Skip to content

SEC-registered investment advisers in Wilkes-Barre

2 SEC-registered investment advisers are headquartered in Wilkes-Barre, PA, with $3.04B in combined regulatory assets under management. 1 is a financial advisor firm; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

2
Investment advisers
$3.04B
Combined regulatory AUM
1
Financial advisor firms

All 2 advisers

By regulatory assets under management.

Type
Asset manager

Wilkes-Barre at a glance

Advisers headquartered here, by type

2
advisers
  • Financial advisor firms (RIAs)$249M regulatory AUM1 (50%)
  • Broker-dealers and other wealth firms$2.79B regulatory AUM1 (50%)

Other cities in Pennsylvania

All firms in Pennsylvania