OMC Financial Services provides portfolio management for individuals and small businesses.
OMC Financial Services reports 269 clients. They include 167 individual clients and 102 high-net-worth individuals. Of its assets, 99.9% ($328M across 669 accounts) are managed with discretion; $432K across 3 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 21% |
| High-net-worth individuals | 38% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 167 | $70.6M | 21.5% | $423K |
| High-net-worth individuals | 102 | $258M | 78.5% | $2.53M |
| Total | 269 | $328M | 100% | $1.22M |
- Clients
- 167
- Regulatory AUM
- $70.6M
- AUM share
- 21.5%
- Avg. per client
- $423K
- Clients
- 102
- Regulatory AUM
- $258M
- AUM share
- 78.5%
- Avg. per client
- $2.53M
Total
- Clients
- 269
- Regulatory AUM
- $328M
- AUM share
- 100%
- Avg. per client
- $1.22M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
OMC Financial Services charges up to 1.25% a year for its Standard advisory fee. The fee is billed in arrears and requires an account of at least $100,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Hourly Services
- Services performed on an hourly basis are billed at $250 per hour.
Cynthia Scott owns 75% or more of OMC Financial Services. The leadership team of OMC Financial Services includes President Cynthia Scott and Chief Compliance Officer James Cullen. It has 7 employees, 3 of them in advisory roles.
Leadership
- Cynthia ScottPresident
- James CullenChief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Brian Andrew Jennings
- Gregory Welles Jennings
- Cynthia Ann Scott
Staff
- 7 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Omc Financial Services LTD
Cynthia Scott
Control person · since June 1985
OMC Financial Services’ regulatory assets grew 1.6× from $201M (March 2021) to $328M (March 2026); clients fell from 284 to 269 and employees rose from 4 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $328M | 269 | 7 | 1 |
| March 2025 | $287M | 269 | 7 | 1 |
| March 2024 | $226M | 255 | 7 | 1 |
| July 2023 | $184M | 248 | 7 | 1 |
| May 2022 | $225M | 252 | 4 | 1 |
| March 2021 | $201M | 284 | 4 | 1 |
Besides its headquarters, OMC Financial Services has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 5789 Widewaters Parkway, DewittHQ
Contact and registration details
- Legal name
- Omc Financial Services LTD
- Headquarters
- 5789 Widewaters Parkway, Dewitt, NY 13214
- Website
- omcfinance.com
- Phone
- 315-446-8720
- SEC file
- 801-29406
- Structure
- New York corporation
- Fiscal year end
- December
OMC Financial Services uses Charles Schwab ($328M) as custodian for its separately managed accounts. OMC Financial Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $328M100%
At year end, OMC Financial Services’ separately managed accounts were mostly in stocks (77%) and funds (20%). Its reported 13F holdings for the quarter ended 30 June 2026 total $302M across 61 positions; the largest are Nvidia Corporation (10.3%), Apple Inc. (10.1%) and Advanced Micro Devices Inc. (8.4%).
What the accounts hold
- Stocks77%
- Funds20%
- Bonds2%
- Cash1%
Reported 13F holdings
- $302M
- Reported 13F value
- 61
- Positions
- 59.7%
- In the 10 largest
- +17.0%
- Value vs. prior quarter
- Nvidia Corporation10.3%
- Apple Inc.10.1%
- Advanced Micro Devices Inc.8.4%
- Visa Inc. · Com CL A5.8%
- Mastercard Incorporated · CL A5.6%
- Abbvie Inc.4.5%
- SPDR Gold TR · Gold Shs4.2%
- Alphabet Inc. · Cap Stk CL A4.1%
- Corning Inc.3.7%
- Microsoft Corp.3.1%
Together, the ten largest are 59.7% of reported value.
How many clients does OMC Financial Services have?
OMC Financial Services has 269 clients and manages $328 million for them, as of March 2026. They include 167 individual clients and 102 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does OMC Financial Services offer?
OMC Financial Services provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does OMC Financial Services charge?
OMC Financial Services charges up to 1.25% a year for its Standard advisory fee. The fee is billed in arrears and requires an account of at least $100,000.
Which custodians does OMC Financial Services use?
OMC Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $328M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does OMC Financial Services have?
OMC Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does OMC Financial Services invest in?
At the end of its last fiscal year, OMC Financial Services’ separately managed accounts held 77% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does OMC Financial Services have a minimum investment?
Yes, OMC Financial Services’ minimum account size for its Standard advisory fee is $100K.
Who owns OMC Financial Services?
OMC Financial Services’ direct owner is Cynthia Scott (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does OMC Financial Services get paid?
OMC Financial Services is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact OMC Financial Services?
OMC Financial Services’ main office is at 5789 Widewaters Parkway, Dewitt, NY 13214. Its phone number is 315-446-8720. Its website is omcfinance.com.