Rexford Capital provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Rexford Capital reports 63 clients. They include 42 high-net-worth individuals, 20 individual clients and 1 corporate or other business client. Of its assets, 100.0% ($151M across 238 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 32% | 3% |
| High-net-worth individuals | 67% | 97% |
| Banking or thrift institutions | Fewer than 5 | 0% |
| Pension and profit-sharing plans | Fewer than 5 | 0% |
| Charitable organizations | Fewer than 5 | 0% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses | 2% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 20 | $4M | 2.7% | $200K |
| High-net-worth individuals | 42 | $146M | 96.7% | $3.48M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | Fewer than 5 | $0 | 0.0% | — |
| Charitable organizations | Fewer than 5 | $0 | 0.0% | — |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | Fewer than 5 | $0 | 0.0% | — |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $917K | 0.6% | $917K |
| Total | 63 | $151M | 100% | — |
- Clients
- 20
- Regulatory AUM
- $4M
- AUM share
- 2.7%
- Avg. per client
- $200K
- Clients
- 42
- Regulatory AUM
- $146M
- AUM share
- 96.7%
- Avg. per client
- $3.48M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $917K
- AUM share
- 0.6%
- Avg. per client
- $917K
Total
- Clients
- 63
- Regulatory AUM
- $151M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Rexford Capital is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Fixed fees for ongoing work
- Negotiated fixed fees based on hourly billing rates of $300 to $500 per hour, depending on the service requested.
Robert Rexford owns 50% to 75% of Rexford Capital. The leadership team of Rexford Capital includes President Robert Rexford. It has 3 employees, 2 of them in advisory roles.
Leadership
- Robert RexfordPresident, Chief Compliance Officer
- Kimberly RexfordSecretary/Treasurer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Rexford Capital Inc.
Robert Rexford
Control person · since July 2003
- Owns 50% to 75% of Rexford Capital Inc.
Kimberly Rexford
Control person · since September 2002
Rexford Capital’s regulatory assets grew from $128M (May 2025) to $151M (June 2026); clients rose from 57 to 63 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $151M | 63 | 3 | 1 |
| May 2025May 2025 | $128M | 57 | 3 | 1 |
Besides its headquarters, Rexford Capital has 0 offices, with 1 listed address with no US state reported.
Other business names
Rexford Capital has reported 1 other business name to the SEC.
- Rexford Capital Wealth Management
Contact and registration details
- Legal name
- Rexford Capital Inc.
- Headquarters
- Not reported
- Website
- rexfordcapital.com
- Phone
- 713-838-8383
- SEC file
- 801-132164
- Structure
- Texas corporation
- Fiscal year end
- December
Rexford Capital’s named custodian for separately managed accounts is Fidelity ($70.1M). Rexford Capital does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $70.1M100%
At year end, Rexford Capital’s separately managed accounts were mostly in stocks (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $163M across 301 positions; the largest are Kla-tencor Corp. (5.3%), Caterpillar Inc. (3.6%) and Vanguard S&P 500 ETF (2.8%).
What the accounts hold
- Stocks89%
- Funds8%
- Cash3%
Reported 13F holdings
- $163M
- Reported 13F value
- 301
- Positions
- 26.4%
- In the 10 largest
- +16.5%
- Value vs. prior quarter
- Kla-tencor Corp.5.3%
- Caterpillar Inc.3.6%
- Vanguard S&P 500 ETFETF2.8%
- Nvidia Corporation2.5%
- Apple Inc.2.4%
- Applied Matls Inc.2.4%
- Berkshire Hathaway Inc. Del CL B New2.1%
- Seagate Technology Hldngs PLC Ord Shs1.9%
- Corning Inc.1.9%
- Alphabet Inc. Cap Stk CL C1.4%
Together, the ten largest are 26.4% of reported value.
How many clients does Rexford Capital have?
Rexford Capital has 63 clients and manages $151 million for them, as of June 2026. They include 42 high-net-worth individuals, 20 individual clients and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 June 2026
What services does Rexford Capital offer?
Rexford Capital provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Rexford Capital use?
Rexford Capital’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $70.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 June 2026
How many financial advisors does Rexford Capital have?
Rexford Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rexford Capital invest in?
At the end of its last fiscal year, Rexford Capital’s separately managed accounts held 89% exchange-traded equities, 8% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rexford Capital?
Rexford Capital’s direct owners are Robert Rexford (50% to 75%) and Kimberly Rexford (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 June 2026
How does Rexford Capital get paid?
Rexford Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rexford Capital?
Its phone number is 713-838-8383. Its website is rexfordcapital.com.