RD Lewis Holdings provides financial planning and portfolio management for individuals and small businesses.
RD Lewis Holdings reports 451 clients. They include 330 individual clients and 121 high-net-worth individuals. Of its assets, 100.0% ($257M across 852 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 31% |
| High-net-worth individuals | 27% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 330 | $79.6M | 31.0% | $241K |
| High-net-worth individuals | 121 | $177M | 69.0% | $1.46M |
| Total | 451 | $257M | 100% | $569K |
- Clients
- 330
- Regulatory AUM
- $79.6M
- AUM share
- 31.0%
- Avg. per client
- $241K
- Clients
- 121
- Regulatory AUM
- $177M
- AUM share
- 69.0%
- Avg. per client
- $1.46M
Total
- Clients
- 451
- Regulatory AUM
- $257M
- AUM share
- 100%
- Avg. per client
- $569K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
RD Lewis Holdings charges up to 1.20% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is offered at an hourly rate of $125 to $250, possibly negotiable, with an estimate of hours and costs given before engagement.
Delcena Lewis owns 50% to 75% of RD Lewis Holdings. The leadership team of RD Lewis Holdings includes President Delcena Lewis and Chief Compliance Officer Morgan Lewis. It has 8 employees, 2 of them in advisory roles.
Staff
- 8 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of RD Lewis Holdings, Inc.
Delcena Lewis
Control person · since December 2010
- Owns 50% to 75% of RD Lewis Holdings, Inc.
Richard Lewis
Control person · since December 2010
RD Lewis Holdings’ regulatory assets grew 1.8× from $140M (March 2021) to $257M (September 2026); clients rose from 288 to 451 and employees from 3 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $257M | 451 | 8 | 1 |
| Mar 2025March 2025 | $215M | 447 | 7 | 1 |
| Jun 2024June 2024 | $184M | 440 | 8 | 1 |
| Feb 2023February 2023 | $152M | 399 | 5 | 1 |
| Jun 2022June 2022 | $173M | 352 | 5 | 1 |
| Mar 2021March 2021 | $140M | 288 | 3 | 1 |
Besides its headquarters, RD Lewis Holdings has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 253 North Orlando Avenue, Suite 302, MaitlandHQ
Contact and registration details
- Legal name
- RD Lewis Holdings, Inc.
- Headquarters
- 253 North Orlando Avenue, Suite 302, Maitland, FL 32751
- Website
- rdlewiswealthmanagement.com
- Phone
- 407-446-3737
- SEC file
- 801-119654
- Structure
- Florida corporation
- Fiscal year end
- December
RD Lewis Holdings’ named custodians for separately managed accounts are LPL Financial ($98.7M, 73%) and Vanguard Marketing ($37.1M, 27%). RD Lewis Holdings has custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $98.7M73%
- Vanguard MarketingVanguard Marketing Corporation · Wayne, PA · $37.1M27%
At year end, RD Lewis Holdings’ separately managed accounts were mostly in funds (52%) and stocks (46%). Its reported 13F holdings for the quarter ended 30 June 2026 total $135M across 88 positions; the largest are Amazon Com Inc. (4.3%), Micron Technology Inc. (4.0%) and Apple Inc. (3.9%).
What the accounts hold
- Stocks46%
- Funds52%
- Cash2%
How many clients does RD Lewis Holdings have?
RD Lewis Holdings has 451 clients and manages $257 million for them, as of September 2026. They include 330 individual clients and 121 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does RD Lewis Holdings offer?
RD Lewis Holdings provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does RD Lewis Holdings charge?
RD Lewis Holdings charges up to 1.20% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: RD LEWIS DISCLOSURE BROCHURE AND SUPPLEMENT, filed 28 September 2026
Which custodians does RD Lewis Holdings use?
RD Lewis Holdings’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $98.7M and Vanguard Marketing Corporation (Wayne, PA), with $37.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does RD Lewis Holdings have?
RD Lewis Holdings has 2 investment adviser representatives registered with state securities authorities, out of 8 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RD Lewis Holdings invest in?
At the end of its last fiscal year, RD Lewis Holdings’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 46% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RD Lewis Holdings?
RD Lewis Holdings’ direct owners are Delcena Lewis (50% to 75%) and Richard Lewis (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does RD Lewis Holdings get paid?
RD Lewis Holdings is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RD Lewis Holdings?
RD Lewis Holdings’ main office is at 253 North Orlando Avenue, Suite 302, Maitland, FL 32751. Its phone number is 407-446-3737. Its website is rdlewiswealthmanagement.com.