport2
- Smithfield2
- Wakefield2
- West Warwick2
- Barrington1
- Charlestown1
- Cranston1
- Johnston1