Pasnau Investment Management provides portfolio management for individuals and small businesses.
Pasnau Investment Management reports 233 clients. They include 208 individual clients and 25 high-net-worth individuals. Of its assets, 100.0% ($129M across 341 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 89% | 56% |
| High-net-worth individuals | 11% | 44% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 208 | $72.6M | 56.4% | $349K |
| High-net-worth individuals | 25 | $56.2M | 43.6% | $2.25M |
| Total | 233 | $129M | 100% | $553K |
- Clients
- 208
- Regulatory AUM
- $72.6M
- AUM share
- 56.4%
- Avg. per client
- $349K
- Clients
- 25
- Regulatory AUM
- $56.2M
- AUM share
- 43.6%
- Avg. per client
- $2.25M
Total
- Clients
- 233
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- $553K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Pasnau Investment Management charges 0.75%–1.00% a year for its Portfolio management services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M and above | 0.75% |
Fee details and sources
William Pasnau owns 75% or more of Pasnau Investment Management. The leadership team of Pasnau Investment Management includes President William Pasnau and Chief Compliance Officer Benjamin Edmund. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Pasnau Investment Management, Inc.
William Pasnau
Control person · since June 1999
Besides its headquarters, Pasnau Investment Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Pasnau Investment Management, Inc.
- Headquarters
- Not reported
- Website
- pasnauinvestments.com
- Phone
- 860-354-9903
- SEC file
- 801-134617
- Structure
- Connecticut corporation
- Fiscal year end
- December
Pasnau Investment Management’s named custodian for separately managed accounts is Fidelity ($129M). Pasnau Investment Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $129M100%
At year end, Pasnau Investment Management’s separately managed accounts were mostly in stocks (61%) and cash (15%).
What the accounts hold
- Stocks61%
- Funds11%
- Bonds13%
- U.S. government and agency bonds10%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash15%
How many clients does Pasnau Investment Management have?
Pasnau Investment Management has 233 clients and manages $129 million for them, as of August 2026. They include 208 individual clients and 25 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Pasnau Investment Management offer?
Pasnau Investment Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pasnau Investment Management charge?
Pasnau Investment Management charges 0.75%–1.00% a year for its Portfolio management services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: PASNAU INVESTMENT MANAGEMENT, INC._ADV PART 2A BROCHURE, filed 19 October 2026
Which custodians does Pasnau Investment Management use?
Pasnau Investment Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $129M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Pasnau Investment Management have?
Pasnau Investment Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pasnau Investment Management invest in?
At the end of its last fiscal year, Pasnau Investment Management’s separately managed accounts held 61% exchange-traded equities, 15% cash and equivalents, 11% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds, 2% investment grade corporate bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pasnau Investment Management?
Pasnau Investment Management’s direct owner is William Pasnau (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Pasnau Investment Management get paid?
Pasnau Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pasnau Investment Management?
Its phone number is 860-354-9903. Its website is pasnauinvestments.com.
