Ofs Enterprise provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Ofs Enterprise reports 448 clients. They include 405 individual clients, 30 high-net-worth individuals and 6 charitable organizations. Of its assets, 97.6% ($543M across 1,191 accounts) are managed with discretion; $13.6M across 40 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 58% |
| High-net-worth individuals | 7% | 30% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 1% | 10% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 405 | $325M | 58.4% | $802K |
| High-net-worth individuals | 30 | $169M | 30.4% | $5.64M |
| Pension and profit-sharing plans | Fewer than 5 | $793K | 0.1% | $397K |
| Charitable organizations | 6 | $58.2M | 10.5% | $9.7M |
| Corporations and other businesses | 5 | $3.38M | 0.6% | $677K |
| Total | 448 | $556M | 100% | — |
- Clients
- 405
- Regulatory AUM
- $325M
- AUM share
- 58.4%
- Avg. per client
- $802K
- Clients
- 30
- Regulatory AUM
- $169M
- AUM share
- 30.4%
- Avg. per client
- $5.64M
- Clients
- Fewer than 5
- Regulatory AUM
- $793K
- AUM share
- 0.1%
- Avg. per client
- $397K
- Clients
- 6
- Regulatory AUM
- $58.2M
- AUM share
- 10.5%
- Avg. per client
- $9.7M
- Clients
- 5
- Regulatory AUM
- $3.38M
- AUM share
- 0.6%
- Avg. per client
- $677K
Total
- Clients
- 448
- Regulatory AUM
- $556M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Ofs Enterprise charges up to 1.50% a year for its Investment management services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is charged as a fixed fee of $500 to $10,000, or at $250 an hour; single-subject consulting is charged at the same hourly rate.
- Retirement plan services
- Retirement plan services are charged as fixed or asset-based fees not exceeding 1.50% annually, negotiable depending on the complexity of the service.
Troy Brockmeier owns 75% or more of Ofs Enterprise. The leadership team of Ofs Enterprise includes Chief Compliance Officer Troy Brockmeier. It has 6 employees, 4 of them in advisory roles.
Leadership
- Troy BrockmeierSole Member/Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Ofs Enterprise LLC
Troy Brockmeier
Control person · since January 2026
Besides its headquarters, Ofs Enterprise has 0 offices, with 1 listed address in Nebraska.
Nebraska · 1 listed address
- 2033 Central Ave, KearneyHQ
Contact and registration details
- Legal name
- Ofs Enterprise LLC
- Headquarters
- 2033 Central Ave, Kearney, NE 68847
- Website
- oldfatherfinancial.com
- Phone
- 308-237-4571
- @oldfather-financial-services
- SEC file
- 801-135156
- Founded
- 1992
- Structure
- Nebraska LLC
- Fiscal year end
- December
Ofs Enterprise uses Charles Schwab ($556M) as custodian for its separately managed accounts. Ofs Enterprise does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $556M100%
At year end, Ofs Enterprise’s separately managed accounts were mostly in stocks (63%) and funds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $392M across 106 positions; the largest are Vanguard Index Fds (21.3%), State Str SPDR S&P Midcap 40 (10.2%) and iShares TR (9.2%).
What the accounts hold
- Stocks63%
- Funds24%
- Registered funds23%
- Pooled vehicles1%
- Bonds3%
- Cash10%
Reported 13F holdings
- $392M
- Reported 13F value
- 106
- Positions
- 63.3%
- In the 10 largest
- +15.1%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs21.3%
- State Str SPDR S&P Midcap 40 · Utser1 S&pdcrp10.2%
- iShares TR · Russell 2000 ETF9.2%
- State Str SPDR S&P 500 ETF T · TR Unit4.9%
- iShares TR · MSCI Eafe ETF3.4%
- iShares TR · Core US Aggbd ET3.3%
- iShares TR · Rus 1000 Grw ETF3.1%
- iShares TR · Rus 1000 Val ETF2.8%
- iShares TR · Rus 2000 Grw ETF2.7%
- Vanguard Index Fds · Small CP ETF2.5%
Together, the ten largest are 63.3% of reported value.
How many clients does Ofs Enterprise have?
Ofs Enterprise has 448 clients and manages $556 million for them, as of May 2026. They include 405 individual clients, 30 high-net-worth individuals and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 May 2026
What services does Ofs Enterprise offer?
Ofs Enterprise provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Ofs Enterprise charge?
Ofs Enterprise charges up to 1.50% a year for its Investment management services. The fee is billed in advance and is negotiable.
Source: OLDFATHER FINANCIAL SERVICES ADV BROCHURE, filed 29 May 2026
Which custodians does Ofs Enterprise use?
Ofs Enterprise’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $556M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 May 2026
How many financial advisors does Ofs Enterprise have?
Ofs Enterprise has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ofs Enterprise invest in?
At the end of its last fiscal year, Ofs Enterprise’s separately managed accounts held 63% exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 3% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ofs Enterprise?
Ofs Enterprise’s direct owner is Troy Brockmeier (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 May 2026
How does Ofs Enterprise get paid?
Ofs Enterprise is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Ofs Enterprise registered with the SEC?
Yes, Ofs Enterprise has been registered with the SEC as an investment adviser since 1 December 2025. Its CRD number is 339739 and its SEC file number is 801-135156.
Source: Form ADV Part 1A, Item 1, filed 29 May 2026; IAPD firm record
How do I contact Ofs Enterprise?
Ofs Enterprise’s main office is at 2033 Central Ave, Kearney, NE 68847. Its phone number is 308-237-4571. Its website is oldfatherfinancial.com.