Pittenger & Anderson provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Pittenger & Anderson reports 920 clients. They include 553 individual clients, 341 high-net-worth individuals, and 15 corporations and other businesses. Of its assets, 100.0% ($3.03B across 2,261 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 9% |
| High-net-worth individuals | 37% | 45% |
| Charitable organizations | 1% | 7% |
| Corporations and other businesses | 2% | 39% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 553 | $264M | 8.7% | $478K |
| High-net-worth individuals | 341 | $1.37B | 45.3% | $4.03M |
| Charitable organizations | 11 | $209M | 6.9% | $19M |
| Corporations and other businesses | 15 | $1.19B | 39.1% | $79.2M |
| Total | 920 | $3.03B | 100% | $3.3M |
- Clients
- 553
- Regulatory AUM
- $264M
- AUM share
- 8.7%
- Avg. per client
- $478K
- Clients
- 341
- Regulatory AUM
- $1.37B
- AUM share
- 45.3%
- Avg. per client
- $4.03M
- Clients
- 11
- Regulatory AUM
- $209M
- AUM share
- 6.9%
- Avg. per client
- $19M
- Clients
- 15
- Regulatory AUM
- $1.19B
- AUM share
- 39.1%
- Avg. per client
- $79.2M
Total
- Clients
- 920
- Regulatory AUM
- $3.03B
- AUM share
- 100%
- Avg. per client
- $3.3M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Pittenger & Anderson charges 0.375%–1.00% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$2M | 0.875% |
| $2M–$5M | 0.75% |
| $5M–$10M | 0.625% |
| $10M–$25M | 0.50% |
| $25M and above | 0.375% |
Fee details and sources
Other fees
- Stand-Alone Financial Planning
- Stand-alone financial planning is a flat fee of $3,500 for a limited one-time engagement, offered only in select cases.
The leadership team of Pittenger & Anderson includes President Blake Anderson and Chief Compliance Officer Kristin Kliewer. It has 14 employees.
Leadership
- Blake AndersonPartner/ President
- Kristin KliewerChief Compliance Officer
- Sue AndersonDirector
- Daniel FrostPartner
- Melissa PittengerDirector
- Daniel AndersonChairman/CFO
- James PittengerFounder/ Retired
- Diane KleinPartner
- James PittengerPartner/ CEO
- Jon SevenkerPartner
- Shane RileyPartner
Investment adviser representatives
14 representatives listed in the SEC register as of 9 October 2026.
- Blake Alan Anderson
- Daniel L Anderson
- Clayton D. Finck
- Daniel Erick Frost
- Diane Lynn Klein
- Kristin M Kliewer
- Audrey Lynn Mines
- Anders Natter
- James S Pittenger III
- Shane Michael Riley
- Julie Ann Sellers
- Jon Justin Sevenker
- Jaxson Simmerman
- Elizabeth Ann Sydzyik
Staff
- 14 employees
- 14 in advisory functions
- 14 state-registered reps
- Owns 10% to 25% of Pittenger & Anderson Inc
Daniel Anderson
Control person · since July 1996
- Owns 10% to 25% of Pittenger & Anderson Inc
James Pittenger
Control person · since April 1995
- Owns 10% to 25% of Pittenger & Anderson Inc
Blake Anderson
Control person · since January 2014
- Owns 10% to 25% of Pittenger & Anderson Inc
Melissa Pittenger
since December 2020
- Owns 5% to 10% of Pittenger & Anderson Inc
Diane Klein
since March 2012
- Owns 5% to 10% of Pittenger & Anderson Inc
Jon Sevenker
since March 2012
- Owns 5% to 10% of Pittenger & Anderson Inc
Shane Riley
since March 2012
Pittenger & Anderson’s regulatory assets grew from $2.05B (December 2020) to $3.03B (January 2026); clients rose from 704 to 920 and employees from 12 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $3.03B | 920 | 14 | 1 |
| December 2024 | $3.31B | 910 | 14 | 1 |
| December 2023 | $2.48B | 877 | 14 | 1 |
| December 2022 | $2.26B | 840 | 13 | 1 |
| December 2021 | $2.42B | 776 | 12 | 1 |
| December 2020 | $2.05B | 704 | 12 | 1 |
Besides its headquarters, Pittenger & Anderson has 0 offices, with 1 listed address in Nebraska.
Nebraska · 1 listed address
- 5533 S. 27th Street, Suite 201, LincolnHQ
Contact and registration details
- Legal name
- Pittenger & Anderson Inc
- Headquarters
- 5533 S. 27th Street, Suite 201, Lincoln, NE 68512
- Website
- pittand.com
- Phone
- 402-328-8800
- SEC file
- 801-49107
- Structure
- Nebraska corporation
- Fiscal year end
- September
Pittenger & Anderson uses Charles Schwab ($3.03B) as custodian for its separately managed accounts. Pittenger & Anderson does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $3.03B100%
At year end, Pittenger & Anderson’s separately managed accounts were mostly in stocks (92%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.79B across 507 positions; the largest are Fiserv Inc. (5.0%), Vanguard Index Fds (4.1%) and Invesco Qqq TR (3.9%).
What the accounts hold
- Stocks92%
- Bonds7%
- State and local bonds5%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash1%
Reported 13F holdings
- $2.79B
- Reported 13F value
- 507
- Positions
- 29.2%
- In the 10 largest
- +11.2%
- Value vs. prior quarter
- Fiserv Inc.5.0%
- Vanguard Index Fds · Large Cap ETF4.1%
- Invesco Qqq TR · Unit Ser 13.9%
- Vanguard Index Fds · Mid Cap ETF3.0%
- Vanguard Index Fds · Small CP ETF2.8%
- Alphabet Inc. · Cap Stk CL A2.7%
- Apple Inc.2.3%
- Schwab Strategic TR · Intl Eqty ETF1.9%
- Costco Wholesale Corporation1.7%
- Amazon Com Inc.1.7%
Together, the ten largest are 29.2% of reported value.
How many clients does Pittenger & Anderson have?
Pittenger & Anderson has 920 clients and manages $3.03 billion for them, as of January 2026. They include 553 individual clients, 341 high-net-worth individuals, and 15 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 January 2026
What services does Pittenger & Anderson offer?
Pittenger & Anderson provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pittenger & Anderson charge?
Pittenger & Anderson charges 0.375%–1.00% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance.
Which custodians does Pittenger & Anderson use?
Pittenger & Anderson’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $3.03B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 January 2026
How many financial advisors does Pittenger & Anderson have?
Pittenger & Anderson has 14 investment adviser representatives registered with state securities authorities, out of 14 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pittenger & Anderson invest in?
At the end of its last fiscal year, Pittenger & Anderson’s separately managed accounts held 92% exchange-traded equities, 5% state and local bonds, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pittenger & Anderson?
Pittenger & Anderson’s direct owners are Daniel Anderson, James Pittenger, Diane Klein, Blake Anderson, Jon Sevenker, Shane Riley and Melissa Pittenger, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 7 January 2026
How does Pittenger & Anderson get paid?
Pittenger & Anderson is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Pittenger & Anderson registered with the SEC?
Yes, Pittenger & Anderson has been registered with the SEC as an investment adviser since 3 May 2000. Its CRD number is 111033 and its SEC file number is 801-49107.
Source: Form ADV Part 1A, Item 1, filed 7 January 2026; IAPD firm record
How do I contact Pittenger & Anderson?
Pittenger & Anderson’s main office is at 5533 S. 27th Street, Suite 201, Lincoln, NE 68512. Its phone number is 402-328-8800. Its website is pittand.com.