Pullen Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Pullen Investment Management reports 90 clients. They include 47 high-net-worth individuals, 37 individual clients, and 6 pension and profit-sharing plans. Of its assets, 100.0% ($221M across 231 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 41% | 6% |
| High-net-worth individuals | 52% | 57% |
| Pension and profit-sharing plans | 7% | 30% |
| Charitable organizations | Fewer than 5 | 6% |
| Corporations and other businesses | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 37 | $12.7M | 5.7% | $343K |
| High-net-worth individuals | 47 | $125M | 56.7% | $2.66M |
| Pension and profit-sharing plans | 6 | $66.1M | 29.9% | $11M |
| Charitable organizations | Fewer than 5 | $12.4M | 5.6% | — |
| Corporations and other businesses | Fewer than 5 | $4.47M | 2.0% | — |
| Total | 90 | $221M | 100% | — |
- Clients
- 37
- Regulatory AUM
- $12.7M
- AUM share
- 5.7%
- Avg. per client
- $343K
- Clients
- 47
- Regulatory AUM
- $125M
- AUM share
- 56.7%
- Avg. per client
- $2.66M
- Clients
- 6
- Regulatory AUM
- $66.1M
- AUM share
- 29.9%
- Avg. per client
- $11M
- Clients
- Fewer than 5
- Regulatory AUM
- $12.4M
- AUM share
- 5.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $4.47M
- AUM share
- 2.0%
- Avg. per client
- —
Total
- Clients
- 90
- Regulatory AUM
- $221M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Pullen Investment Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are under a fixed fee of up to $5,000 that is negotiable, with the estimate given before services begin.
Tyler Pullen owns 75% or more of Pullen Investment Management. The leadership team of Pullen Investment Management includes Chief Compliance Officer Tyler Pullen. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Pullen Investment Management, LLC
Tyler Pullen
Control person · since August 2020
Pullen Investment Management’s regulatory assets grew 1.7× from $132M (June 2023) to $221M (February 2026); clients rose from 72 to 90 and employees from 2 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $221M | 90 | 5 | 1 |
| Mar 2025March 2025 | $184M | 87 | 4 | 3 |
| Mar 2024March 2024 | $141M | 79 | 4 | 3 |
| Jun 2023June 2023 | $132M | 72 | 2 | 2 |
Besides its headquarters, Pullen Investment Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 417 12th Street W, Suite 212, BradentonHQ
Contact and registration details
- Legal name
- Pullen Investment Management, LLC
- Headquarters
- 417 12th Street W, Suite 212, Bradenton, FL 34205
- Website
- pulleninvestment.com
- Phone
- 941-361-2195
- @pullen-investment-management
- SEC file
- 801-127520
- Structure
- Florida LLC
- Fiscal year end
- December
Pullen Investment Management’s named custodian for separately managed accounts is Charles Schwab ($145M). Pullen Investment Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $145M100%
At year end, Pullen Investment Management’s separately managed accounts were mostly in stocks (68%) and funds (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $216M across 98 positions; the largest are Vanguard Index Fds (6.0%), Vanguard Index Fds (5.0%) and Madison Square Grdn Sprt Cor (2.4%).
What the accounts hold
- Stocks68%
- Funds21%
- Bonds7%
- Cash5%
How many clients does Pullen Investment Management have?
Pullen Investment Management has 90 clients and manages $221 million for them, as of February 2026. They include 47 high-net-worth individuals, 37 individual clients, and 6 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 February 2026
What services does Pullen Investment Management offer?
Pullen Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Pullen Investment Management use?
Pullen Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $145M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 February 2026
How many financial advisors does Pullen Investment Management have?
Pullen Investment Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pullen Investment Management invest in?
At the end of its last fiscal year, Pullen Investment Management’s separately managed accounts held 68% exchange-traded equities, 21% registered funds (mutual funds, ETFs, BDCs), 7% U.S. government and agency bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pullen Investment Management?
Pullen Investment Management’s direct owner is Tyler Pullen (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 February 2026
How does Pullen Investment Management get paid?
Pullen Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pullen Investment Management?
Pullen Investment Management’s main office is at 417 12th Street W, Suite 212, Bradenton, FL 34205. Its phone number is 941-361-2195. Its website is pulleninvestment.com.