Preisz Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 26–50 clients last fiscal year.
Preisz Associates reports 346 clients. They include 195 individual clients, 102 pension and profit-sharing plans, and 49 high-net-worth individuals. Of its assets, 58.5% ($410M across 106 accounts) are managed with discretion; $291M across 246 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 9% |
| High-net-worth individuals | 14% | 13% |
| Pension and profit-sharing plans | 29% | 78% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 195 | $61.2M | 8.7% | $314K |
| High-net-worth individuals | 49 | $93M | 13.3% | $1.9M |
| Pension and profit-sharing plans | 102 | $547M | 78.0% | $5.37M |
| Total | 346 | $702M | 100% | $2.03M |
- Clients
- 195
- Regulatory AUM
- $61.2M
- AUM share
- 8.7%
- Avg. per client
- $314K
- Clients
- 49
- Regulatory AUM
- $93M
- AUM share
- 13.3%
- Avg. per client
- $1.9M
- Clients
- 102
- Regulatory AUM
- $547M
- AUM share
- 78.0%
- Avg. per client
- $5.37M
Total
- Clients
- 346
- Regulatory AUM
- $702M
- AUM share
- 100%
- Avg. per client
- $2.03M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Preisz Associates is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Michael Preisz owns 50% to 75% of Preisz Associates. The leadership team of Preisz Associates includes President Michael Preisz and Chief Investment Officer Thomas Davenport. It has 10 employees, 8 of them in advisory roles.
Staff
- 10 employees
- 8 in advisory functions
- 9 state-registered reps
- 8 broker-dealer reps
- 8 insurance agents
- Owns 50% to 75% of Preisz Associates, Inc.
Michael Preisz
Control person · since June 2000
- Owns 10% to 25% of Preisz Associates, Inc.
Thomas Davenport
Control person · since December 2018
- Owns 10% to 25% of Preisz Associates, Inc.
William Preisz
Control person · since December 2018
Preisz Associates’ regulatory assets grew from $493M (April 2021) to $702M (March 2026); clients rose from 240 to 346 and employees from 9 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $702M | 346 | 10 | 1 |
| Mar 2025March 2025 | $613M | 347 | 9 | 1 |
| Jul 2024July 2024 | $553M | 331 | 9 | 1 |
| May 2023May 2023 | $481M | 330 | 9 | 1 |
| Mar 2022March 2022 | $568M | 305 | 9 | 1 |
| Apr 2021April 2021 | $493M | 240 | 9 | 1 |
Besides its headquarters, Preisz Associates has 0 offices, with 1 listed address in 1 state.
Oregon · 1 listed address
- 4525 SW Condor Ave, PortlandHQ
Other business names
Preisz Associates has reported 1 other business name to the SEC.
- Preisz Financial
Contact and registration details
- Legal name
- Preisz Associates, Inc.
- Headquarters
- 4525 SW Condor Ave, Portland, OR 97239
- Website
- preisz.com
- Phone
- 503-224-1600
- @preisz-financial
- SEC file
- 801-115031
- Structure
- Oregon corporation
- Fiscal year end
- December
Preisz Associates’ named custodians for separately managed accounts include LPL Financial ($143M, 31%), Empower ($141M, 31%) and John Hancock Investment Management Distributors ($107M, 24%). Preisz Associates has custody of $199M for 322 clients.
- John Hancock Investment Management DistributorsJohn Hancock Investment Management Distributors LLC · Boston, MA · $107M24%
- EmpowerEmpower Financial Services, Inc. · Greenwood Village, CO · $141M31%
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $143M31%
- The StandardThe Standard · Portland, OR · $62.9M14%
At year end, Preisz Associates’ separately managed accounts were mostly in funds (95%).
What the accounts hold
- Funds95%
- Cash4%
- Other1%
- Fractionalized percentages of other categories other than the two listed above.1%
How many clients does Preisz Associates have?
Preisz Associates has 346 clients and manages $702 million for them, as of March 2026. They include 195 individual clients, 102 pension and profit-sharing plans, and 49 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Preisz Associates offer?
Preisz Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Preisz Associates use?
Preisz Associates’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $143M, Empower Financial Services, Inc. (Greenwood Village, CO), with $141M, John Hancock Investment Management Distributors LLC (Boston, MA), with $107M and The Standard (Portland, OR), with $62.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Preisz Associates have?
Preisz Associates has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Preisz Associates invest in?
At the end of its last fiscal year, Preisz Associates’ separately managed accounts held 95% pooled vehicles (private funds and similar), 4% cash and equivalents and 1% other. The 1% other category is described as: Fractionalized Percentages of Other Categories Other Than the Two Listed Above.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Preisz Associates?
Preisz Associates’ direct owners are Michael Preisz (50% to 75%), Thomas Davenport (10% to 25%) and William Preisz (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Preisz Associates get paid?
Preisz Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Preisz Associates?
Preisz Associates’ main office is at 4525 SW Condor Ave, Portland, OR 97239. Its phone number is 503-224-1600. Its website is preisz.com.