Pring/Turner Capital Group provides financial planning, portfolio management for individuals and small businesses, business succession planning, education planning, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 11–25 clients last fiscal year.
Pring/Turner Capital Group reports 190 clients. They include 116 individual clients and 74 high-net-worth individuals. Of its assets, 99.8% ($296M across 518 accounts) are managed with discretion; $677K across 2 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 15% |
| High-net-worth individuals | 39% | 81% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | Fewer than 5 | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 116 | $44.8M | 15.1% | $387K |
| High-net-worth individuals | 74 | $241M | 81.2% | $3.26M |
| Pension and profit-sharing plans | Fewer than 5 | $6.08M | 2.0% | — |
| Charitable organizations | Fewer than 5 | $4.94M | 1.7% | — |
| Corporations and other businesses | Fewer than 5 | $1.13K | 0.0% | — |
| Total | 190 | $297M | 100% | — |
- Clients
- 116
- Regulatory AUM
- $44.8M
- AUM share
- 15.1%
- Avg. per client
- $387K
- Clients
- 74
- Regulatory AUM
- $241M
- AUM share
- 81.2%
- Avg. per client
- $3.26M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.08M
- AUM share
- 2.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $4.94M
- AUM share
- 1.7%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.13K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 190
- Regulatory AUM
- $297M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Pring/Turner Capital Group charges 0.70%–1.00% a year for its Investment Advisory Service Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1.5M | 1.00% |
| $1.5M–$3M | 0.90% |
| $3M–$5M | 0.80% |
| $5M and above | 0.70% |
Fee details and sources
Thomas Kopas owns 25% to 50% of Pring/Turner Capital Group. Thomas Kopas is CEO; the leadership team includes President Katie Fisher and Chief Compliance Officer James Kopas. It has 4 employees, 3 of them in advisory roles.
Leadership
- Thomas KopasChief Executive Officer
- Katie FisherVice President of Operations
- James KopasPortfolio Manager, Chief Compliance Officer
- Pamela IwaszewiczFinancial Planner
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- James William Kopas
- Thomas John Kopas
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 25% to 50% of Pring/Turner Capital Group, Inc.
Thomas Kopas
Control person · since July 2011
- Owns 25% to 50% of Pring/Turner Capital Group, Inc.
James Kopas
Control person · since June 2016
- Owns 25% to 50% of Pring/Turner Capital Group, Inc.
Pamela Iwaszewicz
Control person · since June 2022
- Owns 10% to 25% of Pring/Turner Capital Group, Inc.
Katie Fisher
since September 2025
Pring/Turner Capital Group’s regulatory assets grew 1.8× from $163M (March 2021) to $297M (September 2026); clients rose from 145 to 190 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $297M | 190 | 4 | 1 |
| September 2025 | $262M | 188 | 4 | 1 |
| September 2024 | $239M | 184 | 4 | 1 |
| November 2023 | $206M | 179 | 4 | 1 |
| September 2022 | $178M | 150 | 4 | 1 |
| September 2021 | $184M | 149 | 3 | 1 |
| March 2021 | $163M | 145 | 3 | 1 |
Besides its headquarters, Pring/Turner Capital Group has 0 offices, with 1 listed address in California.
California · 1 listed address
- 3195 Danville BLVD Ste 8, AlamoHQ
Other business names
Pring/Turner Capital Group has reported 1 other business name to the SEC.
- Pring Turner
Contact and registration details
- Legal name
- Pring/Turner Capital Group, Inc.
- Headquarters
- 3195 Danville BLVD Ste 8, Alamo, CA 94507-1970
- Website
- pringturner.com
- Phone
- 925-287-8527
- @pring-turner-capital-group
- SEC file
- 801-12851
- Structure
- California corporation
- Fiscal year end
- June
Pring/Turner Capital Group uses Charles Schwab ($293M) as custodian for its separately managed accounts. Pring/Turner Capital Group has custody of $86.9M in client assets for 77 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $293M100%
At year end, Pring/Turner Capital Group’s separately managed accounts were mostly in stocks (61%) and cash (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $175M across 73 positions; the largest are iShares Expanded Tech-software Sector ETF (4.7%), Charles Schwab Corp. (4.6%) and Microsoft Corp. (4.1%).
What the accounts hold
- Stocks61%
- Funds4%
- Bonds16%
- Cash19%
Reported 13F holdings
- $175M
- Reported 13F value
- 73
- Positions
- 37.9%
- In the 10 largest
- +5.1%
- Value vs. prior quarter
- iShares Expanded Tech-software Sector ETFETF4.7%
- Charles Schwab Corp.4.6%
- Microsoft Corp.4.1%
- Prologis Inc..3.9%
- Cummins Inc.3.7%
- Public Storage3.6%
- Union Pac Corp.3.5%
- American Express CO3.3%
- Texas Instrs Inc.3.3%
- Bank America Corp.3.2%
Together, the ten largest are 37.9% of reported value.
How many clients does Pring/Turner Capital Group have?
Pring/Turner Capital Group has 190 clients and manages $297 million for them, as of September 2026. They include 116 individual clients and 74 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does Pring/Turner Capital Group offer?
Pring/Turner Capital Group provides financial planning, portfolio management for individuals and small businesses, business succession planning, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Pring/Turner Capital Group charge?
Pring/Turner Capital Group charges 0.70%–1.00% a year for its Investment Advisory Service Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: PRING TURNER FORM ADV PART 2A BROCHURE, filed 28 September 2026
Which custodians does Pring/Turner Capital Group use?
Pring/Turner Capital Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $293M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does Pring/Turner Capital Group have?
Pring/Turner Capital Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pring/Turner Capital Group invest in?
At the end of its last fiscal year, Pring/Turner Capital Group’s separately managed accounts held 61% exchange-traded equities, 19% cash and equivalents, 16% U.S. government and agency bonds and 4% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pring/Turner Capital Group?
Pring/Turner Capital Group’s direct owners are Thomas Kopas, James Kopas, Pamela Iwaszewicz and Katie Fisher, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does Pring/Turner Capital Group get paid?
Pring/Turner Capital Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pring/Turner Capital Group?
Pring/Turner Capital Group’s main office is at 3195 Danville BLVD Ste 8, Alamo, CA 94507-1970. Its phone number is 925-287-8527. Its website is pringturner.com.