NCM Capital Management provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, and philanthropic planning. Financial planning was provided to 26–50 clients last fiscal year.
NCM Capital Management reports 252 clients. They include 194 high-net-worth individuals and 58 individual clients. Of its assets, 83.6% ($451M across 615 accounts) are managed with discretion; $88.6M across 107 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | 8% |
| High-net-worth individuals | 77% | 92% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 58 | $40.9M | 7.6% | $704K |
| High-net-worth individuals | 194 | $499M | 92.4% | $2.57M |
| Total | 252 | $539M | 100% | $2.14M |
- Clients
- 58
- Regulatory AUM
- $40.9M
- AUM share
- 7.6%
- Avg. per client
- $704K
- Clients
- 194
- Regulatory AUM
- $499M
- AUM share
- 92.4%
- Avg. per client
- $2.57M
Total
- Clients
- 252
- Regulatory AUM
- $539M
- AUM share
- 100%
- Avg. per client
- $2.14M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
NCM Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is billed at $300 per hour in six-minute increments, or at a fixed fee generally ranging from $500 to $5,000.
Nicholas Laverghetta owns 75% or more of NCM Capital Management. The leadership team of NCM Capital Management includes President Nicholas Laverghetta. It has 3 employees.
Leadership
Nicholas LaverghettaManaging Member/Chief Compliance Officer/President
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Derek Anthony Ralston
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 soliciting firm
- Owns 75% or more of NCM Capital Management, LLC
Nicholas Laverghetta
Control person · since August 2009
NCM Capital Management’s regulatory assets grew 2.1× from $256M (April 2021) to $539M (March 2026); clients rose from 176 to 252 and employees fell from 4 to 3. In 2017, Weber, Shapiro & Company, LLP (investment and financial planning practice) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $539M | 252 | 3 | 2 |
| May 2025 | $431M | 216 | 3 | 2 |
| March 2024 | $361M | 192 | 3 | 2 |
| April 2023 | $306M | 227 | 3 | 2 |
| March 2022 | $298M | 205 | 4 | 2 |
| April 2021 | $256M | 176 | 4 | 3 |
Firms that joined
20171 joined
- Weber, Shapiro & Company, LLP (investment and financial planning practice)No filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, NCM Capital Management has 1 office, with 2 listed addresses in New Jersey.
New Jersey · 2 listed addresses
- 180 East Main Street, RamseyHQ
- 161 N. Franklin, Ramsey
Contact and registration details
- Legal name
- NCM Capital Management, LLC
- Headquarters
- 180 East Main Street, Ramsey, NJ 07446
- Website
- ncmcapitalmgmt.com
- Phone
- 201-529-1429
- @ncm-capital-management
- SEC file
- 801-101518
- Founded
- 2009
- Structure
- New Jersey LLC
- Fiscal year end
- December
NCM Capital Management uses Fidelity ($360M) as custodian for its separately managed accounts. NCM Capital Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $360M100%
At year end, NCM Capital Management’s separately managed accounts were mostly in funds (51%) and stocks (38%). Its reported 13F holdings for the quarter ended 30 June 2026 total $324M across 194 positions; the largest are Nvidia Corporation (8.9%), Texas Pacific Land Corporati (4.0%) and Amplify ETF TR (3.9%).
What the accounts hold
- Stocks38%
- Funds51%
- Bonds3%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash8%
Reported 13F holdings
- $324M
- Reported 13F value
- 194
- Positions
- 35.7%
- In the 10 largest
- +16.2%
- Value vs. prior quarter
- Nvidia Corporation8.9%
- Texas Pacific Land Corporati4.0%
- Amplify ETF TR · Cwp Enhanced Div3.9%
- T Rowe Price Exchange-traded · Cap Appreciation3.3%
- American Centy ETF TR · US Sml CP Valu2.9%
- Schwab Strategic TR · US Dividend EQ2.7%
- J P Morgan Exchange Traded F · Equity Premium2.6%
- Apple Inc.2.5%
- Vanguard Index Fds · Growth ETF2.5%
- Listed Fds TR · Hori KI Infl ETF2.4%
Together, the ten largest are 35.7% of reported value.
How many clients does NCM Capital Management have?
NCM Capital Management has 252 clients and manages $539 million for them, as of March 2026. They include 194 high-net-worth individuals and 58 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 March 2026
What services does NCM Capital Management offer?
NCM Capital Management provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does NCM Capital Management use?
NCM Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $360M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 March 2026
How many financial advisors does NCM Capital Management have?
NCM Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does NCM Capital Management invest in?
At the end of its last fiscal year, NCM Capital Management’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities, 8% cash and equivalents, 2% investment grade corporate bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns NCM Capital Management?
NCM Capital Management’s direct owner is Nicholas Laverghetta (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 March 2026
How does NCM Capital Management get paid?
NCM Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is NCM Capital Management registered with the SEC?
Yes, NCM Capital Management has been registered with the SEC as an investment adviser since 24 July 2015. Its CRD number is 151109 and its SEC file number is 801-101518.
Source: Form ADV Part 1A, Item 1, filed 29 March 2026; IAPD firm record
How do I contact NCM Capital Management?
NCM Capital Management’s main office is at 180 East Main Street, Ramsey, NJ 07446. Its phone number is 201-529-1429. Its website is ncmcapitalmgmt.com.