NVWM provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 26–50 clients last fiscal year.
NVWM reports 590 clients. They include 389 individual clients, 173 high-net-worth individuals, and 17 pension and profit-sharing plans. Nearly all assets ($713M across 1,781 accounts) are managed with discretion; $137K across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 15% |
| High-net-worth individuals | 29% | 75% |
| Pension and profit-sharing plans | 3% | 7% |
| Charitable organizations | 2% | 3% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 389 | $108M | 15.2% | $278K |
| High-net-worth individuals | 173 | $532M | 74.6% | $3.08M |
| Pension and profit-sharing plans | 17 | $52.5M | 7.4% | $3.09M |
| Charitable organizations | 9 | $19.4M | 2.7% | $2.16M |
| Corporations and other businesses | 2 | $960K | 0.1% | $480K |
| Total | 590 | $713M | 100% | $1.21M |
- Clients
- 389
- Regulatory AUM
- $108M
- AUM share
- 15.2%
- Avg. per client
- $278K
- Clients
- 173
- Regulatory AUM
- $532M
- AUM share
- 74.6%
- Avg. per client
- $3.08M
- Clients
- 17
- Regulatory AUM
- $52.5M
- AUM share
- 7.4%
- Avg. per client
- $3.09M
- Clients
- 9
- Regulatory AUM
- $19.4M
- AUM share
- 2.7%
- Avg. per client
- $2.16M
- Clients
- 2
- Regulatory AUM
- $960K
- AUM share
- 0.1%
- Avg. per client
- $480K
Total
- Clients
- 590
- Regulatory AUM
- $713M
- AUM share
- 100%
- Avg. per client
- $1.21M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
NVWM charges 1.00%–1.50% a year for its Investment management fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting fees are negotiable: hourly at $250 to $500, or fixed at $2,500 to $12,500.
Nicholas Ventura owns 75% or more of NVWM. It has 12 employees, 9 of them in advisory roles.
Staff
- 12 employees
- 9 in advisory functions
- 9 state-registered reps
- 5 insurance agents
- 1 soliciting firm
- Owns 75% or more of NVWM LLC
Nicholas Ventura
Control person · since November 2004
- Owns 10% to 25% of NVWM LLC
Daniel McElwee
Control person · since February 2018
- Owns 5% to 10% of NVWM LLC
Thomas Cahill
Control person · since January 2021
NVWM’s regulatory assets grew 2.0× from $365M (April 2021) to $713M (April 2026); clients rose from 371 to 590 and employees from 8 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $713M | 590 | 12 | 1 |
| Mar 2025March 2025 | $600M | 531 | 9 | 1 |
| Mar 2024March 2024 | $518M | 512 | 9 | 1 |
| Jul 2023July 2023 | $443M | 481 | 9 | 1 |
| Mar 2022March 2022 | $518M | 457 | 9 | 1 |
| Apr 2021April 2021 | $365M | 371 | 8 | 1 |
Besides its headquarters, NVWM has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 820 Township Line Road, Suite 100, YardleyHQ
Contact and registration details
- Legal name
- NVWM LLC
- Headquarters
- 820 Township Line Road, Suite 100, Yardley, PA 19067
- Website
- venturawealth.com
- Phone
- 866-899-0068
- @ventura-wealth-management
- SEC file
- 801-70883
- Structure
- New Jersey LLC
- Fiscal year end
- December
NVWM’s named custodians for separately managed accounts are Pershing ($443M, 72%) and Charles Schwab ($169M, 28%). NVWM has custody of $265M for 375 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $443M72%
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $169M28%
At year end, NVWM’s separately managed accounts were mostly in stocks (66%) and funds (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $496M across 780 positions; the largest are Apple Inc. (4.3%), Nvidia Corporation (3.4%) and Alphabet Inc. Cap Stk CL A (3.3%).
What the accounts hold
- Stocks66%
- Funds26%
- Bonds4%
- U.S. government and agency bonds3%
- State and local bonds1%
- Cash4%
How many clients does NVWM have?
NVWM has 590 clients and manages $713 million for them, as of April 2026. They include 389 individual clients, 173 high-net-worth individuals, and 17 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026
What services does NVWM offer?
NVWM provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does NVWM charge?
NVWM charges 1.00%–1.50% a year for its Investment management fees. The fee is billed in advance and is negotiable.
Source: BROCHURE, filed 25 March 2026
Which custodians does NVWM use?
NVWM’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $443M and Charles Schwab & Co., Inc. (Omaha, NE), with $169M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026
How many financial advisors does NVWM have?
NVWM has 9 investment adviser representatives registered with state securities authorities, out of 12 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does NVWM invest in?
At the end of its last fiscal year, NVWM’s separately managed accounts held 66% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 3% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns NVWM?
NVWM’s direct owners are Nicholas Ventura (75% or more), Thomas Cahill (5% to 10%) and Daniel McElwee (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 April 2026
How does NVWM get paid?
NVWM is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact NVWM?
NVWM’s main office is at 820 Township Line Road, Suite 100, Yardley, PA 19067. Its phone number is 866-899-0068. Its website is venturawealth.com.
