Pine Haven Investment Counsel provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
Pine Haven Investment Counsel reports 84 clients. They include 43 individual clients and 41 high-net-worth individuals. Of its assets, 91.8% ($178M across 288 accounts) are managed with discretion; $15.8M across 35 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 9% |
| High-net-worth individuals | 49% | 86% |
| Charitable organizations | Fewer than 5 | 6% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $16.7M | 8.6% | $388K |
| High-net-worth individuals | 41 | $166M | 85.7% | $4.05M |
| Charitable organizations | Fewer than 5 | $10.9M | 5.6% | — |
| Total | 84 | $193M | 100% | — |
- Clients
- 43
- Regulatory AUM
- $16.7M
- AUM share
- 8.6%
- Avg. per client
- $388K
- Clients
- 41
- Regulatory AUM
- $166M
- AUM share
- 85.7%
- Avg. per client
- $4.05M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.9M
- AUM share
- 5.6%
- Avg. per client
- —
Total
- Clients
- 84
- Regulatory AUM
- $193M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Pine Haven Investment Counsel charges 0.50%–1.00% a year for its Investment Advisory Services. The fee is billed in arrears, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Standalone Financial Planning
- Fixed fees typically range from $1,500 to $10,000, or $500 an hour with a $1,000 minimum.
Paige Roth owns 75% or more of Pine Haven Investment Counsel. Paige Roth is CEO. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Pine Haven Investment Counsel, Inc.
Paige Roth
Control person · since September 1999
Pine Haven Investment Counsel’s regulatory assets grew from $129M (March 2021) to $193M (February 2026); clients rose from 75 to 84 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $193M | 84 | 3 | 2 |
| Mar 2025March 2025 | $170M | 80 | 3 | 2 |
| Apr 2024April 2024 | $152M | 79 | 3 | 2 |
| Feb 2023February 2023 | $134M | 80 | 3 | 1 |
| Mar 2022March 2022 | $157M | 80 | 3 | 1 |
| Mar 2021March 2021 | $129M | 75 | 2 | 1 |
Besides its headquarters, Pine Haven Investment Counsel has 1 office (1 private residence, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Pine Haven Investment Counsel, Inc.
- Headquarters
- Not reported
- Website
- pinehaveninv.com
- Phone
- 508-993-0336
- @pine-haven-investment-counsel
- SEC file
- 801-71502
- Structure
- Massachusetts corporation
- Fiscal year end
- December
Pine Haven Investment Counsel’s named custodian for separately managed accounts is Charles Schwab ($191M). Pine Haven Investment Counsel does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · West Lake, TX · $191M100%
At year end, Pine Haven Investment Counsel’s separately managed accounts were mostly in stocks (78%). Its reported 13F holdings for the quarter ended 30 June 2026 total $149M across 116 positions; the largest are Apple Inc. (7.9%), Microsoft Corp. (7.5%) and Alphabet Inc. (3.6%).
What the accounts hold
- Stocks78%
- Funds8%
- Bonds6%
- Cash8%
How many clients does Pine Haven Investment Counsel have?
Pine Haven Investment Counsel has 84 clients and manages $193 million for them, as of February 2026. They include 43 individual clients and 41 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Pine Haven Investment Counsel offer?
Pine Haven Investment Counsel provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pine Haven Investment Counsel charge?
Pine Haven Investment Counsel charges 0.50%–1.00% a year for its Investment Advisory Services. The fee is billed in arrears, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000.
Source: 02 20 2026 PINE FORM ADV PART 2A AND 2B FINAL, filed 20 February 2026
Which custodians does Pine Haven Investment Counsel use?
Pine Haven Investment Counsel’s separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $191M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026
How many financial advisors does Pine Haven Investment Counsel have?
Pine Haven Investment Counsel has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pine Haven Investment Counsel invest in?
At the end of its last fiscal year, Pine Haven Investment Counsel’s separately managed accounts held 78% exchange-traded equities, 8% pooled vehicles (private funds and similar), 8% cash and equivalents and 6% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Pine Haven Investment Counsel have a minimum investment?
Yes, Pine Haven Investment Counsel’s minimum account size for its Investment Advisory Services is $500K. It charges a $5K annual minimum fee.
Source: 02 20 2026 PINE FORM ADV PART 2A AND 2B FINAL, filed 20 February 2026
Who owns Pine Haven Investment Counsel?
Pine Haven Investment Counsel’s direct owner is Paige Roth (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Pine Haven Investment Counsel get paid?
Pine Haven Investment Counsel is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pine Haven Investment Counsel?
Its phone number is 508-993-0336. Its website is pinehaveninv.com.
