Raleigh Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, insurance, and tax planning.
Raleigh Capital Management reports 470 clients. They include 320 individual clients, 123 high-net-worth individuals, and 27 pension and profit-sharing plans. Of its assets, 100.0% ($398M across 2,293 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 37% |
| High-net-worth individuals | 26% | 61% |
| Pension and profit-sharing plans | 6% | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 320 | $146M | 36.7% | $456K |
| High-net-worth individuals | 123 | $244M | 61.4% | $1.98M |
| Pension and profit-sharing plans | 27 | $7.82M | 2.0% | $290K |
| Corporations and other businesses | Fewer than 5 | $47.2K | 0.0% | — |
| Total | 470 | $398M | 100% | — |
- Clients
- 320
- Regulatory AUM
- $146M
- AUM share
- 36.7%
- Avg. per client
- $456K
- Clients
- 123
- Regulatory AUM
- $244M
- AUM share
- 61.4%
- Avg. per client
- $1.98M
- Clients
- 27
- Regulatory AUM
- $7.82M
- AUM share
- 2.0%
- Avg. per client
- $290K
- Clients
- Fewer than 5
- Regulatory AUM
- $47.2K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 470
- Regulatory AUM
- $398M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Raleigh Capital Management charges up to 1.80% a year for its Investment management services. The fee is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Written financial plans
- Written financial plans are a fixed fee of $995 for most plans; more for complex plans agreed in advance.
Brian Raleigh owns 75% or more of Raleigh Capital Management. The leadership team of Raleigh Capital Management includes President Brian Raleigh. It has 20 employees, 12 of them in advisory roles.
Leadership
- Brian RaleighPresident / CEO / Chief Compliance Officer
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
- Jeremy Michael Baltz
- Nicholas J Beglane
- Nicholas Christian DeBerardino
- Jack Edward Erickson
- Josiah James Frost
- Brent James Godwin
- Joseph Reading McLeod
- George Dylan Phipps
- Brian Richard Raleigh
- Jack William Henry Raleigh
- Mikayla Elizabeth Raleigh
- Shaelyn Rose Raleigh
- Robert Scott Wiese
Staff
- 20 employees
- 12 in advisory functions
- 12 state-registered reps
- 6 broker-dealer reps
- 12 insurance agents
- Owns 75% or more of Raleigh Capital Management Inc.
Brian Raleigh
Control person · since January 2009
Raleigh Capital Management’s regulatory assets grew 3.4× from $118M (June 2021) to $398M (June 2026); clients rose from 161 to 470 and employees from 8 to 20.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $398M | 470 | 20 | 1 |
| May 2025 | $321M | 405 | 20 | 2 |
| March 2024 | $263M | 385 | 16 | 1 |
| March 2023 | $247M | 370 | 11 | 1 |
| March 2022 | $206M | 310 | 10 | 1 |
| June 2021 | $118M | 161 | 8 | 1 |
Besides its headquarters, Raleigh Capital Management has 0 offices, with 1 listed address in North Carolina.
North Carolina · 1 listed address
- 117 Edinburgh South Drive, Suite 110, CaryHQ
Contact and registration details
- Legal name
- Raleigh Capital Management Inc.
- Headquarters
- 117 Edinburgh South Drive, Suite 110, Cary, NC 27511
- Website
- raleighwealthsolutions.com
- Phone
- 919-852-1215
- @raleighwealthsolutions
- SEC file
- 801-121781
- Structure
- North Carolina corporation
- Fiscal year end
- December
Raleigh Capital Management uses Fidelity ($397M) as custodian for its separately managed accounts. Raleigh Capital Management has custody of $25.2M in client assets for 57 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $397M100%
At year end, Raleigh Capital Management’s separately managed accounts were mostly in stocks (57%) and funds (35%). Its reported 13F holdings for the quarter ended 30 June 2026 total $313M across 610 positions; the largest are State Str SPDR S&P 500 ETF T (5.2%), Ssga Active TR (4.0%) and iShares TR (3.1%).
What the accounts hold
- Stocks57%
- Exchange-traded equities56%
- Non-exchange-traded equities1%
- Funds35%
- Registered funds32%
- Pooled vehicles3%
- Cash8%
Reported 13F holdings
- $313M
- Reported 13F value
- 610
- Positions
- 28.0%
- In the 10 largest
- +8.1%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit5.2%
- Ssga Active TR · ST Str Secto ETF4.0%
- iShares TR · Core S&P500 ETF3.1%
- Ssga Active TR · State Street US3.1%
- SPDR Index Shs Fds · ST Port Mark ETF2.5%
- Nvidia Corporation2.5%
- Apple Inc.2.4%
- Alphabet Inc. · Cap Stk CL A2.0%
- SPDR Series Trust · ST Bloo High ETF1.6%
- Microsoft Corp.1.5%
Together, the ten largest are 28.0% of reported value.
How many clients does Raleigh Capital Management have?
Raleigh Capital Management has 470 clients and manages $398 million for them, as of June 2026. They include 320 individual clients, 123 high-net-worth individuals, and 27 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026
What services does Raleigh Capital Management offer?
Raleigh Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Raleigh Capital Management charge?
Raleigh Capital Management charges up to 1.80% a year for its Investment management services. The fee is negotiable.
Which custodians does Raleigh Capital Management use?
Raleigh Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $397M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026
How many financial advisors does Raleigh Capital Management have?
Raleigh Capital Management has 12 investment adviser representatives registered with state securities authorities, out of 20 employees, and 12 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 12 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Raleigh Capital Management invest in?
At the end of its last fiscal year, Raleigh Capital Management’s separately managed accounts held 56% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 3% pooled vehicles (private funds and similar) and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Raleigh Capital Management?
Raleigh Capital Management’s direct owner is Brian Raleigh (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 June 2026
How does Raleigh Capital Management get paid?
Raleigh Capital Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Raleigh Capital Management?
Raleigh Capital Management’s main office is at 117 Edinburgh South Drive, Suite 110, Cary, NC 27511. Its phone number is 919-852-1215. Its website is raleighwealthsolutions.com.