QuadCap Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, family office services, insurance, tax planning, and tax preparation. Financial planning was provided to 1,000 clients last fiscal year.
QuadCap Wealth Management reports 582 clients. They include 294 high-net-worth individuals and 288 individual clients. Of its assets, 99.7% ($1.34B across 1,973 accounts) are managed with discretion; $4.17M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 4% |
| High-net-worth individuals | 51% | 95% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 288 | $59.6M | 4.4% | $207K |
| High-net-worth individuals | 294 | $1.27B | 94.7% | $4.32M |
| Pension and profit-sharing plans | Fewer than 5 | $2.26M | 0.2% | — |
| Charitable organizations | Fewer than 5 | $9.7M | 0.7% | — |
| Total | 582 | $1.34B | 100% | — |
- Clients
- 288
- Regulatory AUM
- $59.6M
- AUM share
- 4.4%
- Avg. per client
- $207K
- Clients
- 294
- Regulatory AUM
- $1.27B
- AUM share
- 94.7%
- Avg. per client
- $4.32M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.26M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $9.7M
- AUM share
- 0.7%
- Avg. per client
- —
Total
- Clients
- 582
- Regulatory AUM
- $1.34B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1000
QuadCap Wealth Management charges up to 1.00% for its Asset-Based Fees. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Stand-alone financial planning is a negotiable fixed annual fee of up to $20,000 per year, billed semi-annually or quarterly.
David Blair owns 75% or more of QuadCap Wealth Management. David Blair is CEO; the leadership team includes Chief Operating Officer Natalie Lomas and Chief Compliance Officer Denise Brochu. It has 23 employees, 18 of them in advisory roles.
Staff
- 23 employees
- 18 in advisory functions
- 15 state-registered reps
- 2 insurance agents
- Owns 75% or more of Quadcap Wealth Management, LLC
David Blair
Control person · since June 2009
QuadCap Wealth Management’s regulatory assets grew 2.4× from $559M (March 2021) to $1.34B (September 2026); clients rose from 260 to 582 and employees from 11 to 23.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $1.34B | 582 | 23 | 1 |
| Mar 2025March 2025 | $1.14B | 532 | 19 | 1 |
| Mar 2024March 2024 | $770M | 359 | 16 | 1 |
| Mar 2023March 2023 | $639M | 277 | 12 | 1 |
| Mar 2022March 2022 | $686M | 282 | 11 | 1 |
| Mar 2021March 2021 | $559M | 260 | 11 | 1 |
Besides its headquarters, QuadCap Wealth Management has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 2600 Network BLVD, Suite 300, FriscoHQ
Contact and registration details
- Legal name
- Quadcap Wealth Management, LLC
- Headquarters
- 2600 Network BLVD, Suite 300, Frisco, TX 75034
- Website
- quadcapwm.com
- Phone
- 972-818-2400
- @quadcap-wealth-management-llc
- SEC file
- 801-79483
- Founded
- 2009
- Structure
- Texas LLC
- Fiscal year end
- December
QuadCap Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($1.33B). QuadCap Wealth Management has custody of $478M for 321 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.33B100%
At year end, QuadCap Wealth Management’s separately managed accounts were mostly in stocks (70%) and bonds (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.03B across 432 positions; the largest are J P Morgan Exchange Traded F (8.9%), Dimensional ETF Trust (6.9%) and Apple Inc. (2.9%).
What the accounts hold
- Stocks70%
- Funds7%
- Bonds17%
- State and local bonds10%
- U.S. government and agency bonds4%
- Investment grade corporate bonds3%
- Cash5%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does QuadCap Wealth Management have?
QuadCap Wealth Management has 582 clients and manages $1.34 billion for them, as of September 2026. They include 294 high-net-worth individuals and 288 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026
What services does QuadCap Wealth Management offer?
QuadCap Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, family office services, insurance, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does QuadCap Wealth Management charge?
QuadCap Wealth Management charges up to 1.00% for its Asset-Based Fees. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Which custodians does QuadCap Wealth Management use?
QuadCap Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.33B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026
How many financial advisors does QuadCap Wealth Management have?
QuadCap Wealth Management has 15 investment adviser representatives registered with state securities authorities, out of 23 employees, and 18 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does QuadCap Wealth Management invest in?
At the end of its last fiscal year, QuadCap Wealth Management’s separately managed accounts held 70% exchange-traded equities, 10% state and local bonds, 7% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 4% U.S. government and agency bonds and 3% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns QuadCap Wealth Management?
QuadCap Wealth Management’s direct owner is David Blair (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026
How does QuadCap Wealth Management get paid?
QuadCap Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact QuadCap Wealth Management?
QuadCap Wealth Management’s main office is at 2600 Network BLVD, Suite 300, Frisco, TX 75034. Its phone number is 972-818-2400. Its website is quadcapwm.com.