Point B Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Point B Planning reports 97 clients. They include 71 individual clients and 26 high-net-worth individuals. Of its assets, 79.3% ($90.3M across 267 accounts) are managed with discretion; $23.6M across 8 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 23% |
| High-net-worth individuals | 27% | 67% |
| Pension and profit-sharing plans | Fewer than 5 | 7% |
| Charitable organizations | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 71 | $26M | 22.9% | $367K |
| High-net-worth individuals | 26 | $76.3M | 67.0% | $2.93M |
| Pension and profit-sharing plans | Fewer than 5 | $8.32M | 7.3% | — |
| Charitable organizations | Fewer than 5 | $3.22M | 2.8% | — |
| Total | 97 | $114M | 100% | — |
- Clients
- 71
- Regulatory AUM
- $26M
- AUM share
- 22.9%
- Avg. per client
- $367K
- Clients
- 26
- Regulatory AUM
- $76.3M
- AUM share
- 67.0%
- Avg. per client
- $2.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.32M
- AUM share
- 7.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $3.22M
- AUM share
- 2.8%
- Avg. per client
- —
Total
- Clients
- 97
- Regulatory AUM
- $114M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Point B Planning charges 0.65%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.85% |
| $3M and above | 0.65% |
Fee details and sources
Other fees
- Financial Planning Services
- Hourly at $200, or a fixed fee of $500 to $5,000; ongoing planning support is a fixed annual fee of $900 to $5,000.
- Retirement Plan Advisory Services
- Blended schedule from 0.60% on the first $1,000,000 down to 0.25% above $10,000,000, with a $300 quarterly minimum.
Richard Rebori owns 25% to 50% of Point B Planning. The leadership team of Point B Planning includes Chief Compliance Officer Jeffrey Wund. It has 3 employees, 2 of them in advisory roles.
Leadership
Jeffrey WundPrincipal and Chief Compliance Officer
Richard ReboriPrincipal
Michael TomPrincipal
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 25% to 50% of Point B Planning, LLC
Richard Rebori
Control person · since August 2014
- Owns 25% to 50% of Point B Planning, LLC
Michael Tom
Control person · since June 2015
- Owns 25% to 50% of Point B Planning, LLC
Jeffrey Wund
Control person · since April 2018
Point B Planning’s regulatory assets grew 2.3× from $49.6M (March 2021) to $114M (March 2026); clients rose from 62 to 97 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $114M | 97 | 3 | 1 |
| March 2025 | $87.5M | 90 | 3 | 1 |
| March 2024 | $73.7M | 84 | 3 | 1 |
| March 2023 | $58.2M | 79 | 3 | 1 |
| March 2022 | $61.4M | 73 | 3 | 1 |
| March 2021 | $49.6M | 62 | 3 | 1 |
Besides its headquarters, Point B Planning has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 23 Parkway, 2nd Floor, KatonahHQ
Contact and registration details
- Legal name
- Point B Planning, LLC
- Headquarters
- 23 Parkway, 2nd Floor, Katonah, NY 10536
- Website
- atwob.com
- Phone
- 914-302-3233
- SEC file
- 801-118588
- Structure
- New York LLC
- Fiscal year end
- December
Point B Planning uses Charles Schwab ($24.2M) as custodian for its separately managed accounts. Point B Planning does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $24.2M100%
At year end, Point B Planning’s separately managed accounts were mostly in funds (85%) and stocks (11%).
What the accounts hold
- Stocks11%
- Funds85%
- Bonds2%
- Cash2%
How many clients does Point B Planning have?
Point B Planning has 97 clients and manages $114 million for them, as of March 2026. They include 71 individual clients and 26 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Point B Planning offer?
Point B Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Point B Planning charge?
Point B Planning charges 0.65%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears.
Which custodians does Point B Planning use?
Point B Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $24.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Point B Planning have?
Point B Planning has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Point B Planning invest in?
At the end of its last fiscal year, Point B Planning’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 2% state and local bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Point B Planning?
Point B Planning’s direct owners are Richard Rebori, Michael Tom and Jeffrey Wund, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Point B Planning get paid?
Point B Planning is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Point B Planning?
Point B Planning’s main office is at 23 Parkway, 2nd Floor, Katonah, NY 10536. Its phone number is 914-302-3233. Its website is atwob.com.