Next Level Private provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
Next Level Private reports 841 clients. They include 571 individual clients, 228 high-net-worth individuals, and 34 pension and profit-sharing plans. Of its assets, 90.8% ($1.24B across 2,659 accounts) are managed with discretion; $125M across 34 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 20% |
| High-net-worth individuals | 27% | 71% |
| Pension and profit-sharing plans | 4% | 9% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 571 | $269M | 19.6% | $471K |
| High-net-worth individuals | 228 | $968M | 70.7% | $4.25M |
| Pension and profit-sharing plans | 34 | $125M | 9.2% | $3.69M |
| Charitable organizations | Fewer than 5 | $1.82M | 0.1% | — |
| Corporations and other businesses | 8 | $5.55M | 0.4% | $694K |
| Total | 841 | $1.37B | 100% | — |
- Clients
- 571
- Regulatory AUM
- $269M
- AUM share
- 19.6%
- Avg. per client
- $471K
- Clients
- 228
- Regulatory AUM
- $968M
- AUM share
- 70.7%
- Avg. per client
- $4.25M
- Clients
- 34
- Regulatory AUM
- $125M
- AUM share
- 9.2%
- Avg. per client
- $3.69M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.82M
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- 8
- Regulatory AUM
- $5.55M
- AUM share
- 0.4%
- Avg. per client
- $694K
Total
- Clients
- 841
- Regulatory AUM
- $1.37B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Next Level Private charges 1.00%–1.50% a year for its Investment Management Services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Annuity Consulting
- The advisory fee on annuity contracts is an agreed annualized rate, not stated, applied to assets at the annuity provider and paid by the provider monthly or quarterly.
- Financial Planning Services
- Financial planning is offered on a fixed fee engagement of up to $10,000, negotiable, with a $2,500 minimum annual fee that the Advisor may reduce.
Barry Mitchell owns 75% or more of Next Level Private. The leadership team of Next Level Private includes Chief Operating Officer Catherine Bluvol. It has 16 employees, 10 of them in advisory roles.
Leadership
- Catherine BluvolChief Operating Officer / Chief Compliance Officer
- Barry MitchellManaging Member / Managing Principal
- Elisabeth MitchellManaging Member
Investment adviser representatives
14 representatives listed in the SEC register as of 9 October 2026.
- Russell Stephen Baker
- Joseph Blaney
- Thomas George Elliott
- Matthew James Giller
- Simon Mark Hudson
- Philip Andrew Johanson
- John Michael Kenney Jr.
- Barry Peter Mitchell JR
- Jennifer Gilman Piche
- Gary J Raniolo II
- Jean Tobin Riordan
- Stephanie Jane Scarlata
- Maggie Bonner Smith
- William Joseph Sullivan III
Staff
- 16 employees
- 10 in advisory functions
- 10 state-registered reps
- 4 insurance agents
- 5 soliciting firms
- Owns 75% or more of Next Level Private LLC
Barry Mitchell
Control person · since September 2021
- Owns 10% to 25% of Next Level Private LLC
Elisabeth Mitchell
since September 2021
Next Level Private’s regulatory assets grew 2.0× from $675M (April 2022) to $1.37B (July 2026); clients rose from 417 to 841 and employees from 10 to 16.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $1.37B | 841 | 16 | 1 |
| April 2025 | $1.05B | 691 | 13 | 1 |
| April 2024 | $811M | 586 | 11 | 1 |
| June 2023 | $643M | 498 | 11 | 1 |
| April 2022 | $675M | 417 | 10 | 1 |
Besides its headquarters, Next Level Private has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 500 Mamaroneck Avenue, Suite 501, HarrisonHQ
Contact and registration details
- Legal name
- Next Level Private LLC
- Headquarters
- 500 Mamaroneck Avenue, Suite 501, Harrison, NY 10528
- Website
- nextlevelprivate.com
- Phone
- 914-431-5255
- @next-level-private
- SEC file
- 801-122122
- Founded
- 2021
- Structure
- Delaware LLC
- Fiscal year end
- December
Next Level Private uses Pershing ($1.22B) as custodian for its separately managed accounts. Next Level Private has custody of $445M in client assets for 640 clients.
- PershingPershing LLC · Jersey City, NJ · $1.22B100%
At year end, Next Level Private’s separately managed accounts were mostly in funds (67%) and stocks (33%). Its reported 13F holdings for the quarter ended 30 June 2026 total $511M across 174 positions; the largest are American Centy ETF TR (8.6%), First TR Exchange Traded FD (6.1%) and First TR Exchange Traded FD (6.0%).
What the accounts hold
- Stocks33%
- Funds67%
Reported 13F holdings
- $511M
- Reported 13F value
- 174
- Positions
- 46.4%
- In the 10 largest
- +15.3%
- Value vs. prior quarter
- American Centy ETF TR · US Quality Grow8.6%
- First TR Exchange Traded FD · Rba Indl ETF6.1%
- First TR Exchange Traded FD · Risng Divd Achiv6.0%
- Davis Fundamental ETF TR · Select US Eqty5.1%
- Apple Inc.5.0%
- GE Aerospace4.0%
- JPMORGAN Chase & CO3.7%
- GE Vernova Inc.2.9%
- Putnam ETF Trust · Focsd Larcp Gwt2.5%
- Franklin Templeton ETF TR · Income Focus ETF2.5%
Together, the ten largest are 46.4% of reported value.
How many clients does Next Level Private have?
Next Level Private has 841 clients and manages $1.37 billion for them, as of July 2026. They include 571 individual clients, 228 high-net-worth individuals, and 34 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026
What services does Next Level Private offer?
Next Level Private provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Next Level Private charge?
Next Level Private charges 1.00%–1.50% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.
Source: NEXT LEVEL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 9 October 2026
Which custodians does Next Level Private use?
Next Level Private’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $1.22B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026
How many financial advisors does Next Level Private have?
Next Level Private has 10 investment adviser representatives registered with state securities authorities, out of 16 employees, and 10 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Next Level Private invest in?
At the end of its last fiscal year, Next Level Private’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs) and 33% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Next Level Private?
Next Level Private’s direct owners are Barry Mitchell (75% or more) and Elisabeth Mitchell (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 July 2026
How does Next Level Private get paid?
Next Level Private is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Next Level Private?
Next Level Private’s main office is at 500 Mamaroneck Avenue, Suite 501, Harrison, NY 10528. Its phone number is 914-431-5255. Its website is nextlevelprivate.com.