Proactive Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, estate planning, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Proactive Wealth Strategies reports 442 clients. They include 324 individual clients, 105 high-net-worth individuals, and 12 corporations and other businesses. Of its assets, 100.0% ($316M across 1,200 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $316M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 32% |
| High-net-worth individuals | 24% | 65% |
| Pension and profit-sharing plans | <1% | <1% |
| Corporations and other businesses | 3% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 324 | $101M | 32.1% | $313K |
| High-net-worth individuals | 105 | $204M | 64.7% | $1.94M |
| Pension and profit-sharing plans | Fewer than 5 | $174K | 0.1% | $174K |
| Corporations and other businesses | 12 | $10.2M | 3.2% | $848K |
| Total | 442 | $316M | 100% | — |
- Clients
- 324
- Regulatory AUM
- $101M
- AUM share
- 32.1%
- Avg. per client
- $313K
- Clients
- 105
- Regulatory AUM
- $204M
- AUM share
- 64.7%
- Avg. per client
- $1.94M
- Clients
- Fewer than 5
- Regulatory AUM
- $174K
- AUM share
- 0.1%
- Avg. per client
- $174K
- Clients
- 12
- Regulatory AUM
- $10.2M
- AUM share
- 3.2%
- Avg. per client
- $848K
Total
- Clients
- 442
- Regulatory AUM
- $316M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Proactive Wealth Strategies is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning through Wealth.com
- Fixed fee from $1,000 to $4,000 for assistance with the Wealth.com process, payable on invoice.
- Financial Planning
- Flat fee from $100 to $10,000, or hourly from $500 to $2,000 per hour, based on complexity; PWS may include it in the asset management fee.
- LPL Advisory Programs
- Account fee negotiable, with maximums of 2.50% for the OMP program and 2.65% for the MWP program, charged through LPL Financial.
Craig Seligman owns 75% or more of Proactive Wealth Strategies. The leadership team of Proactive Wealth Strategies includes Chief Compliance Officer Lauren Gretchen. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Proactive Wealth Strategies, LLC
Craig Seligman
Control person · since May 2005
Proactive Wealth Strategies’ regulatory assets grew 1.9× from $167M (June 2022) to $316M (July 2026); clients were 442 in both filings and employees fell from 6 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $316M | 442 | 4 | 1 |
| Feb 2025February 2025 | $254M | 381 | 5 | 1 |
| Jun 2024June 2024 | $224M | 571 | 5 | 1 |
| Jul 2023July 2023 | $180M | 418 | 5 | 2 |
| Jun 2022June 2022 | $167M | 441 | 6 | 1 |
Besides its headquarters, Proactive Wealth Strategies has 0 offices, with 1 listed address in 1 state.
Georgia · 1 listed address
- 533 Johnson Ferry Road BLDG. C, Suite 100, MariettaHQ
Contact and registration details
- Legal name
- Proactive Wealth Strategies, LLC
- Headquarters
- 533 Johnson Ferry Road BLDG. C, Suite 100, Marietta, GA 30068
- Website
- Not reported
- Phone
- 770-971-4142
- SEC file
- 801-123491
- Founded
- 2005
- Structure
- Georgia LLC
- Fiscal year end
- December
Proactive Wealth Strategies’ named custodian for separately managed accounts is LPL Financial ($316M). Proactive Wealth Strategies has custody of $21.1M for 17 clients.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $316M100%
At year end, Proactive Wealth Strategies’ separately managed accounts were mostly in stocks (78%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $623M across 222 positions; the largest are First TR Exchange Traded FD (7.4%), Nvidia Corporation (4.5%) and Palo Alto Networks Inc. (3.7%).
What the accounts hold
- Stocks78%
- Funds2%
- Bonds13%
- U.S. government and agency bonds6%
- Investment grade corporate bonds5%
- High-yield corporate bonds2%
- Cash7%
How many clients does Proactive Wealth Strategies have?
Proactive Wealth Strategies has 442 clients and manages $316 million for them, as of July 2026. They include 324 individual clients, 105 high-net-worth individuals, and 12 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026
What services does Proactive Wealth Strategies offer?
Proactive Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Proactive Wealth Strategies use?
Proactive Wealth Strategies’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $316M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026
How many financial advisors does Proactive Wealth Strategies have?
Proactive Wealth Strategies has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Proactive Wealth Strategies invest in?
At the end of its last fiscal year, Proactive Wealth Strategies’ separately managed accounts held 78% exchange-traded equities, 7% cash and equivalents, 6% U.S. government and agency bonds, 5% investment grade corporate bonds, 2% high-yield corporate bonds and 2% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Proactive Wealth Strategies?
Proactive Wealth Strategies’ direct owner is Craig Seligman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 July 2026
How does Proactive Wealth Strategies get paid?
Proactive Wealth Strategies is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Proactive Wealth Strategies?
Proactive Wealth Strategies’ main office is at 533 Johnson Ferry Road BLDG. C, Suite 100, Marietta, GA 30068. Its phone number is 770-971-4142.