Northwest Quadrant provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.
Northwest Quadrant reports 1,014 clients. They include 668 individual clients, 336 high-net-worth individuals and 5 charitable organizations. Of its assets, 99.2% ($575M across 1,763 accounts) are managed with discretion; $4.84M across 8 accounts are not. A wrap fee program the firm both sponsors and manages holds $82.8M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 25% |
| High-net-worth individuals | 33% | 73% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 668 | $145M | 25.1% | $217K |
| High-net-worth individuals | 336 | $424M | 73.2% | $1.26M |
| Pension and profit-sharing plans | Fewer than 5 | $5.6M | 1.0% | — |
| Charitable organizations | 5 | $631K | 0.1% | $126K |
| Corporations and other businesses | 5 | $3.77M | 0.6% | $753K |
| Total | 1,014 | $580M | 100% | — |
- Clients
- 668
- Regulatory AUM
- $145M
- AUM share
- 25.1%
- Avg. per client
- $217K
- Clients
- 336
- Regulatory AUM
- $424M
- AUM share
- 73.2%
- Avg. per client
- $1.26M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.6M
- AUM share
- 1.0%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $631K
- AUM share
- 0.1%
- Avg. per client
- $126K
- Clients
- 5
- Regulatory AUM
- $3.77M
- AUM share
- 0.6%
- Avg. per client
- $753K
Total
- Clients
- 1,014
- Regulatory AUM
- $580M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Northwest Quadrant charges 0.75%–1.50% a year for its Comprehensive Portfolio Management. The fee is billed in advance and requires an account of at least $250,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Estate Planning
- Estate planning is charged as a flat fee based on the scope and complexity of the engagement, not to exceed $4,000.
Tyler Simones owns 50% to 75% of Northwest Quadrant. The leadership team of Northwest Quadrant includes Chief Compliance Officer Tyler Simones. It has 3 employees.
Leadership
- Tyler SimonesManaging Member and Chief Compliance Officer
- Robert FeniliManaging Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Robert Josh Fenili
- Tyler Coughlin Simones
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 broker-dealer rep
- 2 insurance agents
- Owns 50% to 75% of Northwest Quadrant, LLC
Tyler Simones
Control person · since July 2011
- Owns 25% to 50% of Northwest Quadrant, LLC
Robert Fenili
Control person · since July 2019
Northwest Quadrant’s regulatory assets grew 1.6× from $364M (March 2021) to $580M (March 2026); clients fell from 1,195 to 1,014 and employees from 8 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $580M | 1,014 | 3 | 2 |
| May 2025 | $534M | 1,050 | 6 | 2 |
| July 2024 | $454M | 1,404 | 6 | 2 |
| April 2023 | $392M | 1,114 | 6 | 2 |
| June 2022 | $441M | 1,160 | 5 | 3 |
| March 2021 | $364M | 1,195 | 8 | 3 |
Besides its headquarters, Northwest Quadrant has 1 office, with 2 listed addresses in Oregon.
Oregon · 2 listed addresses
- 650 SW Bond St., Suite 250, BendHQ
- 1057 High Street, Eugene
Contact and registration details
- Legal name
- Northwest Quadrant, LLC
- Headquarters
- 650 SW Bond St., Suite 250, Bend, OR 97702
- Website
- northwestquadrantwealth.com
- Phone
- 541-388-9888
- SEC file
- 801-72636
- Structure
- Oregon LLC
- Fiscal year end
- December
Northwest Quadrant uses LPL Financial ($484M, 83%) and Charles Schwab ($96M, 17%) as custodians for its separately managed accounts. Northwest Quadrant does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- LPL FinancialLPL Financial LLC · Boston, MA · $484M83%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $96M17%
At year end, Northwest Quadrant’s separately managed accounts were mostly in funds (86%). Its reported 13F holdings for the quarter ended 30 June 2026 total $540M across 77 positions; the largest are Schwab Strategic TR (29.2%), iShares TR (11.6%) and Vanguard Index Fds (10.5%).
What the accounts hold
- Stocks9%
- Exchange-traded equities8%
- Non-exchange-traded equities1%
- Funds86%
- Registered funds85%
- Pooled vehicles1%
- Bonds1%
- Cash1%
- Other1%
- Uncategorized bonds1%
Filed values cover 98%. The neutral 2% gap has no reported category.
Reported 13F holdings
- $540M
- Reported 13F value
- 77
- Positions
- 90.5%
- In the 10 largest
- +12.2%
- Value vs. prior quarter
- Schwab Strategic TR · US Lrg Cap ETF29.2%
- iShares TR · Core MSCI Eafe11.6%
- Vanguard Index Fds · Mid Cap ETF10.5%
- Schwab Strategic TR · US Dividend EQ10.1%
- iShares TR · Trs Flt RT BD8.1%
- Vanguard Index Fds · SM CP Val ETF6.3%
- iShares TR · Core S&P Scp ETF5.6%
- Vanguard Scottsdale Fds · Shrt Trm Corp. BD4.5%
- iShares TR · Trust Ishare 0-13.6%
- Vanguard Index Fds · Real Estate ETF1.0%
Together, the ten largest are 90.5% of reported value.
How many clients does Northwest Quadrant have?
Northwest Quadrant has 1,014 clients and manages $580 million for them, as of March 2026. They include 668 individual clients, 336 high-net-worth individuals and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Northwest Quadrant offer?
Northwest Quadrant provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Northwest Quadrant charge?
Northwest Quadrant charges 0.75%–1.50% a year for its Comprehensive Portfolio Management. The fee is billed in advance and requires an account of at least $250,000.
Source: NWQ - ADV PART 2A: FIRM BROCHURE, filed 17 March 2026
Which custodians does Northwest Quadrant use?
Northwest Quadrant’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $484M and Charles Schwab & Co., Inc. (Westlake, TX), with $96M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Northwest Quadrant have?
Northwest Quadrant has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Northwest Quadrant invest in?
At the end of its last fiscal year, Northwest Quadrant’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% pooled vehicles (private funds and similar), 1% cash and equivalents and 1% other. The 1% other category is described as: Uncategorized Bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Northwest Quadrant have a minimum investment?
Yes, Northwest Quadrant’s minimum account size for its Comprehensive Portfolio Management is $250K.
Source: NWQ - ADV PART 2A: FIRM BROCHURE, filed 17 March 2026
Who owns Northwest Quadrant?
Northwest Quadrant’s direct owners are Tyler Simones (50% to 75%) and Robert Fenili (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Northwest Quadrant get paid?
Northwest Quadrant is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Northwest Quadrant?
Northwest Quadrant’s main office is at 650 SW Bond St., Suite 250, Bend, OR 97702. Its phone number is 541-388-9888. Its website is northwestquadrantwealth.com.