Patrick Financial Group provides portfolio management for individuals and small businesses.
Patrick Financial Group reports 607 clients. They include 603 individuals and 4 pension and profit-sharing plans. Of its assets, 100.0% ($170M across 603 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 99% | 100% |
| Pension and profit-sharing plans | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 603 | $170M | 99.6% | $282K |
| Pension and profit-sharing plans | Fewer than 5 | $685K | 0.4% | $171K |
| Total | 607 | $170M | 100% | — |
- Clients
- 603
- Regulatory AUM
- $170M
- AUM share
- 99.6%
- Avg. per client
- $282K
- Clients
- Fewer than 5
- Regulatory AUM
- $685K
- AUM share
- 0.4%
- Avg. per client
- $171K
Total
- Clients
- 607
- Regulatory AUM
- $170M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Patrick Financial Group charges 1.40% a year for its Investment management fee. The fee is billed in arrears, is negotiable and requires an account of at least $50,000.
Fee details and sources
Accounting & Tax Services, Inc. owns 75% or more of Patrick Financial Group and is in turn owned by James Sullivan (75% or more). The leadership team of Patrick Financial Group includes President John Pelon and Chief Compliance Officer Anne Lezotte. It has 2 employees, 1 of them in advisory roles.
Leadership
- John PelonPresident
- Anne LezotteChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Patrick Financial Group, L.L.C.
Accounting & Tax Services, Inc.
Control person · since January 2022
- Owns 75% or more of Accounting & Tax Services, Inc.
James Sullivan
since January 2022
Patrick Financial Group’s regulatory assets went from $177M (March 2021) to $170M (March 2026); clients fell from 692 to 607 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $170M | 607 | 2 | 1 |
| March 2025 | $144M | 589 | 2 | 1 |
| March 2024 | $132M | 879 | 2 | 1 |
| March 2023 | $145M | 651 | 2 | 1 |
| April 2022 | $168M | 673 | 3 | 1 |
| March 2021 | $177M | 692 | 2 | 1 |
Besides its headquarters, Patrick Financial Group has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- Millpond Parke Office Building, 824 West Grand River Avenue, BrightonHQ
Contact and registration details
- Legal name
- Patrick Financial Group, L.L.C.
- Headquarters
- Millpond Parke Office Building, 824 West Grand River Avenue, Brighton, MI 48116
- Website
- patrickfinancialgroup.com
- Phone
- 810-225-9876
- SEC file
- 801-80932
- Structure
- Michigan LLC
- Fiscal year end
- December
Patrick Financial Group does not have custody of client assets.
At year end, Patrick Financial Group’s separately managed accounts were mostly in stocks (88%) and funds (10%).
What the accounts hold
- Stocks88%
- Funds10%
- Cash2%
How many clients does Patrick Financial Group have?
Patrick Financial Group has 607 clients and manages $170 million for them, as of March 2026. They include 603 individuals and 4 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Patrick Financial Group offer?
Patrick Financial Group provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Patrick Financial Group charge?
Patrick Financial Group charges 1.40% a year for its Investment management fee. The fee is billed in arrears, is negotiable and requires an account of at least $50,000.
Source: PATRICK FINANCIAL GROUP BROCHURE, filed 31 March 2026
How many financial advisors does Patrick Financial Group have?
Patrick Financial Group has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Patrick Financial Group invest in?
At the end of its last fiscal year, Patrick Financial Group’s separately managed accounts held 88% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Patrick Financial Group have a minimum investment?
Yes, Patrick Financial Group’s minimum account size for its Investment management fee is $50K.
Source: PATRICK FINANCIAL GROUP BROCHURE, filed 31 March 2026
Who owns Patrick Financial Group?
Patrick Financial Group is owned through a holding company by James Sullivan. Its direct owner is Accounting & Tax Services, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Patrick Financial Group get paid?
Patrick Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Patrick Financial Group?
Patrick Financial Group’s main office is at Millpond Parke Office Building, 824 West Grand River Avenue, Brighton, MI 48116. Its phone number is 810-225-9876. Its website is patrickfinancialgroup.com.