Quadrant Private Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Quadrant Private Wealth Management reports 883 clients. They include 481 individual clients, 394 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 99.9% ($2.09B across 3,069 accounts) are managed with discretion; $1.83M across 7 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 7% |
| High-net-worth individuals | 45% | 92% |
| Pension and profit-sharing plans | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 481 | $153M | 7.3% | $318K |
| High-net-worth individuals | 394 | $1.93B | 92.1% | $4.9M |
| Pension and profit-sharing plans | 8 | $12.9M | 0.6% | $1.61M |
| Total | 883 | $2.1B | 100% | $2.37M |
- Clients
- 481
- Regulatory AUM
- $153M
- AUM share
- 7.3%
- Avg. per client
- $318K
- Clients
- 394
- Regulatory AUM
- $1.93B
- AUM share
- 92.1%
- Avg. per client
- $4.9M
- Clients
- 8
- Regulatory AUM
- $12.9M
- AUM share
- 0.6%
- Avg. per client
- $1.61M
Total
- Clients
- 883
- Regulatory AUM
- $2.1B
- AUM share
- 100%
- Avg. per client
- $2.37M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Quadrant Private Wealth Management charges 0.60%–1.50% a year for its Wealth management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.50% |
| $1M–$3M | 1.00% |
| $3M–$6M | 0.80% |
| $6M and above | 0.60% |
Fee details and sources
Other fees
- Financial planning and consulting
- Negotiable fixed fee or hourly fee, with hourly rates from $250 up to $1,000. For some clients it is included in the annual advisory fee.
Focus Operating, LLC owns 75% or more of Quadrant Private Wealth Management and is in turn owned by Focus Financial Partners, LLC (75% or more). The leadership team of Quadrant Private Wealth Management includes Chief Operating Officer Francis Lawler and Chief Compliance Officer Brian Cort. It has 19 employees, 12 of them in advisory roles.
Leadership
- Francis LawlerChief Operating Officer
- Brian CortChief Compliance Officer
- Jason CortFounder
- David DeckerWealth Advisor
- Kori LannonFounder
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Mark A Cecchini
- Brian Christopher Cort
- Jason Brewer Cort
- David Graham Decker JR
- Paul Henry Francis
- Thomas Anthony Hanvey
- Scott Christopher Kuna
- Kori Rij Lannon
- Francis Edward Lawler III
- Jonathan J Mack
- Herman Lubomir Rij
- Conor James Zellner
Staff
- 19 employees
- 12 in advisory functions
- 12 state-registered reps
- 5 broker-dealer reps
- 6 insurance agents
- Owns 75% or more of Quadrant Private Wealth Management, LLC
Focus Operating, LLC
Control person · since July 2015
- Owns 75% or more of Focus Operating, LLC
Focus Financial Partners, LLC
Control person · since January 2007
- Owns 75% or more of Focus Financial Partners, LLC
Focus Financial Partners Inc.
Control person · since July 2018
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Acquisition, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Acquisition, LLC
Ferdinand FFP Intermediate Holdings, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Intermediate Holdings, LLC
Ferdinand FFP Parent, Inc.
Control person · since August 2023
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Ultimate Holdings, LP
Control person · since August 2023
- Owns 50% to 75% of Ferdinand FFP Ultimate Holdings, LP
CD&R Ferdinand Holdings, L.P.
Control person · since August 2023
- Owns 50% to 75% of CD&R Ferdinand Holdings, L.P.
Clayton, Dubilier & Rice Fund Xii, L.P.
Control person · since August 2023
- Owns 25% to 50% of CD&R Ferdinand Holdings, L.P.
CD&R Ferdinand Co-Investor, L.P.
Control person · since August 2023
Quadrant Private Wealth Management’s regulatory assets grew 2.1× from $992M (July 2021) to $2.1B (April 2026); clients rose from 630 to 883 and employees from 14 to 19. In 2020, Decker Group (David Decker team, Decker Wealth Management) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $2.1B | 883 | 19 | 1 |
| March 2025 | $1.81B | 834 | 19 | 1 |
| May 2024 | $1.63B | 850 | 16 | 1 |
| March 2023 | $1.45B | 877 | 16 | 1 |
| March 2022 | $1.41B | 668 | 15 | 1 |
| July 2021 | $992M | 630 | 14 | 1 |
Firms that joined
20201 joined
- Decker Group (David Decker team, Decker Wealth Management)TeamNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Quadrant Private Wealth Management has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 3850 Sierra Circle, Ste 300, Center ValleyHQ
Other business names
Quadrant Private Wealth Management has reported 1 other business name to the SEC.
- Quadrant Capital LLC
Contact and registration details
- Legal name
- Quadrant Private Wealth Management, LLC
- Headquarters
- 3850 Sierra Circle, Ste 300, Center Valley, PA 18034
- Website
- quadcapco.com
- Phone
- 610-849-2743
- @quadrant-capital
- SEC file
- 801-106484
- Structure
- Delaware LLC
- Fiscal year end
- December
Quadrant Private Wealth Management uses Fidelity ($1.11B, 78%) and Charles Schwab ($323M, 22%) as custodians for its separately managed accounts. Quadrant Private Wealth Management has custody of $1.13B in client assets for 784 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $323M22%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $1.11B78%
At year end, Quadrant Private Wealth Management’s separately managed accounts were largely in stocks (32%) and funds (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $447M across 177 positions; the largest are Nvidia Corporation (13.8%), SPDR Series Trust (7.3%) and Bluerock Pvt Real Estate FD (5.9%).
What the accounts hold
- Stocks32%
- Funds19%
- Bonds9%
- Investment grade corporate bonds5%
- State and local bonds4%
- Cash10%
- Other30%
- Alternative investments, preferred stocks and other investments30%
Reported 13F holdings
- $447M
- Reported 13F value
- 177
- Positions
- 46.2%
- In the 10 largest
- −30.9%
- Value vs. prior quarter
- Nvidia Corporation13.8%
- SPDR Series Trust · ST Str P500etf7.3%
- Bluerock Pvt Real Estate FD5.9%
- Alphabet Inc. · Cap Stk CL C4.0%
- Broadcom Inc.2.9%
- Meta Platforms Inc. · CL A2.9%
- Blackrock ETF Trust · iShares US Equit2.8%
- State Str SPDR S&P 500 ETF T · TR Unit2.4%
- Alphabet Inc. · Cap Stk CL A2.3%
- Global X Fds · US Infr Dev ETF2.0%
Together, the ten largest are 46.2% of reported value.
How many clients does Quadrant Private Wealth Management have?
Quadrant Private Wealth Management has 883 clients and manages $2.1 billion for them, as of April 2026. They include 481 individual clients, 394 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Quadrant Private Wealth Management offer?
Quadrant Private Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Quadrant Private Wealth Management charge?
Quadrant Private Wealth Management charges 0.60%–1.50% a year for its Wealth management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: DISCLOSURE BROCHURE FOR QUADRANT PRIVATE WEALTH MANAGEMENT, LLC, filed 1 April 2026
Which custodians does Quadrant Private Wealth Management use?
Quadrant Private Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $1.11B and Charles Schwab & Co., Inc. (San Francisco, CA), with $323M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Quadrant Private Wealth Management have?
Quadrant Private Wealth Management has 12 investment adviser representatives registered with state securities authorities, out of 19 employees, and 12 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Quadrant Private Wealth Management invest in?
At the end of its last fiscal year, Quadrant Private Wealth Management’s separately managed accounts held 32% exchange-traded equities, 30% other, 19% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 5% investment grade corporate bonds and 4% state and local bonds. The 30% other category is described as: Alternative Investments, Preferred Stocks and Other Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Quadrant Private Wealth Management?
Quadrant Private Wealth Management is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Quadrant Private Wealth Management get paid?
Quadrant Private Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Quadrant Private Wealth Management registered with the SEC?
Yes, Quadrant Private Wealth Management has been registered with the SEC as an investment adviser since 1 July 2015. Its CRD number is 277044 and its SEC file number is 801-106484.
Source: Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record
How do I contact Quadrant Private Wealth Management?
Quadrant Private Wealth Management’s main office is at 3850 Sierra Circle, Ste 300, Center Valley, PA 18034. Its phone number is 610-849-2743. Its website is quadcapco.com.