ProVise Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 1,500 clients last fiscal year.
ProVise Management Group reports 1,190 clients. They include 626 high-net-worth individuals, 513 individual clients and 21 charitable organizations. Of its assets, 98.9% ($2.01B across 3,452 accounts) are managed with discretion; $22.7M across 40 accounts are not. It advised 47 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 8% |
| High-net-worth individuals | 53% | 86% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 2% | 2% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 513 | $159M | 7.8% | $309K |
| High-net-worth individuals | 626 | $1.75B | 86.0% | $2.79M |
| Pension and profit-sharing plans | 10 | $15.5M | 0.8% | $1.55M |
| Charitable organizations | 21 | $38.8M | 1.9% | $1.85M |
| Corporations and other businesses | 20 | $71.1M | 3.5% | $3.56M |
| Total | 1,190 | $2.03B | 100% | $1.71M |
- Clients
- 513
- Regulatory AUM
- $159M
- AUM share
- 7.8%
- Avg. per client
- $309K
- Clients
- 626
- Regulatory AUM
- $1.75B
- AUM share
- 86.0%
- Avg. per client
- $2.79M
- Clients
- 10
- Regulatory AUM
- $15.5M
- AUM share
- 0.8%
- Avg. per client
- $1.55M
- Clients
- 21
- Regulatory AUM
- $38.8M
- AUM share
- 1.9%
- Avg. per client
- $1.85M
- Clients
- 20
- Regulatory AUM
- $71.1M
- AUM share
- 3.5%
- Avg. per client
- $3.56M
Total
- Clients
- 1,190
- Regulatory AUM
- $2.03B
- AUM share
- 100%
- Avg. per client
- $1.71M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 47
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1500
ProVise Management Group charges 0.20%–1.50% a year for its Investment advisory services. The fee is billed in advance, is negotiable and has a $3,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting (stand-alone)
- Stand-alone financial planning and consulting fees are negotiable: $2,500 to $15,000 on a fixed fee basis, or $150 to $750 an hour.
Kestra Financial,inc owns 75% or more of ProVise Management Group. The leadership team of ProVise Management Group includes President Jon Brethauer and Chief Compliance Officer Shane O'Hara. It has 22 employees, 16 of them in advisory roles.
Leadership
- Jon BrethauerPresident/Manager
- Shane O'HaraExecutive Vice President/Chief Compliance Officer
- Eric EbbertCEO/Manager
- Daniel MannixSenior Portfolio Manager
- Robert NorwoodSecretary
- Susan WashburnSenior Financial Planner
- Yin YinController
Investment adviser representatives
19 representatives listed in the SEC register as of 9 October 2026.
- Jon Michael Brethauer
- Russell James Campbell
- Christiana Marie Dirks
- Eric Russell Ebbert
- Vincent Raymond Ferrara
- Holly Ann Harman
- Thomas J Harrington
- Derek Robert Kelly
- Daniel Raymond Mannix
- Ryan Patrick McCrerey
- Joseph Robert McFadden
- Jack Devon Niles JR
- Shane D O'Hara
- Jonathan Richmond
- Sandra Ann Risgaard
- Peter Vincent Seriano
- Oscar Grimsmo Skjaerpe
- Susan Clementine Washburn
- Justin Matthew Whitmer
Staff
- 22 employees
- 16 in advisory functions
- 16 state-registered reps
- 7 broker-dealer reps
- 3 insurance agents
- 7 soliciting firms
- Owns 75% or more of Provise Management Group, LLC
Kestra Financial,inc
Control person · since October 2014
- Owns 75% or more of Kestra Financial Inc
Kestra Advisor Services Holdings C, Inc.
Interest filed in Kestra Financial Inc · Control person · since June 2014
- Owns 75% or more of Kestra Advisor Services Holdings C, Inc.
Kestra Advisor Services Holdings B, Inc.
Control person · since June 2014
- Owns 75% or more of Kestra Advisor Services Holdings B, Inc.
Kestra Advisor Services Holdings A, Inc.
Control person · since June 2014
- Owns 75% or more of Kestra Advisor Services Holdings A, Inc.
Kingfisher Holding B, Inc.
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding B, Inc.
Kingfisher Holding A, Inc.
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding A, Inc.
Kingfisher Topco Holdings, LP
Control person · since June 2019
- Owns 25% to 50% of Kingfisher Topco Holdings, LP
Ohcp VI Enzo Aggregator, L.P.
Control person · since February 2025
- Owns 25% to 50% of Kingfisher Topco Holdings, LP
T-IX Kraken Co-Invest, LP
Control person · since February 2025
Kingfisher Topco Holdings GP, LLC
General partner · Control person · since February 2025
- Owns 75% or more of Kestra Advisor Services Holdings C, Inc.
Kestra Financial Inc
Control person · since August 2014
- Owns 75% or more of Kestra Financial Inc
Bluespring Wealth Partners LLC
Control person · since April 2017
ProVise Management Group’s regulatory assets grew from $1.52B (July 2021) to $2.03B (August 2026); clients fell from 1,296 to 1,190 and employees rose from 19 to 22.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $2.03B | 1,190 | 22 | 2 |
| March 2025 | $1.8B | 1,183 | 19 | 2 |
| March 2024 | $1.88B | 1,406 | 21 | 2 |
| March 2023 | $1.62B | 1,391 | 21 | 2 |
| March 2022 | $1.77B | 1,364 | 19 | 2 |
| July 2021 | $1.52B | 1,296 | 19 | 2 |
Besides its headquarters, ProVise Management Group has 1 office, with 2 listed addresses in Florida.
Florida · 2 listed addresses
- 300 Park Place BLVD., Suite 210, ClearwaterHQ
- Provise Management Group, LLC, Tampa
Contact and registration details
- Legal name
- Provise Management Group, LLC
- Headquarters
- 300 Park Place BLVD., Suite 210, Clearwater, FL 33759
- Website
- provise.com
- Phone
- 727-441-9022
- @provise-management-group-llc-
- SEC file
- 801-32172
- Founded
- 1988
- Structure
- Florida LLC
- Fiscal year end
- December
ProVise Management Group uses Charles Schwab ($1.91B) as custodian for its separately managed accounts. ProVise Management Group has custody of $151M in client assets for 94 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.91B100%
At year end, ProVise Management Group’s separately managed accounts were largely in funds (43%) and stocks (42%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.49B across 282 positions; the largest are iShares TR (7.3%), Alphabet Inc. (4.0%) and SPDR Index Shs Fds (3.8%).
What the accounts hold
- Stocks42%
- Funds43%
- Bonds4%
- U.S. government and agency bonds2%
- State and local bonds2%
- Cash11%
- Other1%
- Reits and pooled investment vehicles1%
Reported 13F holdings
- $1.49B
- Reported 13F value
- 282
- Positions
- 32.6%
- In the 10 largest
- +7.3%
- Value vs. prior quarter
- iShares TR · Core Div Grwth7.3%
- Alphabet Inc. · Cap Stk CL C4.0%
- SPDR Index Shs Fds · ST Str PO EX ETF3.8%
- Applied Matls Inc.2.8%
- iShares TR · Rus Tp200 GR ETF2.7%
- Vanguard World FD · Mega Cap Index2.6%
- Microsoft Corp.2.4%
- Berkshire Hathaway Inc. Del · CL B New2.3%
- iShares TR · Ishs 5-10yr Invt2.3%
- JPMORGAN Chase & CO2.3%
Together, the ten largest are 32.6% of reported value.
How many clients does ProVise Management Group have?
ProVise Management Group has 1,190 clients and manages $2.03 billion for them, as of August 2026. They include 626 high-net-worth individuals, 513 individual clients and 21 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026
What services does ProVise Management Group offer?
ProVise Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does ProVise Management Group charge?
ProVise Management Group charges 0.20%–1.50% a year for its Investment advisory services. The fee is billed in advance, is negotiable and has a $3,000 annual minimum.
Source: PROVISE MANAGEMENT GROUP, LLC BROCHURE, filed 17 August 2026
Which custodians does ProVise Management Group use?
ProVise Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.91B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026
How many financial advisors does ProVise Management Group have?
ProVise Management Group has 16 investment adviser representatives registered with state securities authorities, out of 22 employees, and 16 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does ProVise Management Group invest in?
At the end of its last fiscal year, ProVise Management Group’s separately managed accounts held 43% registered funds (mutual funds, ETFs, BDCs), 42% exchange-traded equities, 11% cash and equivalents, 2% U.S. government and agency bonds, 2% state and local bonds and 1% other. The 1% other category is described as: Reits and Pooled Investment Vehicles.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns ProVise Management Group?
ProVise Management Group’s direct owner is Kestra Financial,inc (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 August 2026
How does ProVise Management Group get paid?
ProVise Management Group is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact ProVise Management Group?
ProVise Management Group’s main office is at 300 Park Place BLVD., Suite 210, Clearwater, FL 33759. Its phone number is 727-441-9022. Its website is provise.com.