Ouellette Wealth Advisory provides financial planning, portfolio management for individuals and small businesses, education planning, and insurance.
Ouellette Wealth Advisory reports 213 clients. They include 115 individual clients and 98 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $274M across 763 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 15% |
| High-net-worth individuals | 46% | 84% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 115 | $40.7M | 14.8% | $354K |
| High-net-worth individuals | 98 | $232M | 84.4% | $2.36M |
| Charitable organizations | Fewer than 5 | $1.99M | 0.7% | — |
| Total | 213 | $274M | 100% | — |
- Clients
- 115
- Regulatory AUM
- $40.7M
- AUM share
- 14.8%
- Avg. per client
- $354K
- Clients
- 98
- Regulatory AUM
- $232M
- AUM share
- 84.4%
- Avg. per client
- $2.36M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.99M
- AUM share
- 0.7%
- Avg. per client
- —
Total
- Clients
- 213
- Regulatory AUM
- $274M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Ouellette Wealth Advisory charges 0.80%–1.25% a year for its Account Portfolio Management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Fixed fee of $500 to $5,000 for financial planning, negotiable; special consulting up to $250 per hour, with a 50% advance deposit capped at $2,500.
Thomas Ouellette owns 75% or more of Ouellette Wealth Advisory. It has 7 employees, 2 of them in advisory roles.
Staff
- 7 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of Ouellette Wealth Advisory LLC
Thomas Ouellette
Control person · since June 2017
Ouellette Wealth Advisory’s regulatory assets grew 2.7× from $103M (March 2021) to $274M (August 2026); clients rose from 145 to 213 and employees from 4 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $274M | 213 | 7 | 1 |
| May 2025May 2025 | $221M | 203 | 5 | 1 |
| Feb 2024February 2024 | $179M | 195 | 5 | 1 |
| Mar 2023March 2023 | $149M | 192 | 6 | 1 |
| Mar 2022March 2022 | $164M | 166 | 4 | 1 |
| Mar 2021March 2021 | $103M | 145 | 4 | 1 |
Besides its headquarters, Ouellette Wealth Advisory has 0 offices, with 1 listed address in 1 state.
Massachusetts · 1 listed address
- 35 Bedford St, Suite 16, LexingtonHQ
Other business names
Ouellette Wealth Advisory has reported 1 other business name to the SEC.
- Ouellette Wealth Management Group
Contact and registration details
- Legal name
- Ouellette Wealth Advisory LLC
- Headquarters
- 35 Bedford St, Suite 16, Lexington, MA 02420
- Website
- Not reported
- Phone
- 781-861-0766
- SEC file
- 801-120970
- Founded
- 2017
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Ouellette Wealth Advisory’s named custodians for separately managed accounts are Charles Schwab ($223M, 86%) and Nationwide Securities ($36.1M, 14%). Ouellette Wealth Advisory has custody of $207K for 1 clients.
- Nationwide SecuritiesNationwide Securities, LLC · Columbus, OH · $36.1M14%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $223M86%
At year end, Ouellette Wealth Advisory’s separately managed accounts were mostly in funds (69%) and stocks (11%).
What the accounts hold
- Stocks11%
- Funds69%
- Bonds1%
- Cash2%
- Other17%
- Variable annuity sub-accounts17%
How many clients does Ouellette Wealth Advisory have?
Ouellette Wealth Advisory has 213 clients and manages $274 million for them, as of August 2026. They include 115 individual clients and 98 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026
What services does Ouellette Wealth Advisory offer?
Ouellette Wealth Advisory provides financial planning, portfolio management for individuals and small businesses, education planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Ouellette Wealth Advisory charge?
Ouellette Wealth Advisory charges 0.80%–1.25% a year for its Account Portfolio Management. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Ouellette Wealth Advisory use?
Ouellette Wealth Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $223M and Nationwide Securities, LLC (Columbus, OH), with $36.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026
How many financial advisors does Ouellette Wealth Advisory have?
Ouellette Wealth Advisory has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ouellette Wealth Advisory invest in?
At the end of its last fiscal year, Ouellette Wealth Advisory’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 17% other, 11% exchange-traded equities, 2% cash and equivalents and 1% state and local bonds. The 17% other category is described as: Variable Annuity Sub-Accounts.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ouellette Wealth Advisory?
Ouellette Wealth Advisory’s direct owner is Thomas Ouellette (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 August 2026
How does Ouellette Wealth Advisory get paid?
Ouellette Wealth Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ouellette Wealth Advisory?
Ouellette Wealth Advisory’s main office is at 35 Bedford St, Suite 16, Lexington, MA 02420. Its phone number is 781-861-0766.