Northwest Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Northwest Capital Management reports 203 clients. They include 81 pension and profit-sharing plans, 56 high-net-worth individuals, and 37 individual clients. Of its assets, 1.1% ($92.4M across 141 accounts) are managed with discretion; $8.43B across 160 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 18% | <1% |
| High-net-worth individuals | 28% | <1% |
| Pension and profit-sharing plans | 40% | 58% |
| Charitable organizations | <1% | <1% |
| State or municipal government entities | 12% | 41% |
| Other client typesCorporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 37 | $8.87M | 0.1% | $240K |
| High-net-worth individuals | 56 | $74.6M | 0.9% | $1.33M |
| Pension and profit-sharing plans | 81 | $4.91B | 57.7% | $60.6M |
| Charitable organizations | 1 | $169K | 0.0% | $169K |
| State or municipal government entities | 25 | $3.52B | 41.3% | $141M |
| Corporations and other businesses | 3 | $4.43M | 0.1% | $1.48M |
| Total | 203 | $8.52B | 100% | $42M |
- Clients
- 37
- Regulatory AUM
- $8.87M
- AUM share
- 0.1%
- Avg. per client
- $240K
- Clients
- 56
- Regulatory AUM
- $74.6M
- AUM share
- 0.9%
- Avg. per client
- $1.33M
- Clients
- 81
- Regulatory AUM
- $4.91B
- AUM share
- 57.7%
- Avg. per client
- $60.6M
- Clients
- 1
- Regulatory AUM
- $169K
- AUM share
- 0.0%
- Avg. per client
- $169K
- Clients
- 25
- Regulatory AUM
- $3.52B
- AUM share
- 41.3%
- Avg. per client
- $141M
- Clients
- 3
- Regulatory AUM
- $4.43M
- AUM share
- 0.1%
- Avg. per client
- $1.48M
Total
- Clients
- 203
- Regulatory AUM
- $8.52B
- AUM share
- 100%
- Avg. per client
- $42M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Northwest Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Carson Group Holdings, LLC. owns 75% or more of Northwest Capital Management and is in turn owned by Carson Group, Inc. (25–50%) and BCC Blue Print Holdings II, LLC (25–50%). The leadership team of Northwest Capital Management includes President George White and Chief Compliance Officer Kristin Streff. It has 11 employees, 7 of them in advisory roles.
Leadership
George WhitePresident/Director- Kristin StreffChief Compliance Officer
Mark ApplegarthDirector
Lantz HuntSVP, Chief Integrations Officer- Julie PineDirector
- John PulverentiSecretary
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Jason Nicholas Alvarado
- Mia Tinyi Heinrichs
- Peter Scott Hoerber
- Mary Johnson
- Christopher J Martin
- Brent Jameson Petty
- Scott Alan Rhodes
Staff
- 11 employees
- 7 in advisory functions
- 7 state-registered reps
- Owns 75% or more of Northwest Capital Management Inc
Carson Group Holdings, LLC.
Control person · since June 2023
- Owns 25% to 50% of Carson Group Holdings, LLC.
Carson Group, Inc.
Control person · since July 2019
- Owns 75% or more of Carson Group, Inc.
Omani Carson
Control person · since December 1994
- Owns 25% to 50% of Carson Group Holdings, LLC.
BCC Blue Print Holdings II, LLC
Control person · since July 2021
- Owns 75% or more of BCC Blue Print Holdings II, LLC
BCC Blue Print Holdings I, LLC
Control person · since July 2021
- Owns 75% or more of BCC Blue Print Holdings I, LLC
BCC Blue Print Investments, LP
Control person · since July 2021
Northwest Capital Management’s regulatory assets grew 1.5× from $5.66B (March 2021) to $8.52B (May 2026); clients fell from 457 to 203 and employees from 15 to 11. In 2026, Pure Portfolios Holdings (Pure Portfolios) ($360M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $8.52B | 203 | 11 | 2 |
| April 2025 | $7.55B | 454 | 17 | 2 |
| July 2024 | $6.86B | 520 | 17 | 2 |
| July 2023 | $5.48B | 492 | 17 | 2 |
| March 2022 | $6.49B | 478 | 17 | 2 |
| March 2021 | $5.66B | 457 | 15 | 2 |
Firms that joined
20261 joined
- Pure Portfolios Holdings (Pure Portfolios)Last filed AUM $360M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Northwest Capital Management has 1 office, with 2 listed addresses in Oregon and Washington.
Oregon · 1 listed address
- 1 Centerpointe Drive, Suite 115, Lake OswegoHQ
Washington · 1 listed address
- 601 Union Street, Seattle
Contact and registration details
- Legal name
- Northwest Capital Management Inc
- Headquarters
- 1 Centerpointe Drive, Suite 115, Lake Oswego, OR 97035
- Website
- Not reported
- Phone
- 503-597-1616
- SEC file
- 801-56420
- Structure
- Oregon corporation
- Fiscal year end
- December
Northwest Capital Management uses Fidelity ($2.75B, 64%), Voya ($834M, 20%) and Charles Schwab ($690M, 16%) as custodians for its separately managed accounts. Northwest Capital Management has custody of $9.72M in client assets for 14 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $2.75B64%
- VoyaVoya Institutional Trust Company · Windsor, CT · $834M20%
- Charles SchwabCharles Schwab & Co., Inc. · Sab Francisco, OR · $690M16%
At year end, Northwest Capital Management’s separately managed accounts were mostly in funds (72%).
What the accounts hold
- Stocks7%
- Funds72%
- Bonds1%
- Cash7%
- Other11%
- Variable annuities, limited partnerships and private holdings11%
Filed values cover 98%. The neutral 2% gap has no reported category.
How many clients does Northwest Capital Management have?
Northwest Capital Management has 203 clients and manages $8.52 billion for them, as of May 2026. They include 81 pension and profit-sharing plans, 56 high-net-worth individuals, and 37 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026
What services does Northwest Capital Management offer?
Northwest Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Northwest Capital Management use?
Northwest Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $2.75B, Voya Institutional Trust Company (Windsor, CT), with $834M and Charles Schwab & Co., Inc. (Sab Francisco, OR), with $690M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 May 2026
How many financial advisors does Northwest Capital Management have?
Northwest Capital Management has 7 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Northwest Capital Management invest in?
At the end of its last fiscal year, Northwest Capital Management’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 11% other, 7% exchange-traded equities, 7% cash and equivalents and 1% investment grade corporate bonds. The 11% other category is described as: Variable Annuities, Limited Partnerships and Private Holdings.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Northwest Capital Management?
Northwest Capital Management is owned through a chain of holding companies by Omani Carson and BCC Blue Print Investments, LP. Its direct owner is Carson Group Holdings, LLC. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 May 2026
How does Northwest Capital Management get paid?
Northwest Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Northwest Capital Management?
Northwest Capital Management’s main office is at 1 Centerpointe Drive, Suite 115, Lake Oswego, OR 97035. Its phone number is 503-597-1616.