Skip to content
Point Nemo Capital logo

Point Nemo Capital

Wealth managementRIA

CRD 328695Updated

Point Nemo Capital is an investment adviser, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $104 million, as filed on 26 August 2026.

96
Clients
$1.09M
AUM per individual client
3
Advisory staff
2
Offices
0.75%
Annual fee

From Form ADV filed 26 August 2026SEC record

Services and clients

Point Nemo Capital provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.

Point Nemo Capital reports 96 clients. They include 82 high-net-worth individuals, 13 individual clients and 1 pension or profit-sharing plan. Of its assets, 100.0% ($104M across 96 accounts) are managed with discretion.

Clients and assets by client type
Clients96 clients
Assets$104M
Share of clients and assets by client type
Client typeClientsAssets
Individuals (other than HNW)14%2%
High-net-worth individuals85%98%
Pension and profit-sharing plans1%<1%
Client breakdown and activity details
Individuals (other than HNW)
Clients
13
Regulatory AUM
$1.86M
AUM share
1.8%
Avg. per client
$143K
High-net-worth individuals
Clients
82
Regulatory AUM
$102M
AUM share
98.0%
Avg. per client
$1.24M
Pension and profit-sharing plans
Clients
1
Regulatory AUM
$199K
AUM share
0.2%
Avg. per client
$199K

Total

Clients
96
Regulatory AUM
$104M
AUM share
100%
Avg. per client
$1.08M
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
0
Private funds advised
0
Financial planning clients last fiscal year
51–100

Point Nemo Capital fees and minimums

Point Nemo Capital charges 0.75% a year for its Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.

Who owns Point Nemo Capital

Brian Anderson owns 75% or more of Point Nemo Capital. The leadership team of Point Nemo Capital includes Chief Compliance Officer Brian Anderson. It has 3 employees.

Leadership

Investment adviser representatives

2 representatives listed in the SEC register as of 9 October 2026.

Staff

  • 3 employees
  • 3 in advisory functions
  • 2 state-registered reps
Ownership chain
Point Nemo Capital, LLC· the adviser
  • Brian Anderson

    Control person · since June 2023

    Owns 75% or more of Point Nemo Capital, LLC
  • Point 40 Holdings LLC

    Control person · since July 2026

    Owns 75% or more of Point Nemo Capital, LLC

Offices and registration details

Besides its headquarters, Point Nemo Capital has 1 office (1 private residence, listed without an address), with 1 listed address with no US state reported.

Contact and registration details

Legal name
Point Nemo Capital, LLC
Headquarters
Not reported
SEC file
801-135341
Structure
Delaware LLC
Fiscal year end
December

Custodians

Point Nemo Capital uses Charles Schwab ($69.4M) as custodian for its separately managed accounts. Point Nemo Capital does not have custody of client assets.

Reported separately managed account assets by custodian
$69.4M
named custodians
  • Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $69.4M100%

Investments and reported holdings

At year end, Point Nemo Capital’s separately managed accounts were mostly in stocks (100%). Its reported 13F holdings for the quarter ended 30 June 2026 total $197M across 188 positions; the largest are iShares Convertible Bondetf (4.0%), iShares MSCI South Koreaetf (3.3%) and Vaneck Rare Earth And Strategic Metals ETF (3.1%).

What the accounts hold

Separately managed account assets by class, year end
  • Stocks100%

Reported 13F holdings

$197M
Reported 13F value
188
Positions
29.6%
In the 10 largest
+30.1%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. iShares Convertible Bondetf · Uit Exchange Traded4.0%
  2. iShares MSCI South Koreaetf · Uit Exchange Traded3.3%
  3. Vaneck Rare Earth And Strategic Metals ETF · Uit Exchange Traded3.1%
  4. Vanguard Total Stock Mkt Idx Adm · Equity Funds3.0%
  5. iShares MSCI Taiwan ETF · Uit Exchange Traded2.8%
  6. Proshares K-1 Free Crudeoil ETF · Uit Exchange Traded2.8%
  7. iShares Global Clean Energy ETF · Uit Exchange Traded2.7%
  8. Invesco Optimum Yield Diversified Commodity Strategy NO K-1 ETF · Uit Exchange Traded2.7%
  9. Global X Mlp ETF · Uit Exchange Traded2.6%
  10. State Street Technology Select Sector SPDR ETF · Uit Exchange Traded2.5%

Together, the ten largest are 29.6% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 7 August 2026

Common questions

How many clients does Point Nemo Capital have?

Point Nemo Capital has 96 clients and manages $104 million for them, as of August 2026. They include 82 high-net-worth individuals, 13 individual clients and 1 pension or profit-sharing plan.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026

What services does Point Nemo Capital offer?

Point Nemo Capital provides financial planning and portfolio management for individuals and small businesses.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How much does Point Nemo Capital charge?

Point Nemo Capital charges 0.75% a year for its Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.

Source: FORM ADV PART 2A - DECEMBER 31, 2023, filed 15 January 2026

Which custodians does Point Nemo Capital use?

Point Nemo Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $69.4M. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026

How many financial advisors does Point Nemo Capital have?

Point Nemo Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Point Nemo Capital invest in?

At the end of its last fiscal year, Point Nemo Capital’s separately managed accounts held 100% exchange-traded equities.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Does Point Nemo Capital have a minimum investment?

Yes, Point Nemo Capital’s minimum account size for its Management Fee is $100K.

Source: FORM ADV PART 2A - DECEMBER 31, 2023, filed 15 January 2026

Who owns Point Nemo Capital?

Point Nemo Capital’s direct owners are Brian Anderson (75% or more) and Point 40 Holdings LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026

How does Point Nemo Capital get paid?

Point Nemo Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Is Point Nemo Capital registered with the SEC?

Yes, Point Nemo Capital has been registered with the SEC as an investment adviser since 24 February 2026. Its CRD number is 328695 and its SEC file number is 801-135341.

Source: Form ADV Part 1A, Item 1, filed 26 August 2026; IAPD firm record

How do I contact Point Nemo Capital?

Its phone number is 713-858-7966. Its website is pointnemocapital.com.

Source: Form ADV Part 1A, Item 1.F, filed 26 August 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 26 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. FORM ADV PART 2A - DECEMBER 31, 2023, submitted 15 January 2026.
  3. SEC-filed document.
  4. SEC-filed document.
  5. IAPD firm record, CRD 328695.
  6. SEC investment adviser representative register, as of 9 October 2026; loaded 10 October 2026.
  7. Form 13F-HR, filed 7 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. The logo is reproduced for identification from Point Nemo Capital, LLC, website.

Download source data (JSON)How this directory is compiledReport a correction