Old Port Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Old Port Advisors reports 856 clients. They include 601 individual clients, 215 high-net-worth individuals, and 34 pension and profit-sharing plans. Of its assets, 93.1% ($729M across 2,218 accounts) are managed with discretion; $54.1M across 27 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 37% |
| High-net-worth individuals | 25% | 50% |
| Pension and profit-sharing plans | 4% | 12% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 601 | $289M | 36.9% | $480K |
| High-net-worth individuals | 215 | $392M | 50.1% | $1.82M |
| Pension and profit-sharing plans | 34 | $97.4M | 12.4% | $2.86M |
| Charitable organizations | Fewer than 5 | $2.94M | 0.4% | — |
| Corporations and other businesses | 6 | $1.94M | 0.2% | $324K |
| Total | 856 | $783M | 100% | — |
- Clients
- 601
- Regulatory AUM
- $289M
- AUM share
- 36.9%
- Avg. per client
- $480K
- Clients
- 215
- Regulatory AUM
- $392M
- AUM share
- 50.1%
- Avg. per client
- $1.82M
- Clients
- 34
- Regulatory AUM
- $97.4M
- AUM share
- 12.4%
- Avg. per client
- $2.86M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.94M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- 6
- Regulatory AUM
- $1.94M
- AUM share
- 0.2%
- Avg. per client
- $324K
Total
- Clients
- 856
- Regulatory AUM
- $783M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Old Port Advisors charges 0.50%–1.00% a year for its Asset Management. The fee is billed in arrears. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Full financial plan project fee of $500 to $5,000, or an hourly rate of $250 for limited-scope engagements.
Fredric Williams owns 50% to 75% of Old Port Advisors. The leadership team of Old Port Advisors includes President Ben Daigle and Chief Compliance Officer Erica Bly. It has 14 employees, 10 of them in advisory roles.
Staff
- 14 employees
- 10 in advisory functions
- 10 state-registered reps
- Owns 50% to 75% of Old Port Advisors, Inc
Fredric Williams
Control person · since January 1995
- Owns 10% to 25% of Old Port Advisors, Inc
Jason Foster
since January 2024
- Owns 10% to 25% of Old Port Advisors, Inc
Tracy Rogers
since January 2024
- Owns 5% to 10% of Old Port Advisors, Inc
Ben Daigle
since January 2024
Old Port Advisors’ regulatory assets fell from $911M (April 2021) to $783M (August 2026); clients rose from 744 to 856 and employees from 11 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $783M | 856 | 14 | 1 |
| Jul 2025July 2025 | $746M | 952 | 16 | 3 |
| Jun 2024June 2024 | $698M | 916 | 12 | 3 |
| Apr 2023April 2023 | $651M | 900 | 13 | 3 |
| Mar 2022March 2022 | $1.11B | 885 | 13 | 4 |
| Apr 2021April 2021 | $911M | 744 | 11 | 1 |
Besides its headquarters, Old Port Advisors has 0 offices, with 1 listed address in 1 state.
Maine · 1 listed address
- 130 Middle Street, 2nd Floor, PortlandHQ
Contact and registration details
- Legal name
- Old Port Advisors, Inc
- Headquarters
- 130 Middle Street, 2nd Floor, Portland, ME 04101-7104
- Website
- oldportadvisors.com
- Phone
- 207-774-6552
- SEC file
- 801-60130
- Founded
- 1994
- Structure
- Maine corporation
- Fiscal year end
- December
Old Port Advisors’ named custodian for separately managed accounts is Charles Schwab ($680M). Old Port Advisors has custody of $75.5M for 134 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $680M100%
At year end, Old Port Advisors’ separately managed accounts were largely in stocks (49%) and funds (40%). Its reported 13F holdings for the quarter ended 30 June 2026 total $508M across 267 positions; the largest are Seagate Technology Holdings PLC (5.8%), Corning, Inc.. Common (4.0%) and Intel Corp. Common (2.6%).
What the accounts hold
- Stocks49%
- Funds40%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash12%
How many clients does Old Port Advisors have?
Old Port Advisors has 856 clients and manages $783 million for them, as of August 2026. They include 601 individual clients, 215 high-net-worth individuals, and 34 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 August 2026
What services does Old Port Advisors offer?
Old Port Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Old Port Advisors charge?
Old Port Advisors charges 0.50%–1.00% a year for its Asset Management. The fee is billed in arrears.
Which custodians does Old Port Advisors use?
Old Port Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $680M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 August 2026
How many financial advisors does Old Port Advisors have?
Old Port Advisors has 10 investment adviser representatives registered with state securities authorities, out of 14 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Old Port Advisors invest in?
At the end of its last fiscal year, Old Port Advisors’ separately managed accounts held 49% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs), 12% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Old Port Advisors?
Old Port Advisors’ direct owners are Fredric Williams (50% to 75%), Jason Foster (10% to 25%), Tracy Rogers (10% to 25%) and Ben Daigle (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 August 2026
How does Old Port Advisors get paid?
Old Port Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Old Port Advisors?
Old Port Advisors’ main office is at 130 Middle Street, 2nd Floor, Portland, ME 04101-7104. Its phone number is 207-774-6552. Its website is oldportadvisors.com.