Piedmont Capital Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Piedmont Capital Management reports 469 clients. They include 403 individual clients, 61 high-net-worth individuals and 5 charitable organizations. Of its assets, 100.0% ($232M across 1,172 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 41% |
| High-net-worth individuals | 13% | 58% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 403 | $94.7M | 40.8% | $235K |
| High-net-worth individuals | 61 | $136M | 58.4% | $2.22M |
| Charitable organizations | 5 | $946K | 0.4% | $189K |
| Corporations and other businesses | Fewer than 5 | $701K | 0.3% | — |
| Total | 469 | $232M | 100% | — |
- Clients
- 403
- Regulatory AUM
- $94.7M
- AUM share
- 40.8%
- Avg. per client
- $235K
- Clients
- 61
- Regulatory AUM
- $136M
- AUM share
- 58.4%
- Avg. per client
- $2.22M
- Clients
- 5
- Regulatory AUM
- $946K
- AUM share
- 0.4%
- Avg. per client
- $189K
- Clients
- Fewer than 5
- Regulatory AUM
- $701K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 469
- Regulatory AUM
- $232M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Piedmont Capital Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Thomas Schuch owns 50% to 75% of Piedmont Capital Management. The leadership team of Piedmont Capital Management includes Chief Compliance Officer Andrew Coco. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Piedmont Capital Management, LLC
Thomas Schuch
Control person · since February 2024
- Owns 50% to 75% of Piedmont Capital Management, LLC
Andrew Coco
Control person · since February 2024
Piedmont Capital Management’s regulatory assets grew 1.6× from $142M (June 2021) to $232M (March 2026); clients were 469 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $232M | 469 | 3 | 1 |
| Mar 2025March 2025 | $200M | 507 | 2 | 1 |
| Jul 2024July 2024 | $172M | 523 | 3 | 1 |
| May 2023May 2023 | $156M | 475 | 3 | 1 |
| Mar 2022March 2022 | $168M | 520 | 3 | 1 |
| Jun 2021June 2021 | $142M | 485 | 3 | 1 |
Besides its headquarters, Piedmont Capital Management has 0 offices, with 1 listed address in 1 state.
Montana · 1 listed address
- 6442 Highway 93 South, WhitefishHQ
Contact and registration details
- Legal name
- Piedmont Capital Management, LLC
- Headquarters
- 6442 Highway 93 South, Whitefish, MT 59937
- Website
- piedmontcapitalmt.com
- Phone
- 406-862-9400
- @piedmontcapitalmt
- SEC file
- 801-121170
- Structure
- Montana LLC
- Fiscal year end
- December
Piedmont Capital Management’s named custodian for separately managed accounts is Charles Schwab ($227M). Piedmont Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $227M100%
At year end, Piedmont Capital Management’s separately managed accounts were mostly in stocks (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $198M across 58 positions; the largest are Vanguard World Fund (15.0%), Vanguard Whitehall Fds (13.2%) and Vanguard Index Fds (8.8%).
What the accounts hold
- Stocks89%
- Exchange-traded equities87%
- Non-exchange-traded equities2%
- Funds4%
- Bonds4%
- Cash2%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Piedmont Capital Management have?
Piedmont Capital Management has 469 clients and manages $232 million for them, as of March 2026. They include 403 individual clients, 61 high-net-worth individuals and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Piedmont Capital Management offer?
Piedmont Capital Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Piedmont Capital Management use?
Piedmont Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $227M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Piedmont Capital Management have?
Piedmont Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Piedmont Capital Management invest in?
At the end of its last fiscal year, Piedmont Capital Management’s separately managed accounts held 87% exchange-traded equities, 4% U.S. government and agency bonds, 4% registered funds (mutual funds, ETFs, BDCs), 2% non-exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Piedmont Capital Management?
Piedmont Capital Management’s direct owners are Thomas Schuch (50% to 75%) and Andrew Coco (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Piedmont Capital Management get paid?
Piedmont Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Piedmont Capital Management?
Piedmont Capital Management’s main office is at 6442 Highway 93 South, Whitefish, MT 59937. Its phone number is 406-862-9400. Its website is piedmontcapitalmt.com.
