NWK Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, insurance, and tax planning.
NWK Group reports 213 clients. They include 105 high-net-worth individuals, 102 individual clients, and 3 corporations and other businesses. Of its assets, 97.9% ($475M across 457 accounts) are managed with discretion; $10.4M across 1 account is not. It advised 46 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 48% | 9% |
| High-net-worth individuals | 49% | 81% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 6% |
| Corporations and other businesses | 1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 102 | $45.7M | 9.4% | $448K |
| High-net-worth individuals | 105 | $392M | 80.8% | $3.73M |
| Pension and profit-sharing plans | Fewer than 5 | $2.14M | 0.4% | $2.14M |
| Charitable organizations | Fewer than 5 | $30.9M | 6.4% | $15.4M |
| Corporations and other businesses | Fewer than 5 | $14.4M | 3.0% | $4.8M |
| Total | 213 | $485M | 100% | — |
- Clients
- 102
- Regulatory AUM
- $45.7M
- AUM share
- 9.4%
- Avg. per client
- $448K
- Clients
- 105
- Regulatory AUM
- $392M
- AUM share
- 80.8%
- Avg. per client
- $3.73M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.14M
- AUM share
- 0.4%
- Avg. per client
- $2.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $30.9M
- AUM share
- 6.4%
- Avg. per client
- $15.4M
- Clients
- Fewer than 5
- Regulatory AUM
- $14.4M
- AUM share
- 3.0%
- Avg. per client
- $4.8M
Total
- Clients
- 213
- Regulatory AUM
- $485M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 46
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
NWK Group charges 0.70%–1.00% a year for its Investment Supervisory Services (ISS). Each asset band is charged at its own rate. The fee is negotiable and requires an account of at least $250,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$5M | 1.00% |
| $5M–$10M | 0.80% |
| $10M and above | 0.70% |
Fee details and sources
Other fees
- Financial planning
- Financial planning is charged as a fixed fee, typically $500 to $2,500, depending on the arrangement reached with the client.
Marte Werner owns 50% to 75% of NWK Group. The leadership team of NWK Group includes Chief Compliance Officer Nadim Nahas. It has 6 employees, 4 of them in advisory roles.
Leadership
- Nadim NahasPrincipal/Chief Compliance Officer
Marte WernerPrincipal
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of NWK Group, Inc.
Marte Werner
Control person · since July 2002
- Owns 50% to 75% of NWK Group, Inc.
Nadim Nahas
Control person · since July 2002
NWK Group’s regulatory assets went from $489M (March 2021) to $485M (March 2026); clients rose from 160 to 213 and employees fell from 7 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $485M | 213 | 6 | 1 |
| March 2025 | $571M | 207 | 6 | 1 |
| April 2024 | $708M | 239 | 7 | 1 |
| March 2023 | $663M | 178 | 6 | 1 |
| March 2022 | $513M | 227 | 7 | 1 |
| March 2021 | $489M | 160 | 7 | 1 |
Besides its headquarters, NWK Group has 0 offices, with 1 listed address in California.
California · 1 listed address
- 50 California Street, Suite 1500, San FranciscoHQ
Contact and registration details
- Legal name
- NWK Group, Inc.
- Headquarters
- 50 California Street, Suite 1500, San Francisco, CA 94111
- Website
- nwkgroup.com
- Phone
- 415-248-2700
- @nwk-group
- SEC file
- 801-61649
- Founded
- 2002
- Structure
- California corporation
- Fiscal year end
- December
NWK Group uses Charles Schwab ($468M) as custodian for its separately managed accounts. NWK Group has custody of $64.4M in client assets for 56 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $468M100%
At year end, NWK Group’s separately managed accounts were mostly in stocks (56%) and bonds (28%). Its reported 13F holdings for the quarter ended 30 June 2026 total $324M across 71 positions; the largest are Nvidia Corporation (8.2%), Alphabet Inc. (7.8%) and Eli Lilly & CO (5.6%).
What the accounts hold
- Stocks56%
- Funds6%
- Bonds28%
- Cash9%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $324M
- Reported 13F value
- 71
- Positions
- 55.1%
- In the 10 largest
- +24.4%
- Value vs. prior quarter
- Nvidia Corporation8.2%
- Alphabet Inc. · Cap Stk CL A7.8%
- Eli Lilly & CO5.6%
- Marvell Technology Inc.5.3%
- Apple Inc.5.1%
- GE Vernova Inc.4.9%
- Amazon Com Inc.4.8%
- Tesla Inc.4.6%
- Broadcom Inc.4.5%
- Costco Wholesale Corporation4.3%
Together, the ten largest are 55.1% of reported value.
How many clients does NWK Group have?
NWK Group has 213 clients and manages $485 million for them, as of March 2026. They include 105 high-net-worth individuals, 102 individual clients, and 3 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does NWK Group offer?
NWK Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does NWK Group charge?
NWK Group charges 0.70%–1.00% a year for its Investment Supervisory Services (ISS). Each asset band is charged at its own rate. The fee is negotiable and requires an account of at least $250,000.
Which custodians does NWK Group use?
NWK Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $468M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does NWK Group have?
NWK Group has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does NWK Group invest in?
At the end of its last fiscal year, NWK Group’s separately managed accounts held 56% exchange-traded equities, 28% U.S. government and agency bonds, 9% cash and equivalents and 6% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does NWK Group have a minimum investment?
Yes, NWK Group’s minimum account size for its Investment Supervisory Services (ISS) is $250K.
Who owns NWK Group?
NWK Group’s direct owners are Marte Werner (50% to 75%) and Nadim Nahas (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does NWK Group get paid?
NWK Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact NWK Group?
NWK Group’s main office is at 50 California Street, Suite 1500, San Francisco, CA 94111. Its phone number is 415-248-2700. Its website is nwkgroup.com.