Firms by city
Registered investment advisers in Utica, NY
3 SEC-registered advisers headquartered in Utica, listed by regulatory assets under management as reported on Form ADV.
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3 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Strategic Financial Services | Utica, NY | $2.81B |
| Adirondack Financial Services | Utica, NY | $462M |
| Caruso McLean & Co. | Utica, NY | $282M |
- Headquarters
- Utica, NY
- Regulatory AUM
- $2.81B
- Headquarters
- Utica, NY
- Regulatory AUM
- $462M
- Headquarters
- Utica, NY
- Regulatory AUM
- $282M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Utica on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in New York.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.