Mount Lucas Index Advisers provides portfolio management for investment companies.
Mount Lucas Index Advisers reports 1 investment company. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($170M across 1 account) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $170M | 100.0% | $170M |
| Total | 1 | $170M | 100% | $170M |
- Clients
- 1
- Regulatory AUM
- $170M
- AUM share
- 100.0%
- Avg. per client
- $170M
Total
- Clients
- 1
- Regulatory AUM
- $170M
- AUM share
- 100%
- Avg. per client
- $170M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
Mount Lucas Index Advisers is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Mount Lucas Management LP owns 75% or more of Mount Lucas Index Advisers. The leadership team of Mount Lucas Index Advisers includes Chief Financial Officer Gregory Cox.
Staff
- Owns 75% or more of Mount Lucas Index Advisers LLC
Mount Lucas Management LP
Control person · since August 2020
MLM LLC
General partner · Control person · since January 2011
- Owns 25% to 50% of MLM LLC
Roger Alcaly
Control person · since January 2011
- Owns 25% to 50% of MLM LLC
Timothy Rudderow
Control person · since January 2011
- Owns 25% to 50% of MLM LLC
Raymond IX
Control person · since January 2011
- Owns 25% to 50% of MLM LLC
Gerald Prior III
Control person · since January 2022
- Owns 10% to 25% of Mount Lucas Index Advisers LLC
Oklahoma State University Foundation
since August 2020
Mount Lucas Index Advisers’ regulatory assets grew 6.5× from $26.4M (January 2021) to $170M (March 2026); clients were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $170M | 1 | 0 | 1 |
| Mar 2025March 2025 | $334M | 1 | 0 | 1 |
| Mar 2024March 2024 | $260M | 1 | 0 | 1 |
| May 2023May 2023 | $261M | 1 | 0 | 1 |
| Mar 2022March 2022 | $31.8M | 1 | 0 | 1 |
| Jan 2021January 2021 | $26.4M | 1 | 0 | 1 |
Besides its headquarters, Mount Lucas Index Advisers has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 405 South State Street, NewtownHQ
Contact and registration details
- Legal name
- Mount Lucas Index Advisers LLC
- Headquarters
- 405 South State Street, Newtown, PA 18940
- Website
- Not reported
- Phone
- 267-759-3500
- SEC file
- 801-119730
- Structure
- Delaware LLC
- Fiscal year end
- December
Mount Lucas Index Advisers does not have custody of client assets.
How many clients does Mount Lucas Index Advisers have?
Mount Lucas Index Advisers has 1 client and manages $170 million for them, as of March 2026. They include 1 investment company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Mount Lucas Index Advisers offer?
Mount Lucas Index Advisers provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Who owns Mount Lucas Index Advisers?
Mount Lucas Index Advisers is owned through a chain of holding companies by Roger Alcaly, Timothy Rudderow, Raymond IX and Gerald Prior III. Its direct owners are Mount Lucas Management LP (75% or more) and Oklahoma State University Foundation (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Mount Lucas Index Advisers get paid?
Mount Lucas Index Advisers is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Mount Lucas Index Advisers?
Mount Lucas Index Advisers’ main office is at 405 South State Street, Newtown, PA 18940. Its phone number is 267-759-3500.