Pleasantdale Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Pleasantdale Wealth Management reports 187 clients. They include 146 individual clients, 35 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 98.4% ($112M across 316 accounts) are managed with discretion; $1.8M across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 32% |
| High-net-worth individuals | 19% | 63% |
| Pension and profit-sharing plans | 2% | 2% |
| Charitable organizations | 1% | 2% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 146 | $36.3M | 31.9% | $249K |
| High-net-worth individuals | 35 | $72M | 63.3% | $2.06M |
| Pension and profit-sharing plans | 3 | $2.8M | 2.5% | $933K |
| Charitable organizations | 2 | $2.4M | 2.1% | $1.2M |
| Corporations and other businesses | 1 | $200K | 0.2% | $200K |
| Total | 187 | $114M | 100% | $608K |
- Clients
- 146
- Regulatory AUM
- $36.3M
- AUM share
- 31.9%
- Avg. per client
- $249K
- Clients
- 35
- Regulatory AUM
- $72M
- AUM share
- 63.3%
- Avg. per client
- $2.06M
- Clients
- 3
- Regulatory AUM
- $2.8M
- AUM share
- 2.5%
- Avg. per client
- $933K
- Clients
- 2
- Regulatory AUM
- $2.4M
- AUM share
- 2.1%
- Avg. per client
- $1.2M
- Clients
- 1
- Regulatory AUM
- $200K
- AUM share
- 0.2%
- Avg. per client
- $200K
Total
- Clients
- 187
- Regulatory AUM
- $114M
- AUM share
- 100%
- Avg. per client
- $608K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Pleasantdale Wealth Management charges 1.10%–1.45% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.45% |
| $1M and above | 1.10% |
Fee details and sources
Other fees
- ERISA Plan Services
- ERISA plan services are charged an annual fee based on the market value of the Included Assets, negotiable and not to exceed 1.25%.
- Financial Planning
- Financial planning is billed at an hourly fee of $200 per hour, with 50% billed in advance and the balance due on plan delivery.
William Dudes owns 75% or more of Pleasantdale Wealth Management. The leadership team of Pleasantdale Wealth Management includes Chief Compliance Officer William Dudes. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Pleasantdale Wealth Management, LLC
William Dudes
Control person · since April 2019
- Owns 10% to 25% of Pleasantdale Wealth Management, LLC
Michael Dudes
since January 2025
- Owns 10% to 25% of Pleasantdale Wealth Management, LLC
Brian Dudes
since January 2025
Besides its headquarters, Pleasantdale Wealth Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Pleasantdale Wealth Management, LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 908-914-1572
- SEC file
- 801-133982
- Structure
- New Jersey LLC
- Fiscal year end
- December
Pleasantdale Wealth Management’s named custodians for separately managed accounts include Charles Schwab ($107M, 94%), Jackson National ($4.9M, 4%) and Adp ($1.1M, 1%). Pleasantdale Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $107M94%
- Jackson NationalJackson National · Lansing, MI · $4.9M4%
- AdpAdp · Roseland, NJ · $1.1M1%
- NationwideNationwide · Columbus, OH · $700K1%
At year end, Pleasantdale Wealth Management’s separately managed accounts were mostly in funds (69%) and stocks (28%).
What the accounts hold
- Stocks28%
- Funds69%
- Cash3%
How many clients does Pleasantdale Wealth Management have?
Pleasantdale Wealth Management has 187 clients and manages $114 million for them, as of April 2026. They include 146 individual clients, 35 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Pleasantdale Wealth Management offer?
Pleasantdale Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pleasantdale Wealth Management charge?
Pleasantdale Wealth Management charges 1.10%–1.45% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Which custodians does Pleasantdale Wealth Management use?
Pleasantdale Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $107M, Jackson National (Lansing, MI), with $4.9M, Adp (Roseland, NJ), with $1.1M and Nationwide (Columbus, OH), with $700K. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Pleasantdale Wealth Management have?
Pleasantdale Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pleasantdale Wealth Management invest in?
At the end of its last fiscal year, Pleasantdale Wealth Management’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pleasantdale Wealth Management?
Pleasantdale Wealth Management’s direct owners are William Dudes (75% or more), Michael Dudes (10% to 25%) and Brian Dudes (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Pleasantdale Wealth Management get paid?
Pleasantdale Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pleasantdale Wealth Management?
Its phone number is 908-914-1572.