Q3 Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, publishing newsletters, and market timing. Financial planning was provided to 1–10 clients last fiscal year.
Q3 Asset Management reports 2,926 clients. They include 2,743 individual clients, 142 pension and profit-sharing plans, and 37 high-net-worth individuals. Of its assets, 100.0% ($795M across 2,926 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 94% | 40% |
| High-net-worth individuals | 1% | 9% |
| Investment companies | <1% | 45% |
| Pension and profit-sharing plans | 5% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,743 | $320M | 40.2% | $117K |
| High-net-worth individuals | 37 | $69.5M | 8.7% | $1.88M |
| Investment companies | 4 | $354M | 44.5% | $88.5M |
| Pension and profit-sharing plans | 142 | $51.5M | 6.5% | $363K |
| Total | 2,926 | $795M | 100% | $272K |
- Clients
- 2,743
- Regulatory AUM
- $320M
- AUM share
- 40.2%
- Avg. per client
- $117K
- Clients
- 37
- Regulatory AUM
- $69.5M
- AUM share
- 8.7%
- Avg. per client
- $1.88M
- Clients
- 4
- Regulatory AUM
- $354M
- AUM share
- 44.5%
- Avg. per client
- $88.5M
- Clients
- 142
- Regulatory AUM
- $51.5M
- AUM share
- 6.5%
- Avg. per client
- $363K
Total
- Clients
- 2,926
- Regulatory AUM
- $795M
- AUM share
- 100%
- Avg. per client
- $272K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Q3 Asset Management is paid through a percentage of assets under management, hourly charges, subscription fees and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Bradford Giaimo owns 25% to 50% of Q3 Asset Management. The leadership team of Q3 Asset Management includes President Bradford Giaimo. It has 12 employees, 7 of them in advisory roles.
Leadership
- Bradford GiaimoPresident and Chief Compliance Officer
- Adam QuiringVice President
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Maximilian Grimaldi Baker
- Joseph Patrick Dente
- John Alison Fahnestock Jr
- Bradford Nicholas Giaimo
- Mary Elizabeth Jones
- Joseph Olekszyk
- Ethan Samuel Pinto
- Adam Robert Quiring
- Amos Michael Sheena
Staff
- 12 employees
- 7 in advisory functions
- 7 state-registered reps
- 122 soliciting firms
- Owns 25% to 50% of Q3 Asset Management Corporation
Bradford Giaimo
Control person · since November 2005
- Owns 25% to 50% of Q3 Asset Management Corporation
Adam Quiring
Control person · since May 2010
Q3 Asset Management’s regulatory assets grew from $537M (June 2021) to $795M (March 2026); clients fell from 3,273 to 2,926 and employees from 13 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $795M | 2,926 | 12 | 3 |
| March 2025 | $727M | 3,456 | 12 | 3 |
| March 2024 | $713M | 3,397 | 12 | 3 |
| March 2023 | $619M | 3,528 | 12 | 2 |
| June 2022 | $794M | 3,887 | 11 | 2 |
| June 2021 | $537M | 3,273 | 13 | 2 |
Besides its headquarters, Q3 Asset Management has 2 offices (2 private residences, listed without an address), with 1 listed address in Michigan.
Michigan · 1 listed address
- 2175 Cole Street, BirminghamHQ
Contact and registration details
- Legal name
- Q3 Asset Management Corporation
- Headquarters
- 2175 Cole Street, Birmingham, MI 48009
- Website
- q3tactical.com
- Phone
- 248-566-1122
- @q3-asset-management
- SEC file
- 801-77461
- Structure
- Michigan corporation
- Fiscal year end
- December
Q3 Asset Management uses Axos Clearing ($345M) as custodian for its separately managed accounts. Q3 Asset Management does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $345M100%
At year end, Q3 Asset Management’s separately managed accounts were mostly in funds (92%). Its reported 13F holdings for the quarter ended 30 June 2026 total $546K across 70 positions; the largest are Bondbloxx 6 Month Target (49.9%), Invesco Nasdaq 100 ETF Usd Class (9.6%) and Q3 All Season Tactical Advantage ETF (3.9%).
What the accounts hold
- Stocks5%
- Funds92%
- Cash3%
Reported 13F holdings
- $546K
- Reported 13F value
- 70
- Positions
- 77.0%
- In the 10 largest
- +32.5%
- Value vs. prior quarter
- Bondbloxx 6 Month TargetETF49.9%
- Invesco Nasdaq 100 ETF Usd ClassETF9.6%
- Q3 All Season Tactical Advantage ETFETF3.9%
- Q3 All Season Active Rotation ETFETF3.7%
- Invesco Qqq Trust Series 1 Usd ClassETF2.5%
- Vaneck Vectors Oil Services ETFETF2.0%
- Vanguard FTSE Pacific ETFETF1.4%
- Fidelity MSCI Health Care Index ETFETF1.3%
- Stf Tactical Growth & Income ETFETF1.3%
- State Street SPDR S&P 500 ETF TrustETF1.2%
Together, the ten largest are 77.0% of reported value.
How many clients does Q3 Asset Management have?
Q3 Asset Management has 2,926 clients and manages $795 million for them, as of March 2026. They include 2,743 individual clients, 142 pension and profit-sharing plans, and 37 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 March 2026
What services does Q3 Asset Management offer?
Q3 Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, publishing newsletters, and market timing.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Q3 Asset Management use?
Q3 Asset Management’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $345M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 March 2026
How many financial advisors does Q3 Asset Management have?
Q3 Asset Management has 7 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Q3 Asset Management invest in?
At the end of its last fiscal year, Q3 Asset Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Q3 Asset Management?
Q3 Asset Management’s direct owners are Bradford Giaimo and Adam Quiring, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 29 March 2026
How does Q3 Asset Management get paid?
Q3 Asset Management is paid through a percentage of assets under management, hourly charges, subscription fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Q3 Asset Management?
Q3 Asset Management’s main office is at 2175 Cole Street, Birmingham, MI 48009. Its phone number is 248-566-1122. Its website is q3tactical.com.