Professional Trading Services Brokerage provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Professional Trading Services Brokerage reports 495 clients. They include 495 individuals. Of its assets, 97.2% ($128M across 685 accounts) are managed with discretion; $3.7M across 15 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 100% | 93% |
| High-net-worth individuals | Fewer than 5 | 6% |
| Corporations and other businesses | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 495 | $122M | 92.9% | $247K |
| High-net-worth individuals | Fewer than 5 | $7.8M | 5.9% | — |
| Corporations and other businesses | Fewer than 5 | $1.5M | 1.1% | — |
| Total | 495 | $132M | 100% | — |
- Clients
- 495
- Regulatory AUM
- $122M
- AUM share
- 92.9%
- Avg. per client
- $247K
- Clients
- Fewer than 5
- Regulatory AUM
- $7.8M
- AUM share
- 5.9%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.5M
- AUM share
- 1.1%
- Avg. per client
- —
Total
- Clients
- 495
- Regulatory AUM
- $132M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Professional Trading Services Brokerage is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and commissions; its fees and minimums are set out in its brochures on the SEC website.
It has 18 employees, 14 of them in advisory roles.
Leadership
Staff
- 18 employees
- 14 in advisory functions
- 14 state-registered reps
- 18 broker-dealer reps
- 13 insurance agents
Besides its headquarters, Professional Trading Services Brokerage has 6 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- Eastgate Business Center, 125 C Gaither DR, MT. LaurelHQ
Contact and registration details
- Legal name
- Professional Trading Services Brokerage, LLC
- Headquarters
- Eastgate Business Center, 125 C Gaither DR, MT. Laurel, NJ 08054
- Website
- Not reported
- Phone
- 856-802-9400
- SEC file
- 801-136814
- Structure
- New Jersey LLC
- Fiscal year end
- December
Professional Trading Services Brokerage has custody of $105K in client assets for 1 client.
At year end, Professional Trading Services Brokerage’s separately managed accounts were mostly in stocks (64%) and funds (24%).
What the accounts hold
- Stocks64%
- Funds24%
- Bonds2%
- Cash9%
- Other1%
- Derivatives1%
How many clients does Professional Trading Services Brokerage have?
Professional Trading Services Brokerage has 495 clients and manages $132 million for them, as of August 2026. They include 495 individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026
What services does Professional Trading Services Brokerage offer?
Professional Trading Services Brokerage provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Professional Trading Services Brokerage have?
Professional Trading Services Brokerage has 14 investment adviser representatives registered with state securities authorities, out of 18 employees, and 14 perform investment advisory functions. 18 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Professional Trading Services Brokerage invest in?
At the end of its last fiscal year, Professional Trading Services Brokerage’s separately managed accounts held 64% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 2% investment grade corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Professional Trading Services Brokerage get paid?
Professional Trading Services Brokerage is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Professional Trading Services Brokerage registered with the SEC?
Yes, Professional Trading Services Brokerage has been registered with the SEC as an investment adviser since 11 September 2026. Its CRD number is 119307 and its SEC file number is 801-136814.
Source: Form ADV Part 1A, Item 1, filed 13 August 2026; IAPD firm record
How do I contact Professional Trading Services Brokerage?
Professional Trading Services Brokerage’s main office is at Eastgate Business Center, 125 C Gaither DR, MT. Laurel, NJ 08054. Its phone number is 856-802-9400.