Patriot Investment Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance. Financial planning was provided to 11–25 clients last fiscal year.
Patriot Investment Management Group reports 1,559 clients. They include 1,190 individual clients, 328 high-net-worth individuals, and 22 corporations and other businesses. Of its assets, 99.6% ($1.9B across 4,142 accounts) are managed with discretion; $7.08M across 55 accounts are not. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 17% |
| High-net-worth individuals | 21% | 67% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 14% |
| Corporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,190 | $327M | 17.2% | $275K |
| High-net-worth individuals | 328 | $1.27B | 66.7% | $3.88M |
| Pension and profit-sharing plans | Fewer than 5 | $4.63M | 0.2% | $1.16M |
| Charitable organizations | 15 | $273M | 14.3% | $18.2M |
| Corporations and other businesses | 22 | $30.3M | 1.6% | $1.38M |
| Total | 1,559 | $1.91B | 100% | — |
- Clients
- 1,190
- Regulatory AUM
- $327M
- AUM share
- 17.2%
- Avg. per client
- $275K
- Clients
- 328
- Regulatory AUM
- $1.27B
- AUM share
- 66.7%
- Avg. per client
- $3.88M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.63M
- AUM share
- 0.2%
- Avg. per client
- $1.16M
- Clients
- 15
- Regulatory AUM
- $273M
- AUM share
- 14.3%
- Avg. per client
- $18.2M
- Clients
- 22
- Regulatory AUM
- $30.3M
- AUM share
- 1.6%
- Avg. per client
- $1.38M
Total
- Clients
- 1,559
- Regulatory AUM
- $1.91B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Patriot Investment Management Group charges 0.75%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Billed at $300 an hour for adviser representatives or $150 an hour for clerical staff, or a fixed fee of $500 to $3,000; ongoing planning is $100 to $500 a month.
- Pension Consulting Services
- Negotiable; based on a fixed fee, an hourly fee or a percentage of assets, as set out in the advisory agreement.
John Wortham owns 50% to 75% of Patriot Investment Management Group. The leadership team of Patriot Investment Management Group includes President John Wortham. It has 25 employees, 16 of them in advisory roles.
Staff
- 25 employees
- 16 in advisory functions
- 16 state-registered reps
- Owns 50% to 75% of Patriot Investment Management Group Inc
John Wortham
Control person · since April 2023
- Owns 10% to 25% of Patriot Investment Management Group Inc
Bradley Bower
Control person · since April 2023
- Owns 10% to 25% of Patriot Investment Management Group Inc
Stephen Beale
since April 2023
- Owns 10% to 25% of Patriot Investment Management Group Inc
Brandon Alley
since April 2023
Patriot Investment Management Group’s regulatory assets grew from $1.33B (May 2021) to $1.91B (March 2026); clients fell from 1,759 to 1,559 and employees were 25 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.91B | 1,559 | 25 | 4 |
| Jul 2025July 2025 | $1.69B | 1,583 | 24 | 4 |
| May 2024May 2024 | $1.53B | 1,674 | 24 | 6 |
| May 2023May 2023 | $1.41B | 1,892 | 26 | 5 |
| Jun 2022June 2022 | $1.61B | 1,901 | 28 | 5 |
| May 2021May 2021 | $1.33B | 1,759 | 26 | 4 |
Besides its headquarters, Patriot Investment Management Group has 3 offices (3 private residences, listed without an address), with 1 listed address in 1 state.
Tennessee · 1 listed address
- 9721 Cogdill Road, Suite 101, KnoxvilleHQ
Contact and registration details
- Legal name
- Patriot Investment Management Group Inc
- Headquarters
- 9721 Cogdill Road, Suite 101, Knoxville, TN 37932
- Website
- patriotinvestment.com
- Phone
- 865-777-2479
- SEC file
- 801-55500
- Founded
- 1998
- Structure
- Tennessee corporation
- Fiscal year end
- December
Patriot Investment Management Group’s named custodian for separately managed accounts is Charles Schwab ($1.87B). Patriot Investment Management Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.87B100%
At year end, Patriot Investment Management Group’s separately managed accounts were mostly in funds (87%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.72B across 240 positions; the largest are Vanguard Index Fds (31.5%), Vanguard BD Index Fds (8.3%) and Vanguard Tax-managed Fds (5.8%).
What the accounts hold
- Stocks6%
- Funds87%
- Bonds1%
- Cash6%
How many clients does Patriot Investment Management Group have?
Patriot Investment Management Group has 1,559 clients and manages $1.91 billion for them, as of March 2026. They include 1,190 individual clients, 328 high-net-worth individuals, and 22 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does Patriot Investment Management Group offer?
Patriot Investment Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Patriot Investment Management Group charge?
Patriot Investment Management Group charges 0.75%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: PATRIOT INVESTMENT MANAGEMENT GROUP INC ADV BROCHURE, filed 27 February 2026
Which custodians does Patriot Investment Management Group use?
Patriot Investment Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.87B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does Patriot Investment Management Group have?
Patriot Investment Management Group has 16 investment adviser representatives registered with state securities authorities, out of 25 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Patriot Investment Management Group invest in?
At the end of its last fiscal year, Patriot Investment Management Group’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 6% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Patriot Investment Management Group?
Patriot Investment Management Group’s direct owners are Bradley Bower (10% to 25%), John Wortham (50% to 75%), Stephen Beale (10% to 25%) and Brandon Alley (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does Patriot Investment Management Group get paid?
Patriot Investment Management Group is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Patriot Investment Management Group?
Patriot Investment Management Group’s main office is at 9721 Cogdill Road, Suite 101, Knoxville, TN 37932. Its phone number is 865-777-2479. Its website is patriotinvestment.com.