Prestige Wealth Services Group provides portfolio management for individuals and small businesses and portfolio management for institutions.
Prestige Wealth Services Group lists other investment advisers as clients. Of its assets, 100.0% ($175M across 295 accounts) are managed with discretion.
Share breakdown unavailable
| Client type | Clients | Assets |
|---|---|---|
| Other investment advisers | Fewer than 5 | 100% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client shares are unavailable because no positive client counts were reported.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Other investment advisers | Fewer than 5 | $175M | 100.0% | — |
| Total | Not reported | $175M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $175M
- AUM share
- 100.0%
- Avg. per client
- —
Total
- Clients
- Not reported
- Regulatory AUM
- $175M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Prestige Wealth Services Group is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Roy Williams owns 75% or more of Prestige Wealth Services Group. Roy Williams is CEO. It has 4 employees, 3 of them in advisory roles.
Leadership
Roy WilliamsPrincipal, President, Chief Executive Officer, Chief Compliance Officer and Chief Investment Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- John C Deangelo
- Paul Romano Esposito
- Michael Louis Williams
- Roy Evans Williams JR
Staff
- 4 employees
- 3 in advisory functions
- 4 state-registered reps
- 1 broker-dealer rep
- 2 insurance agents
- Owns 75% or more of Prestige Wealth Services Group, Inc.
Roy Williams
Control person · since November 2012
Prestige Wealth Services Group’s regulatory assets grew 3.2× from $55.5M (April 2021) to $175M (March 2026); employees fell from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $175M | 0 | 4 | 4 |
| March 2025 | $151M | 0 | 4 | 4 |
| March 2024 | $133M | 0 | 4 | 4 |
| March 2023 | $92.7M | 0 | 5 | 3 |
| March 2022 | $73.8M | 0 | 5 | 3 |
| April 2021 | $55.5M | 0 | 5 | 2 |
Besides its headquarters, Prestige Wealth Services Group has 3 offices (1 private residence, listed without an address), with 3 listed addresses in New Jersey.
New Jersey · 3 listed addresses
- 31 State Route 12, FlemingtonHQ
- 440 Route 513, Califon
- 374 Millburn Ave., Millburn
Contact and registration details
- Legal name
- Prestige Wealth Services Group, Inc.
- Headquarters
- 31 State Route 12, Flemington, NJ 08822
- Website
- Not reported
- Phone
- 908-782-0001
- SEC file
- 801-77623
- Structure
- Delaware corporation
- Fiscal year end
- December
Prestige Wealth Services Group uses Charles Schwab ($175M) as custodian for its separately managed accounts. Prestige Wealth Services Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $175M100%
At year end, Prestige Wealth Services Group’s separately managed accounts were mostly in funds (56%) and stocks (42%).
What the accounts hold
- Stocks42%
- Funds56%
- Cash2%
What services does Prestige Wealth Services Group offer?
Prestige Wealth Services Group provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Prestige Wealth Services Group use?
Prestige Wealth Services Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $175M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026
How many financial advisors does Prestige Wealth Services Group have?
Prestige Wealth Services Group has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Prestige Wealth Services Group invest in?
At the end of its last fiscal year, Prestige Wealth Services Group’s separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 42% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Prestige Wealth Services Group?
Prestige Wealth Services Group’s direct owner is Roy Williams (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 March 2026
How does Prestige Wealth Services Group get paid?
Prestige Wealth Services Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Prestige Wealth Services Group registered with the SEC?
Yes, Prestige Wealth Services Group has been registered with the SEC as an investment adviser since 15 February 2013. Its CRD number is 166641 and its SEC file number is 801-77623.
Source: Form ADV Part 1A, Item 1, filed 9 March 2026; IAPD firm record
How do I contact Prestige Wealth Services Group?
Prestige Wealth Services Group’s main office is at 31 State Route 12, Flemington, NJ 08822. Its phone number is 908-782-0001.