Napier Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, business succession planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Napier Financial reports 242 clients. They include 120 high-net-worth individuals, 104 individual clients, and 12 corporations and other businesses. Of its assets, 93.0% ($547M across 945 accounts) are managed with discretion; $40.9M across 48 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 14% |
| High-net-worth individuals | 50% | 77% |
| Other investment advisers | 2% | 3% |
| Corporations and other businesses | 5% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 104 | $80.5M | 13.7% | $774K |
| High-net-worth individuals | 120 | $453M | 77.0% | $3.77M |
| Other investment advisers | 6 | $17M | 2.9% | $2.83M |
| Corporations and other businesses | 12 | $37.6M | 6.4% | $3.13M |
| Total | 242 | $588M | 100% | $2.43M |
- Clients
- 104
- Regulatory AUM
- $80.5M
- AUM share
- 13.7%
- Avg. per client
- $774K
- Clients
- 120
- Regulatory AUM
- $453M
- AUM share
- 77.0%
- Avg. per client
- $3.77M
- Clients
- 6
- Regulatory AUM
- $17M
- AUM share
- 2.9%
- Avg. per client
- $2.83M
- Clients
- 12
- Regulatory AUM
- $37.6M
- AUM share
- 6.4%
- Avg. per client
- $3.13M
Total
- Clients
- 242
- Regulatory AUM
- $588M
- AUM share
- 100%
- Avg. per client
- $2.43M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Napier Financial charges up to 1.50% a year for its Investment management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited-scope consulting fees are negotiated with the client and billed as services are rendered.
- Financial planning
- Stand-alone financial planning is a fixed fee, starting at $2,500 and negotiated; earned fees on termination are billed at $400 an hour.
- Retirement plan advisory services
- Advisory fee negotiated with the plan sponsor, up to 1.50% a year, billed quarterly or monthly under the plan sponsor agreement.
Alexander Weiss owns 25% to 50% of Napier Financial. It has 14 employees, 9 of them in advisory roles.
Leadership
- William ClementMember
- Shaun DacunhaMember
- Thomas FletcherMember
- Thomas SchulteMember
- Alexander WeissMember, CCO
- John NapolitanoMember
- Robert NapolitanoMember
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Dante Marco Coppola
- Adam J Dani
- Thomas Hastings Fletcher
- Anne Nicole Gouthro
- Matthew Richard Hodges
- John Paul Napolitano
- Robert Christopher Napolitano
- Thomas William Schulte
- Alexander Gregory Weiss
Staff
- 14 employees
- 9 in advisory functions
- 2 insurance agents
- Owns 25% to 50% of Napier Financial, LLC
Alexander Weiss
Control person · since May 2025
- Owns 25% to 50% of Napier Financial, LLC
John Napolitano
Control person · since May 2025
- Owns 10% to 25% of Napier Financial, LLC
Robert Napolitano
since May 2025
Napier Financial’s regulatory assets grew Infinity× from $0 (June 2025) to $588M (July 2026); employees were 14 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $588M | 242 | 14 | 3 |
| June 2025 | $0 | 0 | 14 | 2 |
Besides its headquarters, Napier Financial has 2 offices (1 private residence, listed without an address), with 2 listed addresses in California and Massachusetts.
California · 1 listed address
- 27201 Tourney Road, Santa Clarita
Massachusetts · 1 listed address
- 30 Braintree Hill Office Park, Suite 201, BraintreeHQ
Contact and registration details
- Legal name
- Napier Financial, LLC
- Headquarters
- 30 Braintree Hill Office Park, Suite 201, Braintree, MA 02184
- Website
- napierfinancial.com
- Phone
- 781-884-2300
- @napier-financial
- SEC file
- 801-133755
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Napier Financial uses LPL Financial ($531M) as custodian for its separately managed accounts. Napier Financial has custody of $87.4M in client assets for 41 clients.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $531M100%
At year end, Napier Financial’s separately managed accounts were mostly in stocks (80%) and funds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $480M across 472 positions; the largest are iShares Russell (13.0%), iShares Core (9.6%) and iShares MSCI (5.4%).
What the accounts hold
- Stocks80%
- Exchange-traded equities72%
- Non-exchange-traded equities8%
- Funds13%
- Bonds4%
- U.S. government and agency bonds3%
- State and local bonds1%
- Cash1%
- Other2%
- Annuities, alts, master limited partnership, preferred stock, structured products, variable annuities, warrant2%
Reported 13F holdings
- $480M
- Reported 13F value
- 472
- Positions
- 53.7%
- In the 10 largest
- +10.1%
- Value vs. prior quarter
- iShares Russell · MF Closed And MF Open13.0%
- iShares Core · MF Closed And MF Open9.6%
- iShares MSCI · MF Closed And MF Open5.4%
- iShares 3-7yr · MF Closed And MF Open4.2%
- iShares Russell · MF Closed And MF Open4.0%
- Vanguard Mid · MF Closed And MF Open3.9%
- First Trust · MF Closed And MF Open3.8%
- iShares MSCI · MF Closed And MF Open3.3%
- Wisdomtree Floating · MF Closed And MF Open3.3%
- State Street · MF Closed And MF Open3.1%
Together, the ten largest are 53.7% of reported value.
How many clients does Napier Financial have?
Napier Financial has 242 clients and manages $588 million for them, as of July 2026. They include 120 high-net-worth individuals, 104 individual clients, and 12 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026
What services does Napier Financial offer?
Napier Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, business succession planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Napier Financial charge?
Napier Financial charges up to 1.50% a year for its Investment management. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Napier Financial use?
Napier Financial’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $531M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 July 2026
How many financial advisors does Napier Financial have?
Napier Financial has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Napier Financial invest in?
At the end of its last fiscal year, Napier Financial’s separately managed accounts held 72% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 8% non-exchange-traded equities, 3% U.S. government and agency bonds, 2% other, 1% state and local bonds and 1% cash and equivalents. The 2% other category is described as: Annuities, Alts, Master Limited Partnership, Preferred Stock, Structured Products, Variable Annuities, Warrant.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Napier Financial?
Napier Financial’s direct owners are Alexander Weiss, John Napolitano and Robert Napolitano, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 17 July 2026
How does Napier Financial get paid?
Napier Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Napier Financial?
Napier Financial’s main office is at 30 Braintree Hill Office Park, Suite 201, Braintree, MA 02184. Its phone number is 781-884-2300. Its website is napierfinancial.com.