R.T. Jones Capital Equities Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and educational seminars.
R.T. Jones Capital Equities Management reports 4,108 clients. They include 4,063 individual clients, 41 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($352M across 4,108 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 99% | 68% |
| High-net-worth individuals | <1% | 17% |
| Pooled investment vehicles | <1% | 2% |
| Pension and profit-sharing plans | <1% | 13% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 4,063 | $241M | 68.5% | $59.3K |
| High-net-worth individuals | 41 | $58.3M | 16.6% | $1.42M |
| Pooled investment vehicles | 1 | $5.8M | 1.6% | $5.8M |
| Pension and profit-sharing plans | 2 | $46.7M | 13.3% | $23.4M |
| Charitable organizations | 1 | $74.5K | 0.0% | $74.5K |
| Total | 4,108 | $352M | 100% | $85.6K |
- Clients
- 4,063
- Regulatory AUM
- $241M
- AUM share
- 68.5%
- Avg. per client
- $59.3K
- Clients
- 41
- Regulatory AUM
- $58.3M
- AUM share
- 16.6%
- Avg. per client
- $1.42M
- Clients
- 1
- Regulatory AUM
- $5.8M
- AUM share
- 1.6%
- Avg. per client
- $5.8M
- Clients
- 2
- Regulatory AUM
- $46.7M
- AUM share
- 13.3%
- Avg. per client
- $23.4M
- Clients
- 1
- Regulatory AUM
- $74.5K
- AUM share
- 0.0%
- Avg. per client
- $74.5K
Total
- Clients
- 4,108
- Regulatory AUM
- $352M
- AUM share
- 100%
- Avg. per client
- $85.6K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
R.T. Jones Capital Equities Management charges 0.75%–1.00% a year for its Separate Account Management Accounts Held Through Axos. Each asset band is charged at its own rate. The fee is billed in advance.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1.5M | 0.90% |
| $1.5M–$2.5M | 0.85% |
| $2.5M–$3.5M | 0.80% |
| $3.5M and above | 0.75% |
Fee details and sources
R.T. Jones, F.S. Ladners & Associates, Inc. owns 75% or more of R.T. Jones Capital Equities Management. Robert Jones is CEO; the leadership team includes President Robert Jones and Chief Investment Officer Spencer Seggebruch. It has 7 employees.
Leadership
- Robert JonesChairman, Chief Executive Officer & Chief Compliance Officer
- Robert JonesPresident
- Spencer SeggebruchChief Investment Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Jane Ann Davidson
- Robert Terrence Jones
- Robert Terrence Jones JR.
- Spencer Colin Seggebruch
- Jonathan Bradley Seiter
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- 7 soliciting firms
- Owns 75% or more of R.T. Jones Capital Equities Management Inc.
R.T. Jones, F.S. Ladners & Associates, Inc.
Control person · since May 2004
- Owns 75% or more of R.T. Jones Capital Equities Management Inc.
Robert Jones
Control person · since June 2004
R.T. Jones Capital Equities Management’s regulatory assets fell from $527M (June 2021) to $352M (July 2026); clients fell from 5,720 to 4,108 and employees from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $352M | 4,108 | 7 | 1 |
| Jun 2025June 2025 | $416M | 4,658 | 7 | 1 |
| Jun 2024June 2024 | $484M | 5,135 | 7 | 1 |
| Jun 2023June 2023 | $466M | 5,464 | 7 | 1 |
| Jun 2022June 2022 | $536M | 5,720 | 8 | 1 |
| Jun 2021June 2021 | $527M | 5,720 | 8 | 1 |
Besides its headquarters, R.T. Jones Capital Equities Management has 0 offices, with 1 listed address in 1 state.
Missouri · 1 listed address
- 8151 Clayton Road, Suite 300, St. LouisHQ
Other business names
R.T. Jones Capital Equities Management has reported 1 other business name to the SEC.
- Artesys
Contact and registration details
- Legal name
- R.T. Jones Capital Equities Management Inc.
- Headquarters
- 8151 Clayton Road, Suite 300, St. Louis, MO 63117
- Website
- artesysonline.com
- Phone
- 314-783-5000
- SEC file
- 801-63242
- Structure
- Missouri corporation
- Fiscal year end
- March
R.T. Jones Capital Equities Management’s named custodian for separately managed accounts is Oneamerica Securities ($274M). R.T. Jones Capital Equities Management does not have custody of client assets.
- Oneamerica SecuritiesOneamerica Securities, Inc. · Indianapolis, IN · $274M100%
At year end, R.T. Jones Capital Equities Management’s separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does R.T. Jones Capital Equities Management have?
R.T. Jones Capital Equities Management has 4,108 clients and manages $352 million for them, as of July 2026. They include 4,063 individual clients, 41 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does R.T. Jones Capital Equities Management offer?
R.T. Jones Capital Equities Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does R.T. Jones Capital Equities Management charge?
R.T. Jones Capital Equities Management charges 0.75%–1.00% a year for its Separate Account Management Accounts Held Through Axos. Each asset band is charged at its own rate. The fee is billed in advance.
Which custodians does R.T. Jones Capital Equities Management use?
R.T. Jones Capital Equities Management’s separately managed account assets are held at Oneamerica Securities, Inc. (Indianapolis, IN), with $274M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026
How many financial advisors does R.T. Jones Capital Equities Management have?
R.T. Jones Capital Equities Management has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does R.T. Jones Capital Equities Management invest in?
At the end of its last fiscal year, R.T. Jones Capital Equities Management’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns R.T. Jones Capital Equities Management?
R.T. Jones Capital Equities Management’s direct owners are R.T. Jones, F.S. Ladners & Associates, Inc. (75% or more) and Robert Jones (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does R.T. Jones Capital Equities Management get paid?
R.T. Jones Capital Equities Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact R.T. Jones Capital Equities Management?
R.T. Jones Capital Equities Management’s main office is at 8151 Clayton Road, Suite 300, St. Louis, MO 63117. Its phone number is 314-783-5000. Its website is artesysonline.com.