OmniStar Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
OmniStar Financial Group reports 261 clients. They include 158 individual clients, 78 high-net-worth individuals, and 23 pension and profit-sharing plans. Of its assets, 100.0% ($286M across 1,077 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 18% |
| High-net-worth individuals | 30% | 60% |
| Pension and profit-sharing plans | 9% | 21% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 158 | $50.6M | 17.7% | $320K |
| High-net-worth individuals | 78 | $172M | 60.0% | $2.2M |
| Pension and profit-sharing plans | 23 | $60.4M | 21.1% | $2.63M |
| Charitable organizations | Fewer than 5 | $2.57M | 0.9% | $2.57M |
| Corporations and other businesses | 1 | $645K | 0.2% | $645K |
| Total | 261 | $286M | 100% | — |
- Clients
- 158
- Regulatory AUM
- $50.6M
- AUM share
- 17.7%
- Avg. per client
- $320K
- Clients
- 78
- Regulatory AUM
- $172M
- AUM share
- 60.0%
- Avg. per client
- $2.2M
- Clients
- 23
- Regulatory AUM
- $60.4M
- AUM share
- 21.1%
- Avg. per client
- $2.63M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.57M
- AUM share
- 0.9%
- Avg. per client
- $2.57M
- Clients
- 1
- Regulatory AUM
- $645K
- AUM share
- 0.2%
- Avg. per client
- $645K
Total
- Clients
- 261
- Regulatory AUM
- $286M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
OmniStar Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Comprehensive financial plan
- Comprehensive plan covering the firm's 10 elements of wealth management is $4,000; individual elements are $500 each.
- Pension consulting
- Generally $250 per hour for employee benefit plans and their fiduciaries, negotiated case by case.
Phillip Clark owns 75% or more of OmniStar Financial Group. The leadership team of OmniStar Financial Group includes President Phillip Clark. It has 7 employees, 5 of them in advisory roles.
Leadership
- Phillip ClarkPresident/CCO
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Lawrence Spell Carr
- Phillip Lloyd Clark
- Roger Lee Fuller
- Dustin Thomas Hocken
- Christopher Smith
- Michael Stuart
Staff
- 7 employees
- 5 in advisory functions
- 5 state-registered reps
- 4 insurance agents
- Owns 75% or more of Omnistar Financial Group, Inc.
Phillip Clark
Control person · since February 2002
OmniStar Financial Group’s regulatory assets grew from $231M (May 2021) to $286M (May 2026); clients fell from 533 to 261 and employees from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $286M | 261 | 7 | 1 |
| February 2025 | $229M | 306 | 7 | 1 |
| February 2024 | $185M | 279 | 7 | 2 |
| March 2023 | $160M | 346 | 8 | 2 |
| March 2022 | $164M | 334 | 7 | 2 |
| May 2021 | $231M | 533 | 8 | 2 |
Besides its headquarters, OmniStar Financial Group has 0 offices, with 1 listed address in North Carolina.
North Carolina · 1 listed address
- 1712 Eastwood Road, Suite 212, WilmingtonHQ
Other business names
OmniStar Financial Group has reported 1 other business name to the SEC.
- Omnistar Financial Group
Contact and registration details
- Legal name
- Omnistar Financial Group, Inc.
- Headquarters
- 1712 Eastwood Road, Suite 212, Wilmington, NC 28403
- Website
- omnistarfinancial.com
- Phone
- 910-319-7834
- @omnistar-financial-group
- SEC file
- 801-107868
- Structure
- North Carolina corporation
- Fiscal year end
- December
OmniStar Financial Group uses Fidelity ($286M) as custodian for its separately managed accounts. OmniStar Financial Group has custody of $188M in client assets for 225 clients.
- FidelityNational Financial Services LLC · Boston, MA · $286M100%
At year end, OmniStar Financial Group’s separately managed accounts were mostly in stocks (64%) and cash (20%). Its reported 13F holdings for the quarter ended 30 June 2026 total $217M across 118 positions; the largest are SPDR Gold TR (6.1%), Simplify Exchange Traded Fun (5.1%) and Fidelity Merrimack Str TR (4.4%).
What the accounts hold
- Stocks64%
- Funds16%
- Registered funds14%
- Pooled vehicles2%
- Cash20%
Reported 13F holdings
- $217M
- Reported 13F value
- 118
- Positions
- 33.9%
- In the 10 largest
- +12.6%
- Value vs. prior quarter
- SPDR Gold TR · Gold Shs6.1%
- Simplify Exchange Traded Fun · Managed Futures5.1%
- Fidelity Merrimack Str TR · Total BD ETF4.4%
- State Str SPDR S&P 500 ETF T · TR Unit4.2%
- Apple Inc.3.4%
- Fidelity Covington Trust · Int VL Fct ETF2.6%
- Pimco ETF TR · Multisector BD2.2%
- Target Corp.2.0%
- Fidelity Covington Trust · Qlty Fctor ETF2.0%
- Duke Energy Corp. New1.9%
Together, the ten largest are 33.9% of reported value.
How many clients does OmniStar Financial Group have?
OmniStar Financial Group has 261 clients and manages $286 million for them, as of May 2026. They include 158 individual clients, 78 high-net-worth individuals, and 23 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 May 2026
What services does OmniStar Financial Group offer?
OmniStar Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does OmniStar Financial Group use?
OmniStar Financial Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $286M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 May 2026
How many financial advisors does OmniStar Financial Group have?
OmniStar Financial Group has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does OmniStar Financial Group invest in?
At the end of its last fiscal year, OmniStar Financial Group’s separately managed accounts held 64% exchange-traded equities, 20% cash and equivalents, 14% registered funds (mutual funds, ETFs, BDCs) and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns OmniStar Financial Group?
OmniStar Financial Group’s direct owner is Phillip Clark (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 May 2026
How does OmniStar Financial Group get paid?
OmniStar Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact OmniStar Financial Group?
OmniStar Financial Group’s main office is at 1712 Eastwood Road, Suite 212, Wilmington, NC 28403. Its phone number is 910-319-7834. Its website is omnistarfinancial.com.